0001179110-17-012237.txt : 20170913 0001179110-17-012237.hdr.sgml : 20170913 20170913122249 ACCESSION NUMBER: 0001179110-17-012237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170911 FILED AS OF DATE: 20170913 DATE AS OF CHANGE: 20170913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lyons Mark Donald CENTRAL INDEX KEY: 0001359049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16209 FILM NUMBER: 171082700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA, 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH CAPITAL GROUP LTD. CENTRAL INDEX KEY: 0000947484 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WATERLOO HOUSE, GROUND FLOOR STREET 2: 100 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM 08 BUSINESS PHONE: 441-278-9250 MAIL ADDRESS: STREET 1: WATERLOO HOUSE, GROUND FLOOR STREET 2: 100 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM 08 FORMER COMPANY: FORMER CONFORMED NAME: ARCH CAPITAL GROUP LTD DATE OF NAME CHANGE: 20000508 FORMER COMPANY: FORMER CONFORMED NAME: RISK CAPITAL HOLDINGS INC DATE OF NAME CHANGE: 19950816 FORMER COMPANY: FORMER CONFORMED NAME: RISK CAPITAL RE INC DATE OF NAME CHANGE: 19950703 4 1 edgar.xml FORM 4 - X0306 4 2017-09-11 0 0000947484 ARCH CAPITAL GROUP LTD. ACGL 0001359049 Lyons Mark Donald C/O ARCH CAPITAL GROUP LTD. 100 PITTS BAY ROAD, GROUND FLOOR PEMBROKE D0 HM 08 BERMUDA 0 1 0 0 EVP,CFO & Treasurer Common Shares, $.0033 par value per share 2017-09-11 4 M 0 8000 56.12 A 200916 D Common Shares, $.0033 par value per share 2017-09-11 4 F 0 4633 96.91 D 196283 D Common Shares, $.0033 par value per share 2017-09-11 4 M 0 3400 62.505 A 199683 D Common Shares, $.0033 par value per share 2017-09-11 4 S 0 6600 97.3197 D 193083 D Common Shares, $.0033 par value per share 2017-09-12 4 S 0 3367 97.298 D 189716 D Share Appreciation Right 56.12 2017-09-11 4 M 0 8000 0 D 2014-02-28 2024-02-28 Common Shares, $.0033 par value per share 8000 14272 D Stock Option (right to buy) 62.505 2017-09-11 4 M 0 3400 0 D 2025-05-13 Common Shares, $.0033 par value per share 3400 6780 D 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Represents a weighted average sales price; the sales prices range from $97.2352 to $97.4094. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. In connection with the exercise of the share appreciation rights award as described in Table II, 4,633 common shares were disposed in satisfaction of the exercise price. The reporting person received a net issuance of 3,367 common shares. The shares were sold in order to satisfy state and federal tax obligations. The Stock Option became exercisable in three equal annual installments commencing May 13, 2016, subject to the applicable award agreement. /s/ Marcy Rathman, Attorney in fact 2017-09-13