-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J1qyjrk0E8On0VIgv9azFx/jkOiGSgdsixy8oE/rUKnlubFA8rGKSCUYy4YuYzFE KPCV+dRceYFU0mpoRlflzQ== 0000898822-02-001096.txt : 20020904 0000898822-02-001096.hdr.sgml : 20020904 20020904170831 ACCESSION NUMBER: 0000898822-02-001096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020901 FILED AS OF DATE: 20020904 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARCH CAPITAL GROUP LTD CENTRAL INDEX KEY: 0000947484 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 061424716 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26456 FILM NUMBER: 02756768 BUSINESS ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038624300 MAIL ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: RISK CAPITAL RE INC DATE OF NAME CHANGE: 19950703 FORMER COMPANY: FORMER CONFORMED NAME: RISK CAPITAL HOLDINGS INC DATE OF NAME CHANGE: 19950816 COMPANY DATA: COMPANY CONFORMED NAME: H&F CORP INVESTORS IV BERMUDA LTD CENTRAL INDEX KEY: 0001162958 OWNER STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: WACHTELL LIPTON ROSEN & KATZ STREET 2: 51 WEST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124031396 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 1200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 september4-form4.txt FORM 4 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0104 Expires: December 31, 2001 Estimated average burden hours per response ....... 0.5 ------------------------------ - ------------- FORM 4 - ------------- [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. SEE Instructions 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* H&F CORPORATE INVESTORS IV (BERMUDA), L.P. (1) - -------------------------------------------------------------------------------- (Last) (First) (Middle) C/O A.S. & K. SERVICES, LTD., CEDAR HOUSE, 41 CEDAR AVENUE - -------------------------------------------------------------------------------- (Street) HAMILTON HM 12 BERMUDA - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol ARCH CAPITAL GROUP, LTD. (NASDAQ - ACGL) - -------------------------------------------------------------------------------- 3. I.R.S. or Identification Number of Reporting Person (Voluntary) 94-3410238 - -------------------------------------------------------------------------------- 4. Statement for Month/Year 09/01/02 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ---------------------------------- - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [ ] Form filed by one Reporting Person [X] Form filed by More than One Reporting Person - -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date (Month/ ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) Day/Year) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Shares, par value 09/01/02 A 2,148 A 3,688 I Partner- $0.01 per share (2) ship (2) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. (Over) SEC 1474 (3-99) Page 1 of 3 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (1) The reporting persons are, and this Form 4 is filed on behalf of, HFCP IV (Bermuda), L.P. ("HFCP IV Bermuda"), H&F International Partners IV-A (Bermuda), L.P. ("HFIP IV-A Bermuda"), H&F International Partners IV-B (Bermuda), L.P. ("HFIP IV-B Bermuda") and H&F Executive Fund (Bermuda), L.P. ("HFEF Bermuda"). H&F Investors IV (Bermuda), L.P. ("HFI IV Bermuda") is the sole general partner of each of HFCP IV Bermuda, HFIP IV-A Bermuda, HFIP IV-B Bermuda and HFEF Bermuda. H&F Corporate Investors IV (Bermuda) Ltd. ("HFCI Bermuda") is the sole general partner of HFI IV Bermuda. A nine member investment committee of HFCI Bermuda ("the Investment Committee") has investment discretion over the securities. As a result, HFCI Bermuda and HFI IV Bermuda may be deemed to control HFCP IV Bermuda, HFIP IV-A Bermuda, HFIP IV-B Bermuda, HFEF Bermuda and HFI IV Bermuda. The members of the Investment Committee disclaim beneficial ownership, except to the extent of their respective indirect pecuniary interests in the issuer. (2) Represents shares issued to John L. Bunce, Jr. and David R. Tunnell, each of whom is affiliated with the reporting persons, in consideration of their service as directors of the issuer, which shares are held by Messrs. Bunce and Tunnell for the benefit of the reporting persons. H&F CORPORATE INVESTORS IV (BERMUDA) LTD. By: /s/ Georgia Lee 9/4/02 --------------------------------- --------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. SEC 1474 (3-99) Page 2 of 3 JOINT FILER INFORMATION -----------------------
Issuer & Date of Event Name Address Designated Filer Ticker Symbol Requiring Report Signature ---- ------- ---------------- ------------- ---------------- --------- HFCP IV (Bermuda), c/o A.S.&K. H&F Corporate Arch Capital Group September 1, HFCP IV (Bermuda), L.P., L.P. Services Ltd. Investors IV Ltd. (ACGL) 2002 Cedar House (Bermuda) Ltd. By: H&F Investors IV IRS Identification 41 Cedar Avenue (Bermuda), L.P., its General No.: Hamilton HM 12 Partner Bermuda 94-3410224 By: H&F Corporate Investors IV (Bermuda) Ltd., its General Partner By: /s/ Georgia Lee ----------------------- H&F International c/o A.S.&K. H&F Corporate Arch Capital Group September 1, H&F International Partners Partners IV-A Services Ltd. Investors IV Ltd. (ACGL) 2002 IV-A (Bermuda), L.P., (Bermuda), L.P. Cedar House (Bermuda) Ltd. 41 Cedar Avenue By: H&F Investors IV IRS Identification Hamilton HM 12 (Bermuda), L.P., its General No.: Bermuda Partner 94-3410226 By: H&F Corporate Investors IV (Bermuda) Ltd., its General Partner By: /s/ Georgia Lee ----------------------- H&F International c/o A.S.&K. H&F Corporate Arch Capital Group September 1, H&F International Partners Partners IV-B Services Ltd. Investors IV Ltd. (ACGL) 2002 IV-B (Bermuda), L.P. (Bermuda), L.P. Cedar House (Bermuda) Ltd. 41 Cedar Avenue By: H&F Investors IV IRS Identification Hamilton HM 12 (Bermuda), L.P., its General No.: Bermuda Partner 94-3410228 By: H&F Corporate Investors IV (Bermuda) Ltd., its General Partner By: /s/ Georgia Lee ----------------------- H&F Executive Fund c/o A.S.&K. H&F Corporate Arch Capital Group September 1, H&F Executive Fund IV IV (Bermuda), L.P. Services Ltd. Investors IV Ltd. (ACGL) 2002 (Bermuda), L.P. Cedar House (Bermuda) Ltd. IRS Identification 41 Cedar Avenue By: H&F Investors IV No.: Hamilton HM 12 (Bermuda), L.P., its General Bermuda Partner 94-3410229 By: H&F Corporate Investors IV (Bermuda) Ltd., its General Partner By: /s/ Georgia Lee ----------------------- H&F Investors IV c/o A.S.&K. H&F Corporate Arch Capital Group September 1, H&F Investors IV (Bermuda), (Bermuda), L.P. Services Ltd. Investors IV Ltd. (ACGL) 2002 L.P. Cedar House (Bermuda) Ltd. IRS Identification 41 Cedar Avenue By: H&F Corporate Investors No.: Hamilton HM 12 IV (Bermuda) Ltd., its Bermuda General Partner 94-3410230 By: /s/ Georgia Lee -----------------------
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