-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VKT2RtK1/77GWpSqMBN1fj2KgrEuihEU9a1la0iR0iBCWOdAaG7oUQBIf+Nd2VXL j7wBT9IqqJjZ6vMSTf92NA== 0000914317-08-002885.txt : 20081203 0000914317-08-002885.hdr.sgml : 20081203 20081203110230 ACCESSION NUMBER: 0000914317-08-002885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081201 FILED AS OF DATE: 20081203 DATE AS OF CHANGE: 20081203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose Dennis E Jr CENTRAL INDEX KEY: 0001396954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26850 FILM NUMBER: 081226652 BUSINESS ADDRESS: BUSINESS PHONE: 419-782-5015 MAIL ADDRESS: STREET 1: 601 CLINTON STREET CITY: DEFIANCE STATE: OH ZIP: 43512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DEFIANCE FINANCIAL CORP CENTRAL INDEX KEY: 0000946647 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341803915 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 BUSINESS PHONE: 4107825015 MAIL ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 4 1 form4-96082_drex.xml 4 X0303 4 2008-12-01 0 0000946647 FIRST DEFIANCE FINANCIAL CORP FDEF 0001396954 Rose Dennis E Jr 601 CLINTON STREET DEFIANCE OH 43512 0 1 0 0 EVP, First Federal Bank Common Stock 5225 D Common Stock 2008-12-01 4 P 0 500 8.31 A 2919 I By Spouse Common Stock 2008-12-01 4 P 0 500 7.93 A 3419 I By Spouse Common Stock 5050 I By ESOP Stock Options 17.64 2008-04-21 4 A 0 1000 0 A 2009-04-21 2018-04-21 Common Stock 1000 1000 D Stock Options 15.50 1999-04-18 2008-04-18 Common Stock 1500 1500 D Stock Options 14 2002-09-16 2011-09-16 Common Stock 19000 19000 D Stock Options 19.53 2004-04-20 2013-04-20 Common Stock 5000 5000 D Stock Options 27.13 2005-04-18 2014-04-18 Common Stock 1000 1000 D Stock Options 25.89 2006-04-18 2015-04-18 Common Stock 2000 2000 D Stock Options 26.47 2007-05-21 2016-05-21 Common Stock 2000 2000 D Stock Options 27.41 2008-04-16 2017-04-16 Common Stock 1000 1000 D Balance differs from previously reported total because of Employee Stock Purchase Plan and Dividend Reinvestment Plan purchases Balance differs from previously reported total because of annual ESOP allocation. Note - Options listed above with $19.53 exercise price vest at 20% per year through 4/21/08. Options listed above with $27.13 exercise price vest at 20% per year through 4/19/09. Options listed above with $25.89 exercise price vest at 20% per year through 4/19/10. Options listed above with $26.47 exercise price vest at 20% per year through 5/22/11. Options listed above with $27.41 exercise price vest at 20% per year through 4/16/12. Options listed above with $17.64 exercise price vest at 20% per year through 4/21/13. /s/ Dennis E. Rose, Jr. 2008-12-03 -----END PRIVACY-ENHANCED MESSAGE-----