EX-99.5(D) 4 d465275dex995d.htm SPECIMEN OF APPLICATION Specimen of Application

Exhibit 5(d)

 

 

    

         
 

 

 

LOGO

 

Premier ® Retirement

Variable Annuity Application Form

Annuities are issued by Pruco Life Insurance Company

 

   Annuities Service Center

Financial Professionals:

1-800-513-0805

Fax 1-800-576-1217

www.prudentialannuities.com

 

Regular Mail Delivery

Annuities Service Center

P.O. Box 7960

Philadelphia, PA 19176

 

Overnight Service, Certified or

Registered Mail Delivery

Prudential Annuities Service Center

2101 Welsh Road

Dresher, PA 19025

 

  
      

    

         
  ç PRODUCT SELECTION        
            B Series        L Series           C Series

 

               
  SECTION 1       OWNERSHIP INFORMATION          
               

 

  A. TYPE OF OWNERSHIP - Select One

 

  Non Entity:

   ¨ Individual    ¨ Joint   ¨ UTMA/UGMA       

  Entity:

   ¨ Custodian    ¨ C  Corporation*   ¨ S  Corporation*   ¨ Trust*     
*If the Owner is a Trust, Corporation or other entity you must complete and submit the Certificate of Entity form with this application.

 

  B. OWNER

 

 

 Name (First, Middle, Last, or Trust / Entity)

 

  

¨ Male

 

  

¨ Female

 

     

Birth Date (Mo - Day - Yr)

 

        

SSN / TIN

 

  
                    -            -                    

 

 

Street Address

      City       State       ZIP   
                              

 

 

Telephone Number    

       
       

 

  ¨ U.S. Citizen    ¨  Resident  Alien/Citizen of:          

 

  ¨  Non-Resident Alien/Citizen of:               (Submit IRS Form W-8 (BEN, ECI, EXP or IMY))   

 

  C. CO-OWNER - Not available for entity-owned Annuities or Qualified Annuities.

    ¨ Check here to designate the Co-Owners as each other’s Primary Beneficiary.

 

 

Name (First, Middle, Last)

 

  

¨ Male

 

  

¨ Female

 

     

Birth Date (Mo - Day - Yr)

 

        

SSN / TIN

 

  
                    -            -                    

 

 

Street Address

      City       State       ZIP   
                              

 

 

¨ U.S. Citizen

   ¨ Resident  Alien/Citizen of:        

 

 

¨ Non-Resident Alien/Citizen of:

              (Submit IRS Form W-8 (BEN, ECI, EXP or IMY))   

 

 Relationship to Owner:

       

 

  D. ANNUITANT - Complete this Section if the Annuitant is not the Owner.

 

 

Name (First, Middle, Last)

 

  

¨ Male

 

  

¨ Female

 

     

Birth Date (Mo - Day - Yr)

 

        

SSN / TIN

 

  
                    -            -                    

 

 

Street Address

      City       State       ZIP   
                              

 

 

¨ U.S. Citizen

   ¨ Resident  Alien/Citizen of:            

 

 

¨ Non-Resident Alien/Citizen of:

              (Submit IRS Form W-8 (BEN, ECI, EXP or IMY))   

 

 

P-VAA(2/13)      ORD 202826         page 1 of 8
   SECTION 2  n        BENEFICIARY INFORMATION - NOTE: If more than 3 beneficiaries see section 7

 

 

• For Custodial IRA contracts, the Custodian must be listed as the Beneficiary.

• For Qualified contracts (Profit Sharing Plan, 401(k), etc.) other than an IRA, Roth IRA, SEP-IRA or 403(b), the Plan must be listed as the Beneficiary.

Indicate classifications of each Beneficiary Percentage. of benefit for all Primary Beneficiaries must total 100%. Percentage of benefit for all Contingent Beneficiaries must total 100%. If the Co-Owners have been chosen as each other’s Primary Beneficiary, then only Contingent Beneficiaries may be designated below.

 

 

 

Name (First, Middle, Last)

 

 

¨ Male   ¨ Female

 

    

Birth Date (Mo - Day - Yr)

 

 
                          -            -              

 

 

¨ Primary

 

 

Relationship

 

    

SSN/TIN

 

    

Percentage

 

   
 

¨ Contingent

                    %  

 

 

 

 

Name (First, Middle, Last)

 

 

¨ Male   ¨ Female

 

    

Birth Date (Mo - Day - Yr)

 

 
                              -            -              

 

 

¨ Primary

 

 

Relationship

 

    

SSN/TIN

 

    

Percentage

 

   
 

¨ Contingent

                    %  

 

 

 

 

Name (First, Middle, Last)

 

 

¨ Male   ¨ Female

 

    

Birth Date (Mo - Day - Yr)

 

 
                          -            -              

 

 

¨ Primary

 

 

Relationship

 

    

SSN/TIN

 

    

Percentage

 

   
 

¨ Contingent

                    %  

 

   SECTION 3  n        ANNUITY INFORMATION

 

  A. TYPE OF CONTRACT TO BE ISSUED

 

 

¨ Non-Qualified        ¨- SEP-IRA*

  ¨- Roth 401(k)*(Plan Year)       ¨- 457(b)*(gov’t. entity)

 

 

¨- 401*(Plan Year)

              ¨- IRA         ¨- Roth IRA         ¨- 403(b)*      ¨- 457(b)*(501(c) tax-exempt)

 

 

¨-Other    

       

  *The following information is required if the contract being requested is an employer plan only:

 

 

Employer Plan No. (if available)

 

   

Employer Plan Phone No.

 

 

    

           
 

 

Employer Plan Name

 

   

 

Employer Plan Contact Name

 

 
           

 

 

Street Address

 

    

City

 

    

State

 

    

ZIP

 

 

    

                          

 

 

  B. PURCHASE PAYMENTS

 

 

 

Make all checks payable to Pruco Life Insurance Company. Purchase Payment amounts may be restricted by Pruco Life; please see your prospectus for details.

 

  SOURCE OF FUNDS

 

 

¨ Non-Qualified

  ¨ SEP-IRA   ¨ 403(b)   ¨ Traditional IRA   ¨ 401(a)   ¨ Roth IRA   ¨ 401(k)  

 

 

¨ Other    

       

 

   

QUALIFIED CONTRACT PAYMENT TYPE

Indicate type of initial estimated payment(s).

     

NON-QUALIFIED CONTRACT PAYMENT TYPE

Indicate type of initial estimated payment(s) .

                           
  ¨ Transfer   $                   ¨ 1035 Exchange   $        
                           
  ¨ Rollover   $                   ¨ Amount Enclosed   $        
                           
  ¨ Direct Rollover   $                   ¨ CD Transfer or        
                        Mutual Fund Redemption   $        
  ¨ IRA /Roth  IRA Contribution   $         for tax year                     
                           
      If no year is indicated, contribution defaults to current tax year.                

P-VAA(2/13)

  ORD 202826  |     page 2 of 8
   SECTION 3  n  ANNUITY INFORMATION (continued)

 

  C. OPTIONAL BENEFITS (ONLY ONE may be chosen)

  Age restrictions must be met. Investment restrictions and additional charges apply. Optional Benefit riders maynot be available in all states or may vary. Please see the prospectus for full details.  

 

¨ Highest Daily Lifetime® Income v2.1   ¨ Highest Daily Lifetime® Income v2.1 with Highest Daily Death Benefit
 
¨ Spousal Highest  Daily Lifetime® Income v2.1   ¨ Spousal Highest Daily Lifetime® Income v2.1 with Highest Daily Death Benefit

 

   SECTION 4  n  INVESTMENT SELECTION - NOTE: ALL ELECTIONS MUST BE IN WHOLE PERCENTAGES, NOT DOLLARS

 

  A. 6 OR 12 MONTH DOLLAR COST AVERAGING (DCA) PROGRAM - Please see the prospectus for details on this program.

 

 

If not enrolling in 6 or 12 Month DCA, proceed to Section 4B.

If enrolling in 6 or 12 Month DCA, check the applicable box and proceed to Section 4B to select the Portfolios to which your DCA transfers will be allocated. You may not participate in both the 6 and 12 Month DCA at the same time.

6 or 12 Month DCA may not be available in all states.

 

 

 

¨ 6 Month DCA  

      % of purchase payment    OR     ¨ 12 Month DCA         % of purchase payment

 

 

Each time you make an additional Purchase Payment, you need to elect a new 6 or 12 Month DCA program for that additional purchase payment.

 

If you have elected a 6 or 12 month DCA program, you may NOT elect any of the MVA Options in Section 4B.

 

If you choose to allocate less than 100% of your purchase payment to the 6 or 12 month DCA program, the remaining percentage of your purchase payment will be allocated to the investments you select in Section 4B.

 

 

  B. INVESTMENT ALLOCATIONS - Note: Please review the below instructions prior to selecting your Investment Allocation.

 

    If you elected an Optional Benefit in Section 3C:       If you did NOT elect an Optional Benefit in Section 3C:  
    1. You may pick ONE of the Prudential Portfolio Combinations in Box 1       1. You may pick ONE of the Prudential Portfolio Combinations in Box 1  
    OR:       OR:  
    2. You may choose from the Asset Allocation Portfolios in Box 2. Indicate the percent of your investment for each Asset Allocation. Allocations made among these portfolios must total 100%       2. You may choose from any of the Portfolios and MVA Options in Box 2, 3 or 4 in any percentage combination totaling 100%.  

 

 

  Automatic Rebalancing

 

¨ Check here if you would like the below percentages to rebalance. Indicate the day of the month and frequency.

Day of the Month (1st - 28th)                Rebalancing Frequency: ¨ Monthly   ¨ Quarterly   ¨ Semi-Annually    ¨ Annually

 

 

 

 

  BOX 1  |  Prudential Portfolio Combinations

  ¨ Combination 1   ¨ Combination 2   ¨ Combination 3  
   

25% AST Capital Growth Asset Allocation

25%  AST Franklin Templeton Founding Funds Allocation

20%  AST New Discovery Asset Allocation

30%  AST First Trust Capital Appreciation Target

 

25%  AST FI Pyramis® Asset Allocation

25%  AST J.P. Morgan Global Thematic

25%  AST First Trust Capital Appreciation Target

25%  AST Advanced Strategies

 

30%  AST Wellington Management Hedged Equity

20%  AST BlackRock Global Strategies

20%  AST Academic Strategies Asset Allocation

30%  AST Advanced Strategies

   
  ¨ Combination 4   ¨ Combination 5   ¨ Combination 6  
   

40%  AST T. Rowe Price Asset Allocation

35%  AST Balanced Asset Allocation

25%  AST First Trust Balanced Target

 

30%  AST T. Rowe Price Asset Allocation

20%  AST Moderate Asset Allocation

15%  AST Schroders Global Tactical

10%  AST First Trust Balanced Target

25%  AST Advanced Strategies

 

20%  AST Moderate Asset Allocation

35%  AST Schroders Multi-Asset World Strategies

30%  AST Academic Strategies Asset Allocation

15%  AST J.P. Morgan Strategic Opportunities

   
  ¨ Combination 7   ¨ Combination 8   ¨ Combination 9  
 

30%  AST T. Rowe Price Asset Allocation

70%  AST Preservation Asset Allocation

 

50%  AST Preservation Asset Allocation

20%  AST Horizon Moderate Asset Allocation

30%  AST J.P. Morgan Strategic Opportunities

 

25%  AST Preservation Asset Allocation

75%  AST J.P. Morgan Strategic Opportunities

 

P-VAA(2/13)

  ORD 202826  |     page 3 of 8  

  SECTION 4  n  INVESTMENT SELECTION - NOTE: ALL ELECTIONS MUST BE IN WHOLE PERCENTAGES, NOT

                            DOLLARS (continued)

  Over time, the percentage that each Asset Allocation Portfolio you are invested in represents to your Account Value may vary from the original allocation percentage within the Prudential Portfolio Combination you selected. We will not automatically rebalance your variable Account Value to stay consistent with that original allocation, unless you specifically direct us to do so in the Automatic Rebalancing section above. In providing these Portfolio Combinations, we are not providing investment advice. You and your Financial Professional are responsible for determining which Portfolio Combinations or Sub-account(s) are best for you.  
   
  BOX 2 I Asset Allocation Portfolios%  
   
  Traditional   Tactical   Alternative  
      AST Balanced Asset Allocation       AST Horizon Moderate Asset Allocation       AST Academic Strategies Asset Allocation  
             
      AST Capital Growth Asset Allocation       AST J.P. Morgan Global Thematic       AST Advanced Strategies  
             
      AST FI Pyramis® Asset Allocation       AST Moderate Asset Allocation       AST BlackRock Global Strategies  
             
      AST Franklin Templeton Founding Funds Allocation         AST Schroders Global Tactical       AST J.P. Morgan Strategic Opportunities  
             
      AST New Discovery Asset Allocation   Quantitative       AST Schroders Multi-Asset World Strategies  
             
      AST Preservation Asset Allocation       AST First Trust Balanced Target       AST Wellington Management Hedged Equity  
             
      AST T. Rowe Price Asset Allocation       AST First Trust Capital Appreciation Target      
             
            BOX 2 Total I                I  %  
   
  BOX 3 I Additional Portfolios %  
   
  Large-Cap Growth   Mid-Cap Value   Small-Cap Value  
       
      AST Goldman Sachs Concentrated Growth       AST Mid-Cap Value       AST Goldman Sachs Small-Cap Value  
             
      AST Jennison Large-Cap Growth       AST Neuberger Berman /LSV Mid-Cap Value       AST Small-Cap Value  
             
      AST Marsico Capital Growth   Fixed Income   International Equity  
             
      AST MFS Growth       AST High Yield       AST AQR Emerging Markets Equity  
             
      AST T. Rowe Price Large-Cap Growth       AST Lord Abbett Core Fixed Income       AST International Growth  
             
  Large-Cap Blend       AST Money Market       AST International Value  
             
      AST Clearbridge Dividend Growth       AST Neuberger Berman Core Bond       AST J.P. Morgan International Equity  
             
      AST QMA US Equity Alpha       AST PIMCO Limited Maturity Bond       AST MFS Global Equity  
             
  Large-Cap Value       AST PIMCO Total Return Bond       AST Parametric Emerging Markets Equity  
             
      AST BlackRock Value       AST Prudential Core Bond       AST QMA Emerging Markets Equity  
             
      AST Goldman Sachs Large-Cap Value       AST T. Rowe Price Global Bond   Specialty Portfolio  
             
      AST Jennison Large-Cap Value       AST Western Asset Core Plus Bond       AST Cohen & Steers Realty  
             
      AST Large-Cap Value       AST Western Asset Emerging Markets Debt         AST Global Real Estate  
             
      AST MFS Large-Cap Value   Small-Cap Growth       AST Quantitative Modeling  
             
      AST T. Rowe Price Equity Income       AST Federated Aggressive Growth       AST T. Rowe Price Natural Resources  
             
  Mid-Cap Growth       AST Small-Cap Growth      
             
      AST Goldman Sachs Mid-Cap          
             
      AST Neuberger Berman Mid-Cap Growth          
        BOX 3 Total I                I  %  
         
  BOX 4 I MVA Options % (May not be available in all states)  
         
      3 -Year Guarantee Period       7 -Year Guarantee Period      
             
        5 -Year Guarantee Period       10 -Year Guarantee Period       BOX 3 Total I                I  %    
             
             
             
                                           CUMULATIVE (TOTAL 100%) I                  I  %  
         
         

P-VAA(2/13)

  ORD 202826       page 4 of 8
    SECTION 5   n   E-Documents

By providing my e-mail address below, and my signature in Section 11 of this application, I consent to receive and accept documents electronically during the duration of my variable annuity contract. These documents include, but are not limited to: account statements, confirmations, privacy notices, tax documents, prospectuses and prospectus supplements, annual and semi-annual reports, proxy statements, and correspondence. This consent will continue unless and until I revoke my consent by notifying Prudential at which time I will begin receiving paper documents by mail. I understand that e-mail notifications will be sent to me, indicating that documents are available, and will include instructions on how to quickly and easily access the documents by going to Prudential’s website.

Certain types of correspondence may still be delivered to you by paper mail. Registration on Prudential’s website is required for electronic delivery. There are no fees charged by Prudential for the e-Documents service or for paper documents. You must have a computer with Internet access, an active e-mail account, and Adobe Acrobat Reader to view your documents electronically. You can download Adobe Acrobat at no charge. See your Internet Service Provider for any other access fees that may apply.

 

    E-mail Address                    

 

    SECTION 6  n  FINANCIAL PROFESSIONAL AUTHORIZATION

If not checked we will assume that your answers are “YES” to Perform Contract Maintenance and Provide Investment/Allocation Instructions. For definitions, see Definitions and Disclosures.

 

    DO you authorize your Financial Professional to perform any of the designated activities below?

Please indicate what designated activities you authorize your Financial Professional to have:

  ¨ Yes      ¨ No  
    ¨ Perform Contract Maintenance                ¨Provide Investment/Allocation Instructions       

 

    SECTION 7  n  ADDITIONAL INFORMATION

 

    If needed for:  

• Special Instructions

 

• Beneficiaries             •  Contingent Annuitant (for custodial business only)

 

• Annuity Replacement

 

• Entity Authorized Individuals

 

 

                     

 

                     

 

                     

 

    SECTION 8  n  NOTICES & DISCLAIMERS

Alabama: Any person who knowingly presents a false or fraudulent claim for payment of a loss or benefit or who knowingly presents false information in an application for insurance is guilty of a crime and may be subject to restitution fines or confinement in prison, or any combination thereof.

 

ALASKA: All statements and descriptions in an application for an insurance policy or annuity contract, or in negotiations for the policy or contract, by or in behalf of the insured or annuitant, shall be considered to be representations and not warranties. Misrepresentations, omissions, concealment of facts, and incorrect statements may not prevent a recovery under the policy or contract unless either (1) fraudulent; (2) material either to the acceptance of the risk, or to the hazard assumed by the insurer; or (3) the insurer in good faith would either not have issued the policy or contract, or would not have issued a policy or contract in as large an amount, or at the same premium or rate, or would not have provided coverage with respect to the hazard resulting in the loss, if the true facts had been made known to the insurer as required either by the application for the policy or contract or otherwise.

 

ARIZONA: Upon written request an insurer is required to provide, within a reasonable time, factual information regarding the benefits and provisions of the annuity contract to the contract owner.

If for any reason you are not satisfied with this contract, you may return it to us within 10 days (or 30 days for applicants 65 or older) of the date you receive it. All you have to do is take it or mail it to one of our offices or to the representative who sold it to you, and it will be canceled from the beginning. If this is not a variable contract, any monies paid will be returned promptly.

If this is a variable contract, any monies paid will be returned promptly after being adjusted according to state law.

        

CALIFORNIA: If any Participant(s)/Owner(s) (or Annuitant for entity-owned contracts) is age 60 or older, you are required to complete the “Important Information for Annuities Issued or Delivered in California” form.

 

COLORADO: It is unlawful to knowingly provide false, incomplete, or misleading facts or information to an insurance company for the purpose of defrauding or attempting to defraud the company. Penalties may include imprisonment, fines, denial of insurance, and civil damages.

 

Any insurance company or agent of an insurance company who knowingly provides false, incomplete, or misleading facts or information to a policy holder or claimant for the purpose of defrauding or attempting to defraud the policy holder or claimant with regard to a settlement or award payable from insurance proceeds shall be reported to the Colorado Division of Insurance within the Department of Regulatory Agencies.

 

FLORIDA: Any person who knowingly and with intent to injure, defraud or deceive any insurer, files a statement of claim or an application containing any false, incomplete or misleading information is guilty of a felony of the third degree.

 

KENTUCKY: Any person who knowingly and with intent to defraud any insurance company or other person files an application for insurance containing any materially false information or conceals, for the purpose of misleading, information concerning any fact material thereto commits a fraudulent insurance act, which is a crime.

MAINE, TENNESSEE, VIRGINIA, and WASHINGTON: It is a crime to knowingly provide false, incomplete or misleading information to an insurance company for the purpose of defrauding the company. Penalties may include imprisonment, fines or a denial of insurance benefits.

        
        

(Continued)  

 

P-VAA(2/13)

   ORD 202826       page 5 of 8

 

  SECTION 8  n   NOTICES & DISCLAIMERS (continued)

 

  

MARYLAND: Any person who knowingly or willfully presents a false or fraudulent claim for payment of a loss or benefit or who knowingly or willfully presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison.

 

NEW JERSEY: Any person who includes any false or misleading information on an application for an insurance policy is subject to criminal and civil penalties.

 

          

OREGON and VERMONT: Any person who knowingly presents a materially false statement in an application for insurance may be guilty of a criminal offense and subject to penalties under state law.

 

PENNSYLVANIA: Any person who knowingly and with intent to defraud any insurance company or other person files an application for insurance or statement of claim containing any materially false information or conceals for the purpose of misleading, information concerning any fact material thereto commits a fraudulent insurance act, which is a crime and subjects such person to criminal and civil penalties.

 

ALL OTHER STATES: Any person who knowingly and willfully presents a false or fraudulent claim for payment of a loss or benefit or who knowingly and willfully presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison.

    

  

NORTH CAROLINA: North Carolina residents must respond to this question:

1. Did you receive a prospectus for this annuity? ¨  Yes ¨  No

2. Do you believe the annuity meets your financial objectives and anticipated future financial needs? ¨  Yes ¨  No

          
  

OHIO: Any person who, with intent to defraud or knowing that he is facilitating a fraud against an insurer, submits an application or files a claim containing a false or deceptive statement is guilty of insurance fraud.

 

OKLAHOMA: WARNING Any person who knowingly, and with intent to injure, defraud or deceive any insurer, makes any claim for the proceeds of an insurance policy containing any false, incomplete or misleading information is guilty of a felony.

          
             

 

  SECTION 9   n   OWNER ACKNOWLEDGEMENTS

 

  ¨ By checking this box and signing below, I consent to receiving the prospectus for this variable annuity on the compact disc (the “CD Prospectus”) contained within the sales kit for this annuity. I acknowledge that I (i) have access to a personal computer or similar device (ii) have the ability to read the CD Prospectus using that technology and (iii) am willing to incur whatever costs are associated with using and maintaining that technology. With regard to prospectus supplements and other amended/updated prospectuses created in the future, I understand that such documents may be delivered to me in paper form.  

 

 

   

I represent that the Annuity for which I am applying is not being purchased for speculation, arbitrage, viatication or any other type of collective investment scheme now or at any time prior to its termination; and

 
   

I acknowledge that the Annuity for which I am applying may not be traded on any stock exchange or secondary market; and

 

 

   

I represent that I am not being compensated in any way for the purchase of the Annuity for which I am applying; and

 

 

   

I understand that if I have purchased another Non-Qualified Annuity from Pruco Life or an affiliated company this calendar year that they will be considered as one annuity for tax purposes. If I take a distribution from any of these contracts, the taxable amount of the distribution will be reported to me and the IRS based on the earnings in all such contracts purchased during this calendar year; and

 

 

   

This variable annuity is suitable for my investment time horizon, goals and objectives and financial situation and needs; and

 

 

   

I understand that annuity payments, benefits or surrender values, when based on the investment experience of the separate account investment options, are variable and not guaranteed as to a dollar amount; and

 

 

   

I represent to the best of my knowledge and belief that the statements made in this application are true and complete; and

 

 

   

I acknowledge that I have received a current prospectus for this annuity; and

 

 

   

Amounts allocated to an MVA Option may be subject to a Market Value Adjustment if withdrawn or transferred at any time other than during the 30 day period prior to the MVA Option’s Maturity Date. See prospectus for details.

 

 

 

 

P-VAA(2/13)

   ORD 202826        page 6 of 8
  SECTION 10  n  OWNER & FINANCIAL PROFESSIONAL - REPLACEMENT INFORMATION
  

  REQUIRED    ç

  Both the owner Response and the Financial Professional Response columns must be completed.

 

 

Replacement Questions

  

 

Owner Response

  

 

Financial Professional

Response

Does the Owner have any existing individual life insurance policies or annuity contracts?

(If yes, a State Replacement Form is required for NA/C model regulation states.)

  

 

¨  YES    ¨  NO

  

 

¨   YES    ¨   NO

Will this annuity replace or change any existing individual life insurance policies or annuity contracts?

(If yes, complete the following and submit a State Replacement Form, if required.)

 

If yes - Company: |                                                             |

 

Policy #: |                | Year Issued : |                |

 

  

 

¨  YES    ¨  NO

  

 

¨   YES    ¨   NO

 

  SECTION 11  n  OWNER Signature(S)

By signing below and having entered an e-mail address in Section 5, E-Documents, I am providing my informed consent to receive standard regulatory documents and other documents listed in Section 5 by electronic delivery.

 

      (If contract is issued in a State other than the Owner’s State
REQUIRED    ç     State where signed         of Residence, a Contract Situs Form may be required.)

 

Owner’s Tax Certification (Substitute W-9)

Under penalty of perjury,I certify that the taxpayer identification number (TIN) I have listed on this form is my correct TIN.

If further certify that the citizenship/residency status I have listed on this form is my correct citizenship/residency status.

 

¨ I have been notified by the Internal Revenue Service that I am subject to backup withholding due to underreporting of interest or dividends.

  The Internal Revenue Service does not require your consent to any provision of this document other than the

  certifications required to avoid backup withholding.

 

  ç  TITLE (if any)                                                   -                         -
    Owner Signature       Month             Day             Year
         
         
           
    If signing on behalf of an entity, you must indicate your official title / position with the entity; if signing as a Trustee for a Trust,please provide the Trustee designation.

 

  SIGN HERE   ç                                                     -                         -
      Co-Owner Signature       Month             Day             Year

 

  SIGN HERE  ç                                                -                         -
        Annuitant Signature (if different from Owner)       Month             Day             Year

P-VAA(2/13)

   ORD 202826       page 7 of 8

 

  SECTION 12 n FINANCIAL PROFESSIONAL ACKNOWLEDGEMENTS AND SIGNATURE(S)

Financial Professional Statement

I am authorized and/or appointed to sell this variable annuity. I have fully discussed and explained the variable annuity features and charges including restrictions to the Owner. I believe this variable annuity is suitable given the Owner’s investment time horizon, goals and objectives, and financial situation and needs. I represent that: (a) I have delivered current applicable prospectuses and any supplements for the variable annuity (which includes summary descriptions of the underlying investment options); and (b) have used only current Pruco Life approved sales material.

I certify that I have truly and accurately recorded on this application the information provided by the applicant. I acknowledge that Pruco Life will rely on this statement.

 

  SIGN HERE  ç

           
          -   -    

    

 

    Financial Professional Signature     Month   Day   Year

  SIGN HERE  ç

           
          -   -    
    Financial Professional Signature     Month   Day   Year

 

  A. FINANCIAL PROFESSIONAL

 

  Name (First, Middle, Last)     Percentage  
          
          %
     

 

ID Number       Telephone Number       E-mail
                
                 

 

  Name (First, Middle, Last)     Percentage  
          
          %
     

 

ID  Number       Telephone Number       E-mail
                
                 

 

PLEASE SELECT   ç   For Financial Professional Use Only. Please contact your home office with any questions.
  ¨ Option A         ¨ Option B         ¨ Option C

 

 

  B. BROKER/DEALER

 

Name

   

 

 

For Broker/Dealer Use Only

            
   Networking No.       Annuity No. (If established)

P-VAA(2/13)

   ORD 202826          page 8 of 8
 

    

                  
 

 

LOGO

 

Premier ® Retirement

Variable Beneficiary Annuity Application Form

For use by beneficiaries of annuities for exchange or transfer.

 

Annuities are issued by Pruco Life Insurance Company

 

   Annuities Service Center

Financial Professionals:

1-800-513-0805

Fax 1-800-576-1217
www.prudentialannuities.com

 

Regular Mail Delivery

Annuities Service Center

P.O. Box 7960

Philadelphia, PA 19176

 

Overnight Service, Certified or

Registered Mail Delivery

Prudential Annuities Service Center

2101 Welsh Road

Dresher, PA 19025

 

 

  

 

      

    

                  
                    
  ç  PRODUCT SELECTION             B Series           L Series              C Series  

A Request for Required Distributions for Beneficiary    Annuity Application form must be completed and submitted with this Application.

 

  SECTION 1   n       OWNERSHIP INFORMATION           

 

  A. DECEDENT

         

 

 

Name (First, Middle, Last)

 

  

¨ Male

 

  

¨ Female

 

     

Birth Date (Mo - Day - Yr)

 

        

SSN / TIN

 

  
                    -            -                    

 

 

Date of Death (Mo - Day - Yr)|        -        -                |

                    
 

Street Address

      City       State       ZIP   
                              

 

 

Source of Funds   

¨  Non-Qualified

 

¨  IRA

  

¨  SEP-IRA

  

¨  Roth IRA

  

¨  403(b)

    
                  
  

¨  Other  

                              

 

 

  B. BENEFICIAL OWNER

          

 

 

Name (First, Middle, Last)

 

  

¨ Male

 

  

¨ Female

 

     

Birth Date (Mo - Day - Yr)

 

        

SSN / TIN

 

  
                    -            -                    

 

 

Street Address

      City       State       ZIP   
                              

 

 

Telephone Number 

               
           
 

¨ U.S. Citizen            

   ¨  Resident  Alien/Citizen of:         

 

 

¨  Non-Resident Alien/Citizen of:

              (Submit IRS Form W-8 (BEN, ECI, EXP or IMY))   

 

 

  C. TYPE OF OWNERSHIP

          

 

  Non Entity:    ¨  Individual      ¨   UTMA/UGMA   
  Entity:    ¨  Trust*        

*If the Owner is a Trust, Corporation or other entity you must complete and submit the Certificate of Entity form with this application.

  If Trust Ownership, only check one of the two boxes:

  Entity/Trust Ownership Only (Non-natural person), check one of the two boxes below.

  ¨ This is a Grantor Trust for federal income tax purposes that meets IRC Sections 671-679.

  Trust date         -        -           (Mo - Day - Yr)   

 

   Name of Grantor (First, Middle, Last)        Birth Date (Mo - Day - Yr)      SSN / TIN   
                                   
                      

(Continued)  

 

 

P-IBVAA(2/13)    ORD 202828        page  1  of 8  

    

    

  C. TYPE OF OWNERSHIP (continued)

 

 

¨ This is a Qualified Trust for federal income tax purposes that meets and complies with Treasury Regulations Section 1.401(a)(9)-4.

 

 

 

  Trust date 

               -             -                (Mo - Day - Yr)  

 

 

Name of         Oldest Beneficiary(First,     Middle, Last)

 

     

Birth Date (Mo - Day - Yr)

 

     

SSN / TIN

 

 
                         -            -                      

 

  D. KEY LIFE - REQUIRED

 

  

 

•   If the Beneficial Owner is an individual, the Key Life must be the Beneficial Owner. However, the Key Life cannot be changed. Accordingly, if you are completing this form as the Successor of an existing beneficiary asset, the Key Life must be the same as on the existing beneficiary asset that you are continuing (in this scenario the Key Life will be a deceased person).

 

•   If the Beneficial Owner is a Grantor Trust, the Key Life must be the Grantor.

 

•   If a Qualified Trust, the Key Life must be the oldest beneficiary under the applicable trust.

 

 

 

Name (First, Middle, Last)                            ¨ Male  ¨ Female

 

     

Birth Date (Mo - Day - Yr)

 

     

SSN / TIN

 

  
                         -            -                       

 

  

 

Street Address

 

    

                City

 

    

State         ZIP      

 

 

  

                          

 

   ¨ U.S. Citizen        ¨  Resident Alien/Citizen of:      

 

  ¨ Non-Resident Alien/Citizen of:       (Submit IRS Form W-8 (BEN, ECI, EXP or IMY))  

 

  SECTION 2  n  SUCCESSOR INFORMATION - NOTE: IF MORE THAN 4 SUCCESSORS SEE SECTION 7

 

  

  Indicate classifications of each Successor. Percentage of benefit for all Primary Successors must total 100%. Percentage of benefit for all Contingent Successors must total 100%.  

 

 

 

  

 

Name (First, Middle, Last)                            ¨ Male  ¨ Female

 

     

Birth Date (Mo - Day - Yr)

 

 
                      -            -              

 

  

 

¨ Primary

 

 

    Relationship to Beneficial Owner

 

    

        SSN/TIN

 

    

Percentage

 

   
 

¨ Contingent

                    %  

 

 

 

  

 

Name (First, Middle, Last)                            ¨ Male   ¨ Female

 

    

Birth Date (Mo - Day - Yr)

 

 
                     -            -              

 

  

 

¨ Primary

 

 

    Relationship to Beneficial Owner

 

    

        SSN/TIN

 

    

Percentage

 

   
 

¨ Contingent

                    %  

 

 

 

  

 

Name (First, Middle, Last)                            ¨ Male   ¨ Female

 

    

Birth Date (Mo - Day - Yr)

 

 
                     -            -              

 

  

 

¨ Primary

 

 

    Relationship to Beneficial Owner

 

    

        SSN/TIN

 

    

Percentage

 

   

  

 

¨ Contingent

                    %     

 

 

 

  

 

Name (First, Middle, Last)                            ¨ Male   ¨ Female

 

    

Birth Date (Mo - Day - Yr)

 

 
                     -            -              

 

  

 

¨ Primary

 

 

    Relationship to Beneficial Owner

 

    

        SSN/TIN

 

    

Percentage

 

   
 

¨ Contingent

                    %  

 

 

 

P-IBVAA(2/13)    ORD 202828    page 2 of 8
    SECTION  3    

  n

    ANNUITY INFORMATION      
 
  A. TYPE OF CONTRACT TO BE ISSUED  
  ¨ Non-Qualified Beneficiary Annuity    ¨­ Roth IRA Beneficiary Annuity    ¨­ IRA Beneficiary Annuity

  B. PURCHASE PAYMENTS

Make all checks payable to Pruco Life Insurance Company. Purchase Payment amounts may be restricted by Pruco Life; please see your prospectus for details.

 

    QUALIFIED CONTRACT PAYMENT TYPE

    Indicate type of initial estimated payment(s).

     

    NON-QUALIFIED CONTRACT PAYMENT TYPE

    Indicate type of initial estimated payment(s).

   
                       
  ¨ Transfer   $               ¨1035  Exchange           $          
                       
  ¨ Direct Rollover   $                    
                                     

     SECTION 4

  

n     INVESTMENT SELECTION - NOTE: ALL ELECTIONS MUST BE IN WHOLE PERCENTAGES, NOT DOLLARS

    A. INVESTMENT ALLOCATIONS    - Note: Please review the below instructions prior to selecting your Investment
Allocation
> You may pick ONE of the Prudential Portfolio Combinations in Box 1 OR allocate among any of the portfolios and MVA Options listed in BOXES 2, 3 or 4 in any percentage combination totaling 100%.

 

    Automatic Rebalancing
¨ Check here if you would like the below percentages to rebalance. Indicate the day of the month and frequency.
    Day of the Month (1st - 28th)              Rebalancing Frequency: ¨ Monthly ¨ Quarterly ¨ Semi-Annually ¨ Annually

 

    BOX 1     Prudential Portfolio Combinations
¨ Combination 1    ¨ Combination 2    ¨ Combination 3

25% AST Capital Growth Asset Allocation

25% AST Franklin Templeton Founding Fund Allocation

20% AST New Discovery Asset Allocation

30% AST First Trust Capital Appreciation Target

  

25% AST FI Pyramis® Asset Allocation

25% AST J.P. Morgan Global Thematic

25% AST First Trust Capital Appreciation Target

25% AST Advanced Strategies

  

30% AST Wellington Management Hedged Equity

20% AST BlackRock Global Strategies

20% AST Academic Strategies Asset Allocation

30% AST Advanced Strategies

¨ Combination 4    ¨ Combination 5    ¨ Combination 6

40% AST T. Rowe Price Asset Allocation

35% AST Balanced Asset Allocation

25% AST First Trust Balanced Target

  

30% AST T. Rowe Price Asset Allocation

20% AST Moderate Asset Allocation

15% AST Schroders Global Tactical

10% AST First Trust Balanced Target

25% AST Advanced Strategies

  

20% AST Moderate Asset Allocation

35% AST Schroders Multi-Asset World Strategies

30% AST Academic Strategies Asset Allocation

15% AST J.P. Morgan Strategic Opportunities

¨ Combination 7    ¨ Combination 8    ¨ Combination 9
30% AST T. Rowe Price Asset Allocation    50% AST Preservation Asset Allocation    25% AST Preservation Asset Allocation
70% AST Preservation Asset Allocation    20% AST Horizon Moderate Asset Allocation    75% AST J.P. Morgan Strategic Opportunities
     30% AST J.P. Morgan Strategic Opportunities     

Over time, the percentage that each Asset Allocation Portfolio you are invested in represents to your Account Value may vary from the original allocation percentage within the Prudential Portfolio Combination you selected. We will not automatically rebalance your variable Account Value to stay consistent with that original allocation, unless you specifically direct us to do so in the Automatic Rebalancing section above. In providing these Portfolio Combinations, we are not providing investment advice. You and your Financial Professional are responsible for determining which Portfolio Combinations or Sub-account(s) are best for you.

 

    BOX 2      Asset Allocation Portfolios %
    

Traditional

 

Tactical

 

Alternative

   
  |            |   AST Balanced Asset Allocation   |            |   AST Horizon Moderate Asset Allocation   |            |   AST Academic Strategies Asset Allocation  
             
  |            |   AST Capital Growth Asset Allocation   |            |   AST J.P. Morgan Global Thematic   |            |   AST Advanced Strategies  
             
  |            |   AST FI Pyramis® Asset Allocation   |            |   AST Moderate Asset Allocation   |            |   AST BlackRock Global Strategies  
             
  |            |   AST Franklin Templeton Founding Funds Allocation   |            |   AST Schroders Global Tactical   |            |   AST J.P. Morgan Strategic Opportunities  
             
  |            |   AST New Discovery Asset Allocation  

Quantitative

  |            |   AST Schroders Multi-Asset World Strategies  
             
  |            |   AST Preservation Asset Allocation   |            |   AST First Trust Balanced Target   |            |   AST Wellington Management Hedged Equity  
             
  |            |   AST T. Rowe Price Asset Allocation   |            |   AST First Trust Capital Appreciation      
             
        Target     BOX 2 Total |                |  % (Continued)  

 

P-IBVAA(2/13)

   ORD 202828      page 3 of 8  
 

 

SECTION 4  ¢  INVESTMENT SELECTION - NOTE: ALL ELECTIONS MUST BE IN WHOLE PERCENTAGES, NOT DOLLARS (continued)

 

  BOX 3 I Additional Portfolios %
       
  Large-Cap Growth   Mid-Cap Value   Small-Cap Value  
      AST Goldman Sachs Concentrated        AST Mid-Cap Value        AST Goldman Sachs Small-Cap Value  
    Growth            
           AST Neuberger Berman / LSV        AST Small-Cap Value  
      AST Jennison Large-Cap Growth      Mid-Cap Value   International Equity  
               
      AST Marsico Capital Growth   Fixed Income        AST AQR Emerging Markets Equity  
               
      AST MFS Growth        AST High Yield        AST International Growth  
               
      AST T. Rowe Price Large-Cap Growth        AST Lord Abbett Core Fixed Income        AST International Value  
               
  Large-Cap Blend        AST Money Market        AST J.P. Morgan International Equity  
               
      AST Clearbridge Dividend Growth        AST Neuberger Berman Core Bond        AST MFS Global Equity  
               
      AST QMA US Equity Alpha        AST PIMCO Limited Maturity Bond        AST Parametric Emerging Markets Equity  
               
  Large-Cap Value        AST PIMCO Total Return Bond        AST QMA Emerging Markets Equity  
               
      AST BlackRock Value        AST Prudential Core Bond   Specialty Portfolio  
               
      AST Goldman Sachs Large-Cap Value        AST T. Rowe Price Global Bond        AST Cohen & Steers Realty  
               
      AST Jennison Large-Cap Value        AST Western Asset Core Plus Bond        AST Global Real Estate  
               
      AST Large-Cap Value        AST Western Asset Emerging Markets        AST Quantitative Modeling  
         Debt       
      AST MFS Large-Cap Value             AST T. Rowe Price Natural Resources  
               
      AST T. Rowe Price Equity Income   Small-Cap Growth       
               
  Mid-Cap Growth        AST Federated Aggressive Growth       
               
      AST Goldman Sachs Mid-Cap Growth        AST Small-Cap Growth       
               
      AST Neuberger Berman Mid-Cap Growth            
              BOX 3 Total          %  
                   
  BOX 4 I MVA Options % (May not be available in all states)    
                   
      3 -Year Guarantee Period        7 -Year Guarantee Period           
                   
      5 -Year Guarantee Period        10 -Year Guarantee Period      BOX 4 Total        %  

 

 

                   
                   
              CUMULATIVE (TOTAL 100%)         %  
                   

 

    SECTION 5  ¢  E-Documents

 

 

By providing my e-mail address below, and my signature in Section 11 of this application, I consent to receive and accept documents electronically during the duration of my variable annuity contract. These documents include, but are not limited to: account statements, confirmations, privacy notices, tax documents, prospectuses and prospectus supplements, annual and semi-annual reports, proxy statements, and correspondence. This consent will continue unless and until I revoke my consent by notifying Prudential at which time I will begin receiving paper documents by mail. I understand that e-mail notifications will be sent to me, indicating that documents are available, and will include instructions on how to quickly and easily access the documents by going to Prudential’s website.

 

Certain types of correspondence may still be delivered to you by paper mail. Registration on Prudential’s website is required for electronic delivery. There are no fees charged by Prudential for the e-Documents service or for paper documents. You must have a computer with Internet access, an active e-mail account, and Adobe Acrobat Reader to view your documents electronically.

You can download Adobe Acrobat at no charge. See your Internet Service Provider for any other access fees that may apply.

 

  E-mail Address                                
                   

 

    SECTION 6  ¢  FINANCIAL PROFESSIONAL AUTHORIZATION

 

 

If not checked we will assume that your answers are “YES” to Perform Contract Maintenance and Provide Investment/Allocation Instructions. For definitions, see Definitions and Disclosures.

DO you authorize your Financial Professional to perform any of the designated activities below?            ¨  Yes    ¨   No

Please indicate what designated activities you authorize your Financial Professional to have:

¨ Perform Contract Maintenance            ¨ Provide Investment/Allocation Instructions

 

 

P-IBVAA(2/13)

   ORD 202828     |     page 4 of 8

SECTION 7     ¢    ADDITIONAL INFORMATION

If needed for:  

•Special Instructions

 

•Beneficiaries

 

•Contingent Annuitant (for custodial business only)

 

•Annuity Replacement

 

•Entity Authorized Individuals

 

                  
        
          
        
          

 

SECTION 8     ¢    NOTICES & DISCLAIMERS

 

Alabama: Any person who knowingly presents a false or fraudulent claim for payment of a loss or benefit or who knowingly presents false information in an application for insurance is guilty of a crime and may be subject to restitution fines or confinement in prison, or any combination thereof.

 

ALASKA: All statements and descriptions in an application for an insurance policy or annuity contract, or in negotiations for the policy or contract, by or in behalf of the insured or annuitant, shall be considered to be representations and not warranties. Misrepresentations, omissions, concealment of facts, and incorrect statements may not prevent a recovery under the policy or contract unless either (1) fraudulent; (2) material either to the acceptance of the risk, or to the hazard assumed by the insurer; or (3) the insurer in good faith would either not have issued the policy or contract, or would not have issued a policy or contract in as large an amount, or at the same premium or rate, or would not have provided coverage with respect to the hazard resulting in the loss, if the true facts had been made known to the insurer as required either by the application for the policy or contract or otherwise.

 

ARIZONA: Upon written request an insurer is required to provide, within a reasonable time, factual information regarding the benefits and provisions of the annuity contract to the contract owner.

If for any reason you are not satisfied with this contract, you may return it to us within 10 days (or 30 days for applicants 65 or older) of the date you receive it. All you have to do is take it or mail it to one of our offices or to the representative who sold it to you, and it will be canceled from the beginning. If this is not a variable contract, any monies paid will be returned promptly. If this is a variable contract, any monies paid will be returned promptly after being adjusted according to state law.

 

CALIFORNIA: If any Participant(s)/Owner(s) (or Annuitant for entity-owned contracts) is age 60 or older, you are required to complete the “Important Information for Annuities Issued or Delivered in California” form.

 

COLORADO: It is unlawful to knowingly provide false, incomplete, or misleading facts or information to an insurance company for the purpose of defrauding or attempting to defraud the company. Penalties may include imprisonment, fines, denial of insurance, and civil damages.

 

Any insurance company or agent of an insurance company who knowingly provides false, incomplete, or misleading facts or information to a policy holder or claimant for the purpose of defrauding or attempting to defraud the policy holder or claimant with regard to a settlement or award payable from insurance proceeds shall be reported to the Colorado Division of Insurance within the Department of Regulatory Agencies.

   

KENTUCKY: Any person who knowingly and with intent to defraud any insurance company or other person files an application for insurance containing any materially false information or conceals, for the purpose of misleading, information concerning any fact material thereto commits a fraudulent insurance act, which is a crime.

MAINE, TENNESSEE, VIRGINIA, and WASHINGTON: It is a crime to knowingly provide false, incomplete or misleading information to an insurance company for the purpose of defrauding the company. Penalties may include imprisonment, fines or a denial of insurance benefits.

 

MARYLAND: Any person who knowingly or willfully presents a false or fraudulent claim for payment of a loss or benefit or who knowingly or willfully presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison.

 

NEW JERSEY: Any person who includes any false or misleading information on an application for an insurance policy is subject to criminal and civil penalties.

 

  
    NORTH CAROLINA: North Carolina residents must respond to this question:   
    1.    Did you receive a prospectus for this annuity? ¨    Yes¨ No   
    2.    Do you believe the annuity meets your financial objectives and anticipated future financial needs? ¨    Yes  ¨ No   
   

 

OHIO: Any person who, with intent to defraud or knowing that he is facilitating a fraud against an insurer, submits an application or files a claim containing a false or deceptive statement is guilty of insurance fraud.

 

OKLAHOMA: WARNING Any person who knowingly, and with intent to injure, defraud or deceive any insurer, makes any claim for the proceeds of an insurance policy containing any false, incomplete or misleading information is guilty of a felony.

 

OREGON and VERMONT: Any person who knowingly presents a materially false statement in an application for insurance may be guilty of a criminal offense and subject to penalties under state law.

 

PENNSYLVANIA: Any person who knowingly and with intent to defraud any insurance company or other person files an application for insurance or statement of claim containing any materially false information or conceals for the purpose of misleading, information concerning any fact material thereto commits a fraudulent insurance act, which is a crime and subjects such person to criminal and civil penalties.

 

ALL OTHER STATES: Any person who knowingly and willfully presents a false or fraudulent claim for payment of a loss or benefit or who knowingly and willfully presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison.

  

 

 

P-IBVAA(2/13)

   ORD 202828     |     page 5 of 8
   SECTION 9    n    OWNER ACKNOWLEDGEMENTS
  ¨  

By checking this box and signing below, I consent to receiving the prospectus for this variable annuity on the compact disc (the “CD Prospectus”) contained within the sales kit for this annuity. I acknowledge that I (i) have access to a personal computer or similar device (ii) have the ability to read the CD Prospectus using that technology and (iii) am willing to incur whatever costs are associated with using and maintaining that technology. With regard to prospectus supplements and other amended/updated prospectuses created in the future, I understand that such documents may be delivered to me in paper form.

 

 

   

I represent that the Annuity for which I am applying is not being purchased for speculation, arbitrage, viatication or any other type of collective investment scheme now or at any time prior to its termination; and

 

   

I acknowledge that the Annuity for which I am applying may not be traded on any stock exchange or secondary market; and

 

   

I represent that I am not being compensated in any way for the purchase of the Annuity for which I am applying; and

 

   

I understand that if I have purchased another Non-Qualified Annuity from Pruco Life or an affiliated company this calendar year that they will be considered as one annuity for tax purposes. If I take a distribution from any of these contracts, the taxable amount of the distribution will be reported to me and the IRS based on the earnings in all such contracts purchased during this calendar year; and

 

   

This variable annuity is suitable for my investment time horizon, goals and objectives and financial situation and needs; and

 

   

I understand that annuity payments, benefits or surrender values, when based on the investment experience of the separate account investment options, are variable and not guaranteed as to a dollar amount; and

 

   

I represent to the best of my knowledge and belief that the statements made in this application are true and complete; and

 

   

I acknowledge that I have received a current prospectus for this annuity; and

 

   

Amounts allocated to an MVA Option may be subject to a Market Value Adjustment if withdrawn or transferred at any time other than during the 30 day period prior to the MVA Option’s Maturity Date. See prospectus for details.

 

   SECTION 10    n    OWNER & FINANCIAL PROFESSIONAL - REPLACEMENT INFORMATION

 

   REQUIRED     è      Both the Owner Response and the Financial Professional Response columns must be completed.

 

     Replacement Questions         Owner Response    Financial Professional
Response
 

Does the Owner have any existing individual life insurance policies or annuity contracts?

(if yes, a State Replacement Form is required for NAIC model regulation states.)

   ¨  YES    ¨  NO    ¨ YES    ¨  NO
 

Will this annuity replace or change any existing individual life insurance policies or annuity contracts?

(if yes, complete the following and submit a State Replacement Form, if required.)

 

If yes - Company: |                                                                     |

 

Policy #   |                    |    Year Issued:    |                     |

 

   ¨  YES    ¨  NO    ¨ YES    ¨  NO
 

Is the Beneficiary currently receiving payments or allowances via a stretch or legacy contract from another carrier and is that contract (s) being lapsed, surrendered, substantially surrendered or otherwise terminated in order to fund the contract being applied for?

(if yes, submit a State Replacement Form, if required.)

     ¨ YES    ¨  NO   

 

    IMPORTANT   ç    Proceeds from a Life Insurance Policy may not be used to fund the Beneficiary Annuity for which you are applying.

 

 

P-IBVAA(2/13)   ORD 202828       page 6 of 8
  SECTION 11  n  OWNER Signature(S)

By signing below and having entered an e-mail address in Section 5, E-Documents, I am providing my informed consent to receive standard regulatory documents and other documents listed in Section 5 by electronic delivery.

 

        (If contract is issued in a State other than the Beneficial Owner’s State of Residence, a Contract Situs Form may be required.)

  REQUIRED  ç    

   State where signed          |                                         |  
       

 

 

 

 

Owner’s Tax Certification (Substitute W-9)

 
    

Under penalty of perjury, I certify that the taxpayer identification number (TIN) I have listed on this form is my correct TIN. I further certify that the citizenship/residency status I have listed on this form is my correct citizenship/residency status.

¨  I have been notified by the Internal Revenue Service that I am subject to backup withholding due to underreporting of interest or dividends.

 

The Internal Revenue Service does not require your consent to any provision of this document other than the certifications required to avoid backup withholding.

 

 

  ç  SIGN HERE  

          
                                        -            -  
    Beneficial Owner Signature                  Month            Day         Year  

 

 

                             

          
                                        -            -  
    For Trust Owned Agreements: Key Life                  Month            Day         Year  

 

    TITLE (If  ç

          
            
   

 

If signing on behalf of an entity, you must indicate your official title / position with the entity; if signing as a Trustee for a Trust, please provide the Trustee designation.

 

 

 

 

P-IBVAA(2/13)

   ORD 202828    |     page 7 of 8
  SECTION 12 n FINANCIAL PROFESSIONAL ACKNOWLEDGEMENTS AND SIGNATURE(S)

Financial Professional Statement

I am authorized and/or appointed to sell this variable annuity. I have fully discussed and explained the variable annuity features and charges including restrictions to the Beneficial Owner. I believe this variable annuity is suitable given the Beneficial Owner’s investment time horizon, goals and objectives, and financial situation and needs. I represent that: (a) I have delivered current applicable prospectuses and any supplements for the variable annuity (which includes summary descriptions of the underlying investment options); and (b) have used only current Pruco Life approved sales material.

I certify that I have truly and accurately recorded on this application the information provided by the applicant. I acknowledge that Pruco Life will rely on this statement.

 

  SIGN HERE  ç

           
          -   -    

    

 

    Financial Professional Signature     Month   Day   Year

  SIGN HERE  ç

           
          -   -    
    Financial Professional Signature     Month   Day   Year

 

  A. FINANCIAL PROFESSIONAL

 

    Name (First, Middle, Last)     Percentage  
               
            %

 

  ID Number       Telephone Number       E-mail
                     
                   

 

    Name (First, Middle, Last)     Percentage  
               
            %
       

 

  ID Number       Telephone Number       E-mail
                  
                   

 

  PLEASE SELECT   ç     For Financial Professional Use Only. Please contact your home office with any   questions.
    ¨ Option A         ¨ Option B         ¨ Option C

 

 

  B. BROKER/DEALER

 

  

 

Name

   

 

 

  

 

For Broker/Dealer Use Only

            
     Networking No.       Annuity No. (If established)

 

 

 

P-IBVAA(2/13)

   ORD 202828    page 8 of 8