-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PNPRQlUQna+mhF+xlxOMNlU4BIC1nwo0eYOlCB/aX9lZ+cS9EnFdM/V58+Ddot98 VZ/0tyOSngUDqsJAbm//ow== 0000905718-02-000195.txt : 20020513 0000905718-02-000195.hdr.sgml : 20020513 ACCESSION NUMBER: 0000905718-02-000195 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FEINBERG STEPHEN CENTRAL INDEX KEY: 0000947822 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06882 FILM NUMBER: 02644141 BUSINESS ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128912120 MAIL ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13f0502.txt FORM 13F-HR FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment [ ]: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephen A. Feinberg Address: 450 Park Avenue, 28th Floor, New York, NY 10022 ------------------------------------------------------------ Form 13F File Number: 28-06882 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Stephen A. Feinberg ----------------------- Title: Investment Manager ----------------------- Phone: (212) 421-2600 ----------------------- Signature, Place, and Date of Signing: /s/ Stephen Feinberg New York, NY May 13, 2002 - --------------------------- ------------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number: 28-6286 Name: J. Ezra Merkin* Form 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 1* Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $ 198,657 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No 1* Form 13F File Number: 28-6286 Name: J. Ezra Merkin *Mr. Stephen Feinberg shares investment discretion with Mr. J. Ezra Merkin over certain securities, and such securities are not included herein but are reported on the Form 13F filed by Mr. Merkin. FORM 13F INFORMATION TABLE
- ------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Class CUSIP Value Shares or SH/ Put/ Investment Other Voting Authority Name of Issuer (x$1000) Prin. Amt. PRN Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AT&T WIRELESS SVCS. INC. COM 00209A106 $8,600 1,000,000 SH SOLE N/A X ALDERWOODS GROUP INC. COM 014383103 $4,773 530,304 SH SOLE N/A X BIOSPHERE MEDICAL INC. COM 09066V103 $11,695 1,559,268 SH SOLE N/A X CALIFORNIA COASTAL CMNTYS COM 129915203 $572 127,209 SH SOLE N/A X CONDUCTUS INC. COM 206784100 $405 168,800 SH SOLE N/A X CRONOS GROUP N.V. ORD L20708100 $1,436 287,200 SH SOLE N/A X D.R. HORTON INC. COM 23331A109 $10,109 453,442 SH SOLE N/A X FIRST UN REAL EST EQ & MTG INV SH BEN INT 337400105 $4,147 1,764,699 SH SOLE N/A X FIRST UN REAL EST EQ & MTG INV PRD CONV SER A 337400303 $614 30,500 SH SOLE N/A X GENERAL MARITIME CORP. SHS Y2692M103 $2,299 199,921 SH SOLE N/A X HEALTHAXIS INC. COM 42219D100 $106 153,259 SH SOLE N/A X I-STAT CORP. COM 450312103 $13,438 1,919,702 SH SOLE N/A X IBERIABANK CORP. COM 450828108 $3,835 110,600 SH SOLE N/A X INSIGNIA FIN GROUP INC. COM 45767A105 $630 58,292 SH SOLE N/A X KINDRED HEALTHCARE INC. COM 494580103 $49,915 1,181,420 SH SOLE N/A X NUCENTRIX BROADBAND NETWORKS COM 670198100 $11,041 1,338,266 SH SOLE N/A X PENN TRAFFIC CO COM 707832200 $1,938 179,400 SH SOLE N/A X REUNION IND INC. COM 761312107 $40 67,303 SH SOLE N/A X SCIENT INC. COM 808649107 $145 1,034,160 SH SOLE N/A X SEPRACOR INC. COM 817315104 $3,510 195,000 SH SOLE N/A X SHELBOURNE PPTYS. I, INC. COM 821373107 $592 19,000 SH SOLE N/A X SHELBOURNE PPTYS. II, INC. COM 821374105 $682 16,300 SH SOLE N/A X SHELBOURNE PPTYS. III, INC. COM 82137E103 $431 14,000 SH SOLE N/A X SOLUTIA INC. COM 834376105 $87 10,000 SH SOLE N/A X SPEEDUS.COM COM 847723103 $19 21,548 SH SOLE N/A X SPRINT CORP PCS COM SER 1 852061506 $10,500 1,000,000 SH SOLE N/A X TRANS WORLD ENTMT CORP. COM 89336Q100 $56,692 6,871,281 SH SOLE N/A X VITRAN INC. COM 92850E107 $406 117,200 SH SOLE N/A X
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