-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UVlWfag0y3FNkgUw83/zhERUEHraXiZ33zktF4JZBJlIePzBoJja/za8eLyySl17 OcETF4U01CT6aKcKPa5lhg== /in/edgar/work/20000808/0000905718-00-000267/0000905718-00-000267.txt : 20000921 0000905718-00-000267.hdr.sgml : 20000921 ACCESSION NUMBER: 0000905718-00-000267 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FEINBERG STEPHEN CENTRAL INDEX KEY: 0000947822 STANDARD INDUSTRIAL CLASSIFICATION: [ ] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06882 FILM NUMBER: 687683 BUSINESS ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128912120 MAIL ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 0001.txt 13F-HR FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ ]: Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephen A. Feinberg ----------------------------------------------------------- Address: 450 Park Avenue, 28th Floor ----------------------------------------------------------- New York, NY 10022 ----------------------------------------------------------- ----------------------------------------------------------- Form 13F File Number: 28-6882 ----------------------------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Stephen A. Feinberg -------------------------------------------------------- Title: Investment Manager -------------------------------------------------------- Phone: (212) 421-2600 -------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Stephen Feinberg - -------------------------------------------------------------------------------- [Signature] - -------------------------------------------------------------------------------- New York, NY - -------------------------------------------------------------------------------- [City, State] - -------------------------------------------------------------------------------- 08/07/00 - -------------------------------------------------------------------------------- [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager, [If there are no entries in this list, omit this section.] Form 13F File Number 28-6286 ----------------------------------------------------------- Name J. Ezra Merkin* ----------------------------------------------------------- Form 13F Summary Page Report Summary Number of Other Included Managers: 0* - -------------------------------------------------------------------------------- Form 13F Information Table Entry Total: 24 - -------------------------------------------------------------------------------- Form 13F Information Table Value Total: $172,794 (thousands) - ------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 0* ----------------------------------------------------------------------- Form 13F File Number 28-6286 ----------------------------------------------------------- Name J. Ezra Merkin* ----------------------------------------------------------- ______________ * Mr. Stephen A. Feinberg shares investment discretion with Mr. J. Ezra Merkin over certain securities, and such securities are not included herein, but are reported on the Form 13F filed by Mr. Merkin.
STEPHEN A. FEINBERG FORM 13F FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN SKIING COMPANY COMMON STOCK 029654308 $ 3,720 1,352,800 SH SOLE N/A X ANACOMP, INC. COMMON STOCK 032371106 $ 678 246,400 SH SOLE N/A X CALIFORNIA COASTAL COMMON STOCK 129915203 $ 763 127,209 SH SOLE N/A X CAPITOL FEDERAL FINANCIAL CORP COMMON STOCK 14057C106 $12,810 1,158,000 SH SOLE N/A X CONDUCTUS INC. COMMON STOCK 206784100 $ 4,203 230,300 SH SOLE N/A X CRONOS GROUP, N.V. ORD L20708100 $ 1,813 287,200 SH SOLE N/A X FIRST UNION REAL ESTATE SH BEN INT 337400105 $ 4,853 1,764,699 SH SOLE N/A X FIRST UNION REAL ESTATE PRD CONV SER A 337400303 $ 614 30,500 SH SOLE N/A X FRIENDLY'S ICE CREAM CORP. COMMON STOCK 358497105 $ 400 79,935 SH SOLE N/A X GRAND UNION CO. COMMON STOCK 386532402 $ 65 130,000 SH SOLE N/A X HEALTHAXIS, INC. COMMON STOCK 42219D100 $ 325 86,656 SH SOLE N/A X I-STAT CORP. COMMON STOCK 450312103 $30,795 1,759,702 SH SOLE N/A X IBERIABANK CORP. COMMON STOCK 450828108 $ 2,239 145,600 SH SOLE N/A X IMPERIAL PARKING CORP. COMMON STOCK 453077109 $ 911 69,748 SH SOLE N/A X MTR GAMING GROUP, INC. COMMON STOCK 553769100 $ 2,063 412,500 SH SOLE N/A X NUCENTRIX BROADBAND NETWORKS COMMON STOCK 670198100 $33,430 1,298,266 SH SOLE N/A X PENN TRAFFIC COMPANY COMMON STOCK 707832200 $ 987 179,400 SH SOLE N/A X RAMTRON INTERNATIONAL CORP. COMMON STOCK 751907304 $ 102 11,630 SH SOLE N/A X REUNION INDUSTRIES INC. COMMON STOCK 761312107 $ 130 67,303 SH SOLE N/A X SANDS REGENT COMMON STOCK 800091100 $ 436 248,900 SH SOLE N/A X SOLUTIA INC. COMMON STOCK 834376105 $ 138 10,000 SH SOLE N/A X SPEEDUS.COM COMMON STOCK 847723103 $ 102 21,548 SH SOLE N/A X TRANS WORLD ENTERTAINMENT CORP.COMMON STOCK 89336Q100 $70,787 5,838,081 SH SOLE N/A X VITRAN INC. COMMON STOCK 92850E107 $ 432 117,200 SH SOLE N/A X
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