-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HEdVNGWRabzE7C7HVlcksjUmOUPUlr6Yzf8PmQf9iOOrmccI0BQcP8eGMI3Zz0lv pX3YQMhI5KNatJVuvs2cqA== 0000905718-01-500042.txt : 20010516 0000905718-01-500042.hdr.sgml : 20010516 ACCESSION NUMBER: 0000905718-01-500042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FEINBERG STEPHEN CENTRAL INDEX KEY: 0000947822 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06882 FILM NUMBER: 1636238 BUSINESS ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128912120 MAIL ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 fm13f501.txt CERBERUS PARTNERS FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2001 Check here if Amendment [ ]: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephen A. Feinberg Address: 450 Park Avenue, 28th Floor, New York, NY 10022 Form 13F File Number: 28-06882 -------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Stephen A. Feinberg Title: Investment Manager Phone: 212-421-2600 Signature, Place, and Date of Signing: /s/Stephen Feinberg New York, NY May 15, 2001 ------------------------- ------------------- ------------------ Stephen Feinberg Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). Form 13F Summary Page Report Summary Number of Other Included Managers: 0* Form 13F Information Table Entry Total: 20 Form 13F Information Table Value Total: $ 135,537 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 0* J. Ezra Merkin Form 13F File # 28-6286 *Mr. Stephen Feinberg shares investment discretion with Mr. J. Ezra Merkin over certain securities, and such securities are not included herein but are reported on the Form 13F filed by Mr. Merkin. STEPHEN A. FEINBERG FORM 13F March 31, 2001
- ------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Issuer Title of Class CUSIP Value Shares SH/PRN Put/ Invest- Other Voting (x$1000) or Prin. Call ment Mana- Authority Amt. Discretion gers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN SKIING COMPANY COMMON STOCK 029654308 $ 1,962 1,352,800 SH SOLE N/A X BIOSPHERE MEDICAL, INC. COMMON STOCK 09066V103 $ 5,794 475,868 SH SOLE N/A X CALIFORNIA COASTAL COMMON STOCK 129915203 $ 509 127,209 SH SOLE N/A X CONDUCTUS INC. COMMON STOCK 206784100 $ 675 168,800 SH SOLE N/A X CRONOS GROUP, N.V. ORD L20708100 $ 1,436 287,200 SH SOLE N/A X FIRST UNION REAL ESTATE SH BEN INT 337400105 $ 4,412 1,764,699 SH SOLE N/A X FIRST UNION REAL ESTATE PRD CONV SER A 337400303 $ 614 30,500 SH SOLE N/A X HEALTHAXIS, INC. COMMON STOCK 42219D100 $ 169 117,503 SH SOLE N/A X I-STAT CORP. COMMON STOCK 450312103 $37,434 1,919,702 SH SOLE N/A X IBERIABANK CORP. COMMON STOCK 450828108 $ 2,641 110,600 SH SOLE N/A X INSIGNIA FINANCIAL GROUP, INC. COMMON STOCK 45767A105 $ 483 36,992 SH SOLE N/A X MTR GAMING GROUP, INC. COMMON STOCK 553769100 $ 198 35,922 SH SOLE N/A X NUCENTRIX BROADBAND NETWORKS COMMON STOCK 670198100 $16,059 1,338,266 SH SOLE N/A X PENN TRAFFIC COMPANY COMMON STOCK 707832200 $ 897 179,400 SH SOLE N/A X REUNION INDUSTRIES INC. COMMON STOCK 761312107 $ 74 67,303 SH SOLE N/A X SCIENT CORP. COMMON STOCK 80864H109 $ 1,564 834,000 SH SOLE N/A X SOLUTIA INC. COMMON STOCK 834376105 $ 122 10,000 SH SOLE N/A X SPEEDUS.COM COMMON STOCK 847723103 $ 43 21,548 SH SOLE N/A X TRANS WORLD ENTERTAINMENT CORP. COMMON STOCK 89336Q100 $60,105 6,871,281 SH SOLE N/A X VITRAN CORP. COMMON STOCK 92850E107 $ 346 117,200 SH SOLE N/A X
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