-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L0Tw9gJ1q69x1Xu9BAICbzZVOk6qvtmNyb9gF9Fdiazuy38qkVpbEr+7trNCRThn fIQNDp3YhomFMz7/jmOi8A== 0000891020-01-000020.txt : 20010123 0000891020-01-000020.hdr.sgml : 20010123 ACCESSION NUMBER: 0000891020-01-000020 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001229 FILED AS OF DATE: 20010109 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAFESCIENCE INC CENTRAL INDEX KEY: 0000946661 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330231238 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-26476 FILM NUMBER: 1504840 BUSINESS ADDRESS: STREET 1: 31 ST. JAMES AVENUE STREET 2: 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6174220674 MAIL ADDRESS: STREET 1: 31 ST JAMES AVE STREET 2: 8TH FL CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: IGG INTERNATIONAL INC DATE OF NAME CHANGE: 19950721 COMPANY DATA: COMPANY CONFORMED NAME: BRITANNIA HOLDINGS LTD CENTRAL INDEX KEY: 0001044275 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: KINGS HOUSE, THE GRANGE STREET 2: ST PETER PORT CITY: GUERNSEY GY1 2QJ C I BUSINESS PHONE: 441481726016 MAIL ADDRESS: STREET 1: KINGS HOUSE, THE GRANGE STREET 2: ST PETER PORT CITY: GUERNSEY GY1 2QJ C I 3 1 v68433e3.txt FORM 3 1 - ------------ ----------------- FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL - ------------ Washington, D.C. 20549 ----------------- OMB Number: Expires: Estimated average burden hours per response 0.5 ----------------- INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. 4. Issuer Name and Ticker or Trading Symbol Date of Event Requiring Statement SAFESCIENCE, INC. (SAFS) BRITANNIA HOLDINGS LIMITED (Month/Day/Year) - ------------------------------------------- DECEMBER 29, -------------------------------------------------------------------- (Last / First / Middle) 2000 5. 6. If Amendment, Date of Relationship of Reporting Person to Original (Month/Day/Year) Issuer ---------------- (Check all applicable) 3. UNIT 15, TEMPLE BUILDING IRS or Social - ------------------------------------------- Security Number (Street) of Reporting ----------------------------- Person 7. Individual or Joint/Group (Voluntary) Filing [X] 10% Owner [ ] Director (Check applicable line) [ ] Officer (give [ ] Other (specify [X] Form Filed by One Reporting CHARLESTOWN, NEVIS, WEST INDIES title below): below): Person - ------------------------------------------- (City / State / Zip) [ ] Form Filed by More than One Reporting Person - ----------------------------------------------------------------------------------------------------------------------------------- * If the Form is filed by more than one Reporting Person, see TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED instruction 5(b)(v). - -----------------------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------------------- 2. Amount of 3. 1. Securities Ownership Form: 4. Title of Security Beneficially Owned Direct (D) or Indirect Nature of Indirect Beneficial Ownership (Instruction 4) (Instruction 4) (I) (Instruction 5) (Instruction 5) - ----------------------------------------------------------------------------------------------------------------------------------- COMMON STOCK 3,277,076 D - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) Page 1 of 2 2 FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
- ----------------------------------------------------------------------------------------------------------------------------------- 5. 2. 3. Ownership Date Exercisable Title and Amount of Securities Form of and Expiration Date Underlying Derivative Security Derivative 6. (Month/Day/Year) (Instruction 4) 4. Security: Nature of ----------------------------------------------------- Conversion or Direct (D) or Indirect 1. Amount or Exercise Price Indirect (I) Beneficial Title of Derivative Security Date Expiration Number of of Derivative (Instruction Ownership (Instruction 4) Exercisable Date Title of Shares Security 5) Instruction 5) - ----------------------------------------------------------------------------------------------------------------------------------- STOCK PURCHASE WARRANT 2/10/97 2/10/02 COMMON STOCK 125,000 $3.50/SHARE D (RIGHT TO BUY) - ----------------------------------------------------------------------------------------------------------------------------------- STOCK PURCHASE WARRANT 8/12/97 2/12/02 COMMON STOCK 62,500 $4.75/SHARE D (RIGHT TO BUY) - ----------------------------------------------------------------------------------------------------------------------------------- STOCK PURCHASE WARRANT 3/30/00 3/30/05 COMMON STOCK 41,667 $15.98/SHARE D (RIGHT TO BUY) - ----------------------------------------------------------------------------------------------------------------------------------- STOCK PURCHASE WARRANT 12/29/00 12/29/05 COMMON STOCK 168,421 $2.20/SHARE D (RIGHT TO BUY) - ----------------------------------------------------------------------------------------------------------------------------------- STOCK PURCHASE WARRANT 12/29/00 12/29/05 COMMON STOCK 168,421 $2.50/SHARE D (RIGHT TO BUY) - ----------------------------------------------------------------------------------------------------------------------------------- STOCK PURCHASE WARRANT 12/29/00 12/29/05 COMMON STOCK 168,421 $3.00/SHARE D (RIGHT TO BUY) - ----------------------------------------------------------------------------------------------------------------------------------- STOCK PURCHASE WARRANT 12/29/00 12/29/05 COMMON STOCK 168,421 $5.00/SHARE D (RIGHT TO BUY) - ----------------------------------------------------------------------------------------------------------------------------------- STOCK PURCHASE WARRANT 12/29/00 12/29/05 COMMON STOCK 260,000 $0.01/SHARE D (RIGHT TO BUY) - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: BRITANNIA HOLDINGS LIMITED ++ /s/ LESLIE JOHN JAMES 1/9/2001 -------------------------------------- -------------- ** Intentional misstatements or omissions of facts constitute Federal **Signature of Reporting Person Date Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually ++ NAME/TITLE: LESLIE JOHN JAMES, signed. If space provided is insufficient, DIRECTOR see instruction 6 for procedure.
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