-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BZqadmCKRFhj5MqKYcX4F9OcbO77bJ6xeOR4ls6iAqRQ9W7BDP8Qcbru4NURr9Sx Wp596+Yy+feQ/Qa9z0o4sw== 0000905718-00-000190.txt : 20000516 0000905718-00-000190.hdr.sgml : 20000516 ACCESSION NUMBER: 0000905718-00-000190 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FEINBERG STEPHEN CENTRAL INDEX KEY: 0000947822 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-06882 FILM NUMBER: 631921 BUSINESS ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128912120 MAIL ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 13F-HR/A FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [x]: Amendment Number: 1 This Amendment (Check only one.): [x] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephen A. Feinberg ----------------------------------------------------------- Address: 450 Park Avenue, 28th Floor ----------------------------------------------------------- New York, NY 10022 ----------------------------------------------------------- ----------------------------------------------------------- Form 13F File Number: 28-6882 ----------------------------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Stephen A. Feinberg -------------------------------------------------------- Title: Investment Manager -------------------------------------------------------- Phone: (212) 421-2600 -------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Stephen Feinberg - -------------------------------------------------------------------------------- [Signature] - -------------------------------------------------------------------------------- New York, NY - -------------------------------------------------------------------------------- [City, State] - -------------------------------------------------------------------------------- 5/15/00 - -------------------------------------------------------------------------------- [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager, [If there are no entries in this list, omit this section.] Form 13F File Number 28-6286 ----------------------------------------------------------- Name J. Ezra Merkin* ----------------------------------------------------------- Form 13F Summary Page Report Summary Number of Other Included Managers: 0* - -------------------------------------------------------------------------------- Form 13F Information Table Entry Total: 24 - -------------------------------------------------------------------------------- Form 13F Information Table Value Total: $157,314 (thousands) - ------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 0* ----------------------------------------------------------------------- Form 13F File Number 28-6286 ----------------------------------------------------------- Name J. Ezra Merkin* ----------------------------------------------------------- ______________ * Mr. Stephen A. Feinberg shares investment discretion with Mr. J. Ezra Merkin over certain securities, and such securities are not included herein, but are reported on the Form 13F filed by Mr. Merkin.
STEPHEN A. FEINBERG FORM 13F March 31, 2000 - ------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Issuer Title of Class CUSIP Value Shares or SH/PRN Put/Call Investment Other Voting Authority (x$1000) Prin. Amt. Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN SKIING COMPANY COM 029654308 $ 3,382 1,352,800 SH SOLE N/A X ANACOMP, INC. COM 032371106 3,819 246,400 SH SOLE N/A X C-CUBE MICROSYSTEMS INC. COM 125015107 568 7,800 SH SOLE N/A X CALIFORNIA COASTAL COM 129915203 700 127,209 SH SOLE N/A X CAPITOL FEDERAL FINANCIAL CORP COM 14057C106 10,929 1,158,000 SH SOLE N/A X CRONOS GROUP, N.V. COM L20708100 1,813 287,200 SH SOLE N/A X FIRST UNION REAL ESTATE COM 337400105 4,853 1,764,699 SH SOLE N/A X FIRST UNION REAL ESTATE PREF 337400303 614 30,500 SH SOLE N/A X FRIENDLY'S ICE CREAM CORP. COM 358497105 315 79,935 SH SOLE N/A X GRAND UNION CO. COM 386532402 374 130,000 SH SOLE N/A X HEALTHAXIS, INC. COM 42219D100 1,235 86,656 SH SOLE N/A X ISB FINANCIAL CORP. COM 450091103 1,966 145,600 SH SOLE N/A X I-STAT CORP. COM 450312103 28,045 1,759,702 SH SOLE N/A X MTR GAMING GROUP, INC. COM 553769100 1,341 412,500 SH SOLE N/A X NUCENTRIX BROADBAND NETWORKS COM 670198100 38,299 1,298,266 SH SOLE N/A X PENN TRAFFIC COMPANY COM 707832200 1,233 179,400 SH SOLE N/A X RAMTRON INTERNATIONAL CORP. COM 751907304 174 11,630 SH SOLE N/A X REUNION INDUSTRIES INC. COM 761312107 244 67,303 SH SOLE N/A X SANDS REGENT COM 800091100 626 357,800 SH SOLE N/A X SOLUTIA INC. COM 834376105 136 10,000 SH SOLE N/A X SPEEDUS.COM COM 847723103 226 21,548 SH SOLE N/A X TSI INC./MINNESOTA COM 872876107 5,111 346,500 SH SOLE N/A X TRANS WORLD ENTERTAINMENT CORP. COM 89336Q100 50,858 5,085,781 SH SOLE N/A X VITRAN CORP. COM 9285OE107 454 117,200 SH SOLE N/A X
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