8-K 1 g558728k81902.txt AUGUST 19, 2002 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): AUGUST 19, 2002 GLYCOGENESYS, INC. ------------------ (Exact name of registrant as specified in charter) NEVADA 0-26476 33-0231238 ------ ------- ---------- (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 31 ST. JAMES AVENUE, BOSTON, MASSACHUSETTS 02116 ------------------------------------------------ (Address of principal executive officers) (Zip Code) Registrant's telephone number, including area code: (617) 422-0674 -------------- NOT APPLICABLE -------------- (Former name or former address, if changed since last report) ITEM 9. REGULATION FD DISCLOSURE GlycoGenesys, Inc. (the "Company") is furnishing under Item 9 of this Current Report on Form 8-K the information included as Exhibit 99.1 to this report. Exhibit 99.1 contains the certification of the Company's Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 which was transmitted to the Securities and Exchange Commission in correspondence accompanying the Company Quarterly Report of Form 10-Q for the quarter ending June 30, 2002. This Report of Form 8-K will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS The following exhibits are filed as part of this Form 8-K. Exhibit Number Description -------------- ----------- 99.1 CEO and CFO Certification pursuant to Section 906 of Sarbanes-Oxley Act of 2002. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: August 19, 2002 By: /s/ Bradley J. Carver ------------------------------------- Bradley J. Carver President and Chief Executive Officer