0000950157-23-000154.txt : 20230222
0000950157-23-000154.hdr.sgml : 20230222
20230222164126
ACCESSION NUMBER: 0000950157-23-000154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230222
FILED AS OF DATE: 20230222
DATE AS OF CHANGE: 20230222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEUTSCHE TELEKOM AG
CENTRAL INDEX KEY: 0000946770
STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812]
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33409
FILM NUMBER: 23653943
BUSINESS ADDRESS:
STREET 1: FRIEDERICH EBERT ALLEE 140
CITY: D53113 BONN GERMANY
STATE: I8
BUSINESS PHONE: 4922818190
MAIL ADDRESS:
STREET 1: FRIEDERICH EBERT ALLEE 140
CITY: D 53113 BONN GERMANY
STATE: I8
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: T-Mobile Global Zwischenholding GmbH
CENTRAL INDEX KEY: 0001576359
STATE OF INCORPORATION: 2M
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33409
FILM NUMBER: 23653941
BUSINESS ADDRESS:
STREET 1: FRIEDRICH-EBERT-ALLEE 140
CITY: BONN
STATE: 2M
ZIP: D53113
BUSINESS PHONE: 49-228-181-0
MAIL ADDRESS:
STREET 1: FRIEDRICH-EBERT-ALLEE 140
CITY: BONN
STATE: 2M
ZIP: D53113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Deutsche Telekom Holding B.V.
CENTRAL INDEX KEY: 0001597213
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33409
FILM NUMBER: 23653940
BUSINESS ADDRESS:
STREET 1: STATIONSPLEIN 8K
CITY: MAASTRICHT
STATE: P7
ZIP: 6221 BT
BUSINESS PHONE: 31 43 7999 050
MAIL ADDRESS:
STREET 1: STATIONSPLEIN 8K
CITY: MAASTRICHT
STATE: P7
ZIP: 6221 BT
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: T-Mobile Global Holding GmbH
CENTRAL INDEX KEY: 0001576360
STATE OF INCORPORATION: 2M
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33409
FILM NUMBER: 23653942
BUSINESS ADDRESS:
STREET 1: LANDGRABENWEG 151
CITY: BONN
STATE: 2M
ZIP: D53227
BUSINESS PHONE: 49-228-181-0
MAIL ADDRESS:
STREET 1: LANDGRABENWEG 151
CITY: BONN
STATE: 2M
ZIP: D53227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: T-Mobile US, Inc.
CENTRAL INDEX KEY: 0001283699
STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812]
IRS NUMBER: 200836269
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12920 SE 38TH STREET
CITY: BELLEVUE
STATE: WA
ZIP: 98006
BUSINESS PHONE: 800-318-9270
MAIL ADDRESS:
STREET 1: 12920 SE 38TH STREET
CITY: BELLEVUE
STATE: WA
ZIP: 98006
FORMER COMPANY:
FORMER CONFORMED NAME: METROPCS COMMUNICATIONS INC
DATE OF NAME CHANGE: 20040315
4
1
form4.xml
X0306
4
2023-02-22
0001283699
T-Mobile US, Inc.
TMUS
0000946770
DEUTSCHE TELEKOM AG
FRIEDRICH-EBERT-ALLEE 140
BONN
2M
53113
GERMANY
true
true
0001576360
T-Mobile Global Holding GmbH
LANDGRABENWEG 151
BONN
2M
53227
GERMANY
true
true
0001576359
T-Mobile Global Zwischenholding GmbH
FRIEDRICH-EBERT-ALLEE 140
BONN
2M
53113
GERMANY
true
true
0001597213
Deutsche Telekom Holding B.V.
STATIONSPLEIN 8K
MAASTRICHT
P7
6221 BT
NETHERLANDS
true
true
Forward purchase contract (obligation to buy)
2023-02-22
4
J
1
0
0
D
Common Stock
20000000
20000000
D
On May 21, 2021, Deutsche Telekom AG ("DT") entered into a forward purchase contract (the "Forward Contract") with an unaffiliated counterparty covering up to a maximum of 20,000,000 shares of the Issuer's common stock (the "Shares"). On August 24, 2021, the counterparty completed its initial hedge, and the number of Shares covered by the Forward Contract was fixed at 20,000,000. On February 22, 2023, DT entered into an early unwind agreement (the "Unwind Agreement") that amended the terms of the Forward Contract to provide for the early cash settlement of the forward purchase of up to all of the Shares.
The Unwind Agreement provides for an unwind period of 60 trading days, commencing on the date of the Unwind Agreement (the "Unwind Period").
The settlement payment owed by the applicable party to the Unwind Agreement, if any, will be determined based on the volume-weighted average prices at which the applicable Shares are sold during the Unwind Period.
Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder ("Section 16"), each Reporting Person may be deemed to be a director-by-deputization by virtue of the fact that each of Timotheus Hottges, Chief Executive Officer of DT, Dr. Christian P. Illek, Board Member for Finance of DT, Raphael Kubler, Senior Vice President of the Corporate Operating Office of DT and Managing Director of Deutsche Telekom Holding B.V., Thorsten Langheim, Board Member for USA and Group Development of DT, Dominique Leroy, Board Member for Europe of DT, and Srinivasan Gopalan, Board Member for Germany of DT, serve on the board of directors of the Issuer. Each of T-Mobile Global Zwischenholding GmbH, T-Mobile Global Holding GmbH and Deutsche Telekom Holding B.V. are wholly-owned subsidiaries of DT. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Deutsche Telekom disclaims beneficial ownership in any Common Stock held by Project 6, Raul Marcelo Claure and Claure Mobile L.L.C. if such Common Stock is not subject to the Proxy Agreement or the Claure Proxy.
/s/ Dr. Axel Lutzner, Vice President DT Legal, for Deutsche Telekom AG; /s/ Roman Zitz, Head of Legal Services International Subsidiaries, for Deutsche Telekom AG
2023-02-22
/s/ Michaela Klitsch, Managing Director, for T-Mobile Global Holding GmbH; /s/ Dr. Uli Kuhbacher, Managing Director, for T-Mobile Global Holding GmbH
2023-02-22
/s/ Dr. Christian Dorenkamp, Managing Director, for T-Mobile Global Zwischenholding GmbH; /s/ Remigius Lalik, Managing Director, for T-Mobile Global Zwischenholding GmbH
2023-02-22
/s/ Frans Roose, Managing Director, for Deutsche Telekom Holding B.V.; /s/ Jan Willem Hesselink, Managing Director, for Deutsche Telekom Holding B.V.
2023-02-22