-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BbVGrjqFXu/14+T9iAu/iLfFpWQSHyUnEC0R9H68gzqGXEPagfUuMwQymPJRrOAL dZNoavwOFnWlIgzofOFmXA== 0000905718-01-500198.txt : 20020410 0000905718-01-500198.hdr.sgml : 20020410 ACCESSION NUMBER: 0000905718-01-500198 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FEINBERG STEPHEN CENTRAL INDEX KEY: 0000947822 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06882 FILM NUMBER: 1790142 BUSINESS ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128912120 MAIL ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13f1101.txt FORM 13F FOR FEINBERG UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephen A. Feinberg Address: 450 Park Avenue, 28th Floor, New York, NY 10022 ----------------------------------------------------------- Form 13F File Number: 28-06882 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Stephen A. Feinberg Title: Investment Manager Phone: 212-421-2600 Signature, Place, and Date of Signing: /s/ Stephen Feinberg New York, NY November 14, 2001 - ---------------- Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). Form 13F Summary Page Report Summary Number of Other Included Managers: 0* Form 13F Information Table Entry Total: 22 Form 13F Information Table Value Total: $ 134,153 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 0* J. Ezra Merkin Form 13F File # 28-6286 *Mr. Stephen Feinberg shares investment discretion with Mr. J. Ezra Merkin over certain securities, and such securities are not included herein but are reported on the Form 13F filed by Mr. Merkin.
FORM 13F INFORMTION TABLE Name of Issuer Title of Class CUSIP Value Shares or SH/ Put/ Investment Other Voting Authority (x$1000) Prin. Amt. PRN Call Discretion Managers Sole Shared None AMERICAN SKIING CO COM 029654308 $ 1,353 1,352,800 SH SOLE N/A X BIOSPHERE MEDICAL INC. COM 09066V103 $ 12,864 1,559,268 SH SOLE N/A X CALIFORNIA COASTAL CMNTYS INC. COM 129915203 $ 509 127,209 SH SOLE N/A X CONDUCTUS INC. COM 206784100 $ 582 168,800 SH SOLE N/A X CRONOS GROUP, N.V. ORD L20708100 $ 1,436 287,200 SH SOLE N/A X FIRST UN REAL EST EQ & MTG. INVTS SH BEN INT 337400105 $ 4,412 1,764,699 SH SOLE N/A X FIRST UN REAL EST EQ & MTG. INVTS PFD CONV SER A 337400303 $ 614 30,500 SH SOLE N/A X GENERAL MARITIME CORP. SHS Y2692M103 $ 2,830 199,921 SH SOLE N/A X HEALTHAXIS, INC. COM 42219D100 $ 169 117,503 SH SOLE N/A X I-STAT CORP. COM 450312103 $ 11,518 1,919,702 SH SOLE N/A X IBERIABANK CORP. COM 450828108 $ 3,163 110,600 SH SOLE N/A X INSIGNIA FINL GROUP, INC. COM 45767A105 $ 388 36,992 SH SOLE N/A X MTR GAMING GROUP, INC. COM 553769100 $ 6,525 689,734 SH SOLE N/A X NUCENTRIX BROADBAND NETWORKS COM 670198100 $ 15,892 1,338,266 SH SOLE N/A X PENN TRAFFIC COMPANY COM 707832200 $ 895 179,400 SH SOLE N/A X REUNION INDS INC. COM 761312107 $ 47 67,303 SH SOLE N/A X SCIENT CORP. COM 80864H109 $ 209 834,000 SH SOLE N/A X SEPRACOR INC. COM 817315104 $ 17,053 475,000 SH SOLE N/A X SOLUTIA INC. COM 834376105 $ 124 10,000 SH SOLE N/A X SPEEDUS.COM COM 847723103 $ 43 21,548 SH SOLE N/A X TRANS WORLD ENTMT CORP. COM 89336Q100 $ 53,252 6,871,281 SH SOLE N/A X VITRAN CORP. COM 92850E107 $ 275 117,200 SH SOLE N/A X
-----END PRIVACY-ENHANCED MESSAGE-----