13F-HR 1 form13fdec03.txt FM13F FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephen A. Feinberg Address: 299 Park Avenue, 22nd Floor, New York, NY 10171 ------------------------------------------------------------ Form 13F File Number: 28-06882 --------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen A. Feinberg ----------------------- Title: Investment Manager ----------------------- Phone: (212) 421-2600 ----------------------- Signature, Place, and Date of Signing: /s/ Stephen Feinberg New York, NY 2/13/04 --------------------------- ------------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number: 28-6286 ------------ Name: J. Ezra Merkin* -------------------- Form 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 1* -------------------------------------------------------------------------------- Form 13F Information Table Entry Total: 22 -------------------------------------------------------------------------------- Form 13F Information Table Value Total: $ 529,365 (thousands) -------------------------------------------------------------------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 1* -------------------------------------------------------------------------------- Form 13F File Number: 28-6286 -------------------------------------------------------------------------------- Name: J. Ezra Merkin -------------------------------------------------------------------------------- *Mr. Stephen Feinberg shares investment discretion with Mr. J. Ezra Merkin over certain securities, and such securities are not included herein, but are reported on the Form 13F filed by Mr. Merkin. FORM 13F INFORMATION TABLE STEPHEN A. FEINBERG FORM 13F December 31, 2003
------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Value Shares or SH/ Put/ Investment Other Voting Authority Name of Issuer Class CUSIP (x$1000) Prin. Amt. PRN Call Discretion Managers Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ALLSTREAM INC CL A VTG SHS 02004C105 $ 1,972 36,522 SH SOLE N/A 36,522 ALLSTREAM INC CL B LT VTG SH 02004C204 $145,540 2,598,935 SH SOLE N/A 2,598,935 CONSECO INC COMMON STOCK 208464883 $ 80,213 3,912,853 SH SOLE N/A 3,912,853 APARTMENT INVESTMENT COMMON STOCK 03748R101 $ 16,827 427,525 SH SOLE N/A 427,525 & MANAGEMENT CO. AT&T WIRELESS SERVICES INC. COMMON STOCK 00209A106 $ 2,397 300,000 SH SOLE N/A 300,000 BIOSPHERE MEDICAL, INC. COMMON STOCK 09066V103 $ 6,159 1,559,268 SH SOLE N/A 1,559,268 CALIFORNIA COASTAL COMMON STOCK 129915203 $ 1,399 127,209 SH SOLE N/A 127,209 COMMUNITIES INC. MILLICOM INTERNATIONAL SHS L6388F110 $ 858 12,260 SH SOLE N/A 12,260 KOMAG INC. COMMON STOCK 500453204 $101,449 6,943,801 SH SOLE N/A 6,943,801 FIRST UNION REAL ESTATE SH BEN INT 337400105 $ 3,812 1,764,699 SH SOLE N/A 1,764,699 FIRST UNION REAL ESTATE PRD CONV SER A 337400303 $ 614 30,500 SH SOLE N/A 30,500 CLEAN HARBORS INC. COMMON STOCK 184496107 $ 9,301 1,043,900 SH SOLE N/A 1,043,900 HEALTHAXIS, INC. COMMON STOCK 42219D308 $ 35 11,750 SH SOLE N/A 11,750 CONSECO INC WARRANTS 208464123 $ 784 108,891 SH SOLE N/A 108,891 I-STAT CORP. COMMON STOCK 450312103 $ 29,371 1,919,702 SH SOLE N/A 1,919,702 KINDRED HEALTHCARE INC. COMMON STOCK 494580103 $ 62,376 1,200,001 SH SOLE N/A 1,200,001 SEPRACOR INC. COMMON STOCK 817315104 $ 13,042 545,000 SH SOLE N/A 545,000 SPEEDUS CORP. COMMON STOCK 847723103 $ 25 21,548 SH SOLE N/A 21,548 SPRINT CORP - PCS GROUP COMMON STOCK 852061506 $ 1,686 300,000 SH SOLE N/A 300,000 SUPERCONDUCTOR TECHNOLOGIES INC. COMMON STOCK 867931107 $ 563 101,280 SH SOLE N/A 101,280 TRANS WORLD ENTERTAINMENT CORP. COMMON STOCK 89336Q100 $ 49,284 6,921,881 SH SOLE N/A 6,921,881 VITRAN CORP. COMMON STOCK 92850E107 $ 1,658 117,200 SH SOLE N/A 117,200