10-K/A 1 a2038635z10-ka.txt 10-K/A -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A /X/ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934.
FOR THE FISCAL YEAR ENDED JULY 31, 2000; OR / / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934.
FOR THE TRANSITION PERIOD FROM ______________ TO ______________ . COMMISSION FILE NUMBER: 000-26326 PROFESSIONAL VETERINARY PRODUCTS, LTD. (Exact name of Registrant as specified in its charter) NEBRASKA (State or other jurisdiction of 5047 37-1119387 Incorporation or (Primary Standard Industrial (IRS Employer organization) Classification Code Number) Identification No.)
10077 SOUTH 134TH STREET OMAHA, NEBRASKA 68138 (402) 331-4440 (Address and telephone number of Registrant's principal executive offices) Securities Registered Pursuant to Section 12(b) of the Act: None Securities Registered Pursuant to Section 12(g) of the Act: Common Stock, par value $1.00 per share (Title of Class) Indicate by check mark whether the Registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the proceeding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes /X/ No / / Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulations S-K (Section 229.405 of this chapter) is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. / / As of September 30, 2000, the aggregate market value of the voting and non-voting Common Stock held by non-affiliates of the Registrant was $4,134,000. Shares of Common Stock held by each executive officer and director of the Registrant have been excluded in that such persons may be deemed to be affiliates of the Registrant. This determination of affiliate status is not necessarily a conclusive determination for other purposes. As of September 30, 2000, 1,386 shares of the Registrant's Common Stock were outstanding. -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- The Undersigned Registrant hereby amends the following item of its Annual Report on Form 10-K for the year ended July 31, 2000, as set forth below. Part IV. Item 14. Exhibits, Financial Statement Schedules and Reports on Form 8-K (a)(3) Exhibits 10.11 Purchase and Sale Agreement between Professional Veterinary Products, Ltd., AAHA Services Corporation and American Animal Hospital Association.
SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: February 15, 2001. PROFESSIONAL VETERINARY PRODUCTS, LTD. By: /s/ LIONEL L. REILLY ---------------------------------------------- Lionel L. Reilly
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
SIGNATURE CAPACITY --------- -------- /s/ LIONEL L. REILLY -------------------------------------- President Lionel L. Reilly /s/ NEAL B. SODERQUIST -------------------------------------- Chief Financial Officer Neal B. Soderquist * -------------------------------------- Director Mark A. Basinger * -------------------------------------- Director Raymond C. Ebert II * -------------------------------------- Director Fred G. Garrison * -------------------------------------- Director Kenneth R. Liska * -------------------------------------- Director Wayne E. Rychnovsky * -------------------------------------- Director Timothy P. Trayer * -------------------------------------- Director Russ R. Weston * -------------------------------------- Director Michael L. Whitehair
*By: /s/ LIONEL L. REILLY -------------------------------------- Lionel L. Reilly AS: ATTORNEY-IN-FACT