* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Deutsche Telekom AG
IRS identification number not applicable.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Federal Republic of Germany
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER*
|
|
|
|
649,882,564
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER**
|
|
|
||
538,590,941
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON***
|
|
|
||
649,882,564
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)****
|
|
|
||
52.1%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
*
|
Consists of the sum of (i) 538,590,941 shares of Common Stock held by Deutsche Telekom Holding B.V. (“DT Holding”), (ii) 106,291,623 shares of Common Stock held by Delaware Project 6 L.L.C. (“Project 6”),
a wholly-owned subsidiary of SoftBank Group Corp. (“SoftBank”) and subject to the Proxy, and (iii) 5,000,000 shares of Common Stock held by Claure Mobile L.L.C. (“Claure Mobile”), and subject to the Claure Proxy. The Reporting Persons
may be deemed to be members of a “group” within the meaning of Section 13(d)(3) of the Exchange Act, comprised of the Reporting Persons, the Separately Filing Group Members (which shall be defined to include only the persons referred to
as Separately Filing Group Members in Schedule B attached to this Amendment No. 14 to this Schedule 13D), Raul Marcelo Claure and Claure Mobile (Raul Marcelo Claure and Claure Mobile, together, the “Claure Parties”).
|
**
|
Consists of 538,590,941 shares of Common Stock held by DT Holding.
|
***
|
Consists of the sum of (i) 538,590,941 shares of Common Stock held by DT Holding, (ii) 106,291,623 shares of Common Stock held by Project 6 and subject to the Proxy (of which
101,491,623 of such shares of Common Stock are subject to call options granted by Project 6 to Deutsche Telekom), and (iii) 5,000,000 shares of Common Stock held by Claure Mobile and
subject to the Claure Proxy. The Reporting Persons may be deemed to be members of a “group” within the meaning of Section 13(d)(3) of the Exchange Act, comprised of the Reporting Persons, the Separately Filing Group Members and the
Claure Parties.
|
****
|
Based on the number of shares of Common Stock outstanding as of July 28, 2021, as reported by the Issuer in its Quarterly Report on Form 10-Q, filed with the Commission on August 3, 2021.
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Deutsche Telekom Holding B.V.
IRS identification number not applicable.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
The Netherlands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER*
|
|
|
|
649,882,564
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER**
|
|
|
||
538,590,941
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON***
|
|
|
||
649,882,564
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)****
|
|
|
||
52.1%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
*
|
Consists of the sum of (i) 538,590,941 shares of Common Stock held by DT Holding, (ii) 106,291,623 shares of Common Stock held by Project 6, and subject to the Proxy, as of October 6, 2020, and (iii)
5,000,000 shares of Common Stock held by Claure Mobile, and subject to the Claure Proxy, as of October 6, 2020. The Reporting Persons may be deemed to be members of a “group” within the meaning of Section 13(d)(3) of the Exchange Act,
comprised of the Reporting Persons, the Separately Filing Group Members and the Claure Parties.
|
**
|
Consists of 538,590,941 shares of Common Stock held by DT Holding.
|
***
|
Consists of the sum of (i) 538,590,941 shares of Common Stock held by DT Holding, (ii) 106,291,623 shares of Common Stock held by Project 6 and subject to the Proxy (of which
101,491,623 of such shares of Common Stock are subject to call options granted by Project 6 to Deutsche Telekom), as of October 6, 2020, and (iii) 5,000,000 shares of Common Stock held by
Claure Mobile and subject to the Claure Proxy, as of October 6, 2020. The Reporting Persons may be deemed to be members of a “group” within the meaning of Section 13(d)(3) of the Exchange Act, comprised of the Reporting Persons, the
Separately Filing Group Members and the Claure Parties.
|
****
|
Based on the number of shares of Common Stock outstanding as of July 28, 2021, as reported by the Issuer in its Quarterly Report on Form 10-Q, filed with the Commission on August 3, 2021.
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
T-Mobile Global Holding GmbH
IRS identification number not applicable.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Federal Republic of Germany
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER*
|
|
|
|
649,882,564
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER**
|
|
|
||
538,590,941
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON***
|
|
|
||
649,882,564
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)****
|
|
|
||
52.1%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
*
|
Consists of the sum of (i) 538,590,941 shares of Common Stock held by DT Holding, (ii) 106,291,623 shares of Common Stock held by Project 6 and subject to the Proxy, as of October 6, 2020, and (iii)
5,000,000 shares of Common Stock held by Claure Mobile and subject to the Claure Proxy, as of October 6, 2020. The Reporting Persons may be deemed to be members of a “group” within the meaning of Section 13(d)(3) of the Exchange Act,
comprised of the Reporting Persons, the Separately Filing Group Members and the Claure Parties.
|
**
|
Consists of 538,590,941 shares of Common Stock held by DT Holding.
|
***
|
Consists of the sum of (i) 538,590,941 shares of Common Stock held by DT Holding, (ii) 106,291,623 shares of Common Stock held by Project 6 and subject to the Proxy (of
which 101,491,623 of such shares of Common Stock are subject to call options granted by Project 6 to Deutsche Telekom), as of October 6, 2020, and (iii) 5,000,000 shares of Common Stock
held by Claure Mobile and subject to the Claure Proxy, as of October 6, 2020. The Reporting Persons may be deemed to be members of a “group” within the meaning of Section 13(d)(3) of the Exchange Act, comprised of the Reporting
Persons, the Separately Filing Group Members and the Claure Parties.
|
****
|
Based on the number of shares of Common Stock outstanding as of July 28, 2021, as reported by the Issuer in its Quarterly Report on Form 10-Q, filed with the Commission on August 3, 2021.
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
T-Mobile Global Zwischenholding GmbH
IRS identification number not applicable.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Federal Republic of Germany
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER*
|
|
|
|
649,882,564
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER**
|
|
|
||
538,590,941
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON***
|
|
|
||
649,882,564
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)****
|
|
|
||
52.1%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
*
|
Consists of the sum of (i) 538,590,941 shares of Common Stock held by DT Holding, (ii) 106,291,623 shares of Common Stock held by Project 6 and subject to the Proxy, as of October 6, 2020, and (iii)
5,000,000 shares of Common Stock held by Claure Mobile and subject to the Claure Proxy, as of October 6, 2020. The Reporting Persons may be deemed to be members of a “group” within the meaning of Section 13(d)(3) of the Exchange Act,
comprised of the Reporting Persons, the Separately Filing Group Members and the Claure Parties.
|
**
|
Consists of 538,590,941 shares of Common Stock held by DT Holding.
|
***
|
Consists of the sum of (i) 538,590,941 shares of Common Stock held by DT Holding, (ii) 106,291,623 shares of Common Stock held by Project 6 and subject to the Proxy (of which
101,491,623 of such shares of Common Stock are subject to call options granted by Project 6 to Deutsche Telekom), as of October 6, 2020, and (iii) 5,000,000 shares of Common Stock held by
Claure Mobile and subject to the Claure Proxy, as of October 6, 2020. The Reporting Persons may be deemed to be members of a “group” within the meaning of Section 13(d)(3) of the Exchange Act, comprised of the Reporting Persons, the
Separately Filing Group Members and the Claure Parties.
|
****
|
Based on the number of shares of Common Stock outstanding as of July 28, 2021, as reported by the Issuer in its Quarterly Report on Form 10-Q, filed with the Commission on August 3, 2021.
|
Exhibit No.
|
Description of Exhibit
|
|
58
|
2021 Master Framework Agreement, dated as of September 6, 2021, by and among Deutsche Telekom, SoftBank and Project 6
|
Deutsche Telekom AG
|
|||
By: |
/s/ Dr. Axel Lützner
|
||
Name:
|
Dr. Axel Lützner
|
||
Title:
|
Vice President DT Legal
|
||
By: |
/s/ Dr. Ulrich Zwach
|
||
Name: |
Dr. Ulrich Zwach
|
||
Title: |
Vice President DT Legal
|
T-Mobile Global Zwischenholding GmbH
|
|||
By: |
/s/ Dr. Christian Dorenkamp
|
||
Name:
|
Dr. Christian Dorenkamp
|
||
Title:
|
Managing Director
|
||
By: |
/s/ Roman Zitz
|
||
Name: |
Roman Zitz
|
||
Title: |
Managing Director
|
T-Mobile Global Holding GmbH
|
|||
By: |
/s/ Franco Musone Crispino
|
||
Name:
|
Franco Musone Crispino
|
||
Title:
|
Managing Director
|
||
By: |
/s/ Michaela Klitsch
|
||
Name: |
Michaela Klitsch
|
||
Title: |
Managing Director
|
Deutsche Telekom Holding B.V.
|
|||
By: |
/s/ Frans Roose
|
||
Name:
|
Frans Roose
|
||
Title:
|
Managing Director
|
||
By: |
/s/ Roman Zitz
|
||
Name: |
Roman Zitz
|
||
Title: |
Managing Director
|
Separately Filing
Group Member
|
Aggregate Number (Percentage) of Shares Beneficially Owned(2), (3)
|
Number of Shares Beneficially Owned With
|
|||
Sole Voting Power
|
Shared Voting Power
|
Sole Dispositive Power
|
Shared Dispositive Power
|
||
SoftBank Group Corp.
|
106,291,623 (8.5%)
|
0
|
0
|
106,291,623
|
0
|
SoftBank Group Capital Ltd
|
0 (0.0%)
|
0
|
0
|
0
|
0
|
Delaware Project 6 L.L.C.
|
106,291,623 (8.5%)
|
0
|
0
|
106,291,623
|
0
|
Claure Party
|
Aggregate Number (Percentage) of Shares Beneficially Owned(5), (6)
|
Number of Shares Beneficially Owned With
|
|||
Sole Voting Power
|
Shared Voting Power
|
Sole Dispositive Power
|
Shared Dispositive Power
|
||
Raul Marcelo Claure
|
7,034,791 (0.6%)
|
2,034,791 (7)
|
0
|
7,034,791
|
0
|
Claure Mobile L.L.C.
|
5,000,000 (0.4%)
|
0
|
0
|
5,000,000
|
0
|
|
|
ARTICLE 1 THE PARTIAL EXERCISE AND THE DT CAPITAL INCREASE
|
2 |
|
1.1
|
Fixed Option Exercise
|
2
|
1.2
|
Floating Option Exercise
|
3
|
1.3
|
Contribution Agreement and Call Option Support Agreement
|
4
|
1.4
|
Other Matters
|
5
|
1.5
|
Implementation of DT Capital Increase
|
5
|
1.6
|
Listing of New DT Shares
|
5
|
1.7
|
Certification and Book-entry Delivery of the New DT Shares; Transfer of New DT Shares
|
6
|
ARTICLE 2 FUTURE OPTION EXERCISES
|
7 |
|
2.1
|
DT Divestitures
|
7
|
2.2
|
Amendment of SB-DT Call Option
|
8
|
2.3
|
DT Share Election
|
9
|
ARTICLE 3 PROXY AGREEMENT MATTERS
|
10 |
|
3.1
|
Definitions
|
10
|
3.2
|
Revocation of Prior Consent
|
11
|
3.3
|
Compliant Margin Loans
|
11
|
3.4
|
Compliant Derivative Transactions
|
12
|
3.5
|
Interim Financing
|
13
|
3.6
|
SoftBank True-Up Shares
|
14
|
ARTICLE 4 REPRESENTATIONS AND WARRANTIES
|
15 |
|
4.1
|
Representations and Warranties of the SoftBank Parties
|
15
|
4.2
|
Representations and Warranties of DT
|
16
|
4.3
|
No Other Representations and Warranties
|
17
|
ARTICLE 5 Indemnification
|
17 |
|
5.1
|
Indemnification by SoftBank
|
17
|
5.2
|
Indemnification by DT for Breach
|
17
|
5.3
|
Indemnification Provisions of the Transaction Documents
|
18
|
5.4
|
Indemnification and Advancement Procedures
|
18
|
ARTICLE 6 Expenses
|
20 |
|
6.1
|
Transaction Expenses
|
20
|
ARTICLE 7 Publicity Restrictions
|
20 |
|
7.1
|
Publicity Restrictions
|
20
|
ARTICLE 8 MISCELLANEOUS
|
20 |
|
8.1
|
Termination
|
20
|
8.2
|
Further Assurances
|
20
|
8.3
|
Survival
|
20
|
8.4
|
Amendments and Waivers
|
20
|
8.5
|
Assignment; Binding Agreement
|
21
|
8.6
|
Third Party Beneficiaries
|
21
|
8.7
|
Entire Agreement
|
21
|
8.8
|
Severability
|
21
|
8.9
|
Counterparts
|
22
|
8.10
|
Governing Law; Jurisdiction; Forum; Waiver of Trial by Jury
|
22
|
8.11
|
Notices
|
23
|
8.12
|
Interpretation
|
24
|
Schedule A | Economic Parameters—Compliant Margin Loans |
Schedule A-1 | Form of Compliant Bridge Margin Loan |
Schedule A-2 | Form of Compliant Margin Loan |
Schedule B | Economic Parameters—Compliant Derivative Transactions |
Schedule B-1 | Form of Compliant Derivative Transactions |
Schedule C | Illustrative Calculation pursuant to Section 3.6(c) |
|
|
EXHIBIT: | |
Exhibit A | Form of Contribution Agreement |
|
If to the SoftBank Parties, to: |
|
|
|
|
|
|
|
SoftBank Group Corp. |
|
|
|
Tokyo Portcity Takeshiba 38F |
|
|
|
1-7-1 Kaigan |
|
|
|
Minato-ku, Tokyo 105-7537 |
|
|
|
Japan |
|
|
|
Attention: | Corporate Officer, Head of Legal Unit |
|
E-mail: | sbgrp-legalnotice@g.softbank.co.jp | ||
sbgi-legal@softbank.com | |||
|
|
|
|
|
with a copy to (which shall not constitute notice): |
|
|
|
|
|
|
|
Sullivan & Cromwell LLP |
|
|
125 Broad Street | |||
New York, New York 10004 | |||
Attention: |
Robert DeLaMater
|
||
Sarah Payne | |||
E-mail: | DeLaMaterR@sullcrom.com | ||
PayneSA@sullcrom.com | |||
If to DT, to: | |||
Deutsche Telekom AG | |||
Friedrich-Ebert-Allee 140 | |||
|
53113 Bonn, Germany |
|
|
Attention: | General Counsel | ||
E-mail: | legalmergersandacquisitions@telekom.de |
|
with a copy to (which shall not constitute notice): |
|
|
|
|
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Cravath, Swaine & Moore LLP |
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825 Eighth Avenue | |||
New York, New York 10019 | |||
Attention: | Richard Hall | ||
Andrew C. Elken | |||
E-mail: | RHall@cravath.com | ||
AElken@cravath.com |
SOFTBANK GROUP CORP | ||||
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DELAWARE PROJECT 6 L.L.C. | ||||
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DEUTSCHE TELEKOM AG | ||||
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