0001181431-13-002685.txt : 20130109
0001181431-13-002685.hdr.sgml : 20130109
20130109171531
ACCESSION NUMBER: 0001181431-13-002685
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111130
FILED AS OF DATE: 20130109
DATE AS OF CHANGE: 20130109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: API Technologies Corp.
CENTRAL INDEX KEY: 0001081078
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 980200798
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 4705 S. APOPKA VINELAND ROAD, SUITE 210
CITY: ORLANDO
STATE: FL
ZIP: 32819
BUSINESS PHONE: 855-294-3800
MAIL ADDRESS:
STREET 1: 4705 S. APOPKA VINELAND ROAD, SUITE 210
CITY: ORLANDO
STATE: FL
ZIP: 32819
FORMER COMPANY:
FORMER CONFORMED NAME: API Nanotronics Corp.
DATE OF NAME CHANGE: 20061106
FORMER COMPANY:
FORMER CONFORMED NAME: RUBINCON VENTURES INC
DATE OF NAME CHANGE: 20000207
FORMER COMPANY:
FORMER CONFORMED NAME: RUBINCON RESOURCES INC
DATE OF NAME CHANGE: 19990325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEZWIREK JASON
CENTRAL INDEX KEY: 0000946589
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35214
FILM NUMBER: 13521074
MAIL ADDRESS:
STREET 1: 2300 YONGE STREET, SUITE 1710
CITY: TORONTO
STATE: A6
ZIP: M4P 1E4
FORMER NAME:
FORMER CONFORMED NAME: DEZWIREK JASON LOUIS
DATE OF NAME CHANGE: 19950613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Icarus Investment Corp.
CENTRAL INDEX KEY: 0001298063
STATE OF INCORPORATION: A6
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35214
FILM NUMBER: 13521075
BUSINESS ADDRESS:
STREET 1: 2300 YONGE STREET, P.O. BOX 2408
STREET 2: SUITE 1710
CITY: TORONTO
STATE: A6
ZIP: M4P 1E4
BUSINESS PHONE: (416) 593-6543
MAIL ADDRESS:
STREET 1: 2300 YONGE STREET, P.O. BOX 2408
STREET 2: SUITE 1710
CITY: TORONTO
STATE: A6
ZIP: M4P 1E4
FORMER NAME:
FORMER CONFORMED NAME: Can-Med Technology, Inc.
DATE OF NAME CHANGE: 20040722
5
1
rrd366048.xml
FORM 5
X0306
5
2011-11-30
1
0
1
0001081078
API Technologies Corp.
ATNY
0001298063
Icarus Investment Corp.
2300 YONGE STREET, SUITE 1710
TORONTO
A6
M4P 1E4
ONTARIO, CANADA
0
0
0
1
Former 10% owner
0000946589
DEZWIREK JASON
2300 YONGE STREET, SUITE 1710
TORONTO
A6
M4P 1E4
ONTARIO, CANADA
0
0
0
1
Former Dir, Sec & 10% owner
Common Stock
2009-09-01
4
P
0
4500
4.40
A
643047
D
Common Stock
2009-09-08
4
P
0
11250
4.00
A
654297
D
Common Stock
2009-09-11
4
P
0
4371
4.15
A
658668
D
Common Stock
2009-09-14
4
P
0
8401
4.30
A
667069
D
Common Stock
2009-09-16
4
P
0
5000
4.45
A
672069
D
Common Stock
2009-09-17
4
P
0
6250
4.36
A
678319
D
Common Stock
2009-09-18
4
P
0
4525
4.24
A
682844
D
Common Stock
2009-09-22
4
P
0
813
4.24
A
683657
D
Common Stock
2009-09-23
4
P
0
2500
4.48
A
686157
D
Common Stock
2009-09-24
4
P
0
3750
4.40
A
689907
D
Common Stock
2009-09-25
4
P
0
10475
4.59
A
700382
D
Common Stock
2009-09-28
4
P
0
7775
4.59
A
708157
D
Common Stock
2009-09-29
4
P
0
1750
4.77
A
709907
D
Common Stock
2009-09-30
4
P
0
2500
5.04
A
712407
D
Common Stock
2009-11-19
4
P
0
25000
5.64
A
737407
D
Common Stock
2009-12-07
4
P
0
250
5.60
A
737657
D
Common Stock
2009-12-10
4
P
0
1000
5.60
A
738657
D
Common Stock
2009-12-11
4
P
0
125
6.00
A
738782
D
Common Stock
2009-12-18
4
P
0
407
4.88
A
739189
D
Common Stock
2009-12-21
4
P
0
125
4.88
A
739314
D
Common Stock
2009-12-22
4
P
0
2629
4.68
A
741943
D
Common Stock
2009-12-23
4
P
0
125
4.96
A
742068
D
Common Stock
2009-12-28
4
P
0
250
4.64
A
742318
D
Common Stock
2010-01-20
4
P
0
750
5.58
A
743068
D
Common Stock
2010-01-20
4
S
0
1038
6.07
D
742030
D
Common Stock
2010-01-21
4
P
0
250
6.20
A
742280
D
Common Stock
2010-01-22
4
P
0
500
6.26
A
742780
D
Common Stock
2010-01-25
4
P
0
125
6.00
A
742905
D
Common Stock
2010-01-26
4
P
0
250
6.00
A
743155
D
The prices and shares listed in columns 4 and 5 of this Form 5 reflect a 1 for 15 reverse stock split effective September 19, 2008 and a 1 for 4 reverse stock split effective December 28, 2010.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.12 to $4.16, inclusive. The reporting person undertakes to provide to API Technologies Corp., any security holder of API Technologies Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 2 through 11 and footnote 13 to this Form 5.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.28 to $4.32, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.40 to $4.52, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.52 to $4.64, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.56 to $4.60, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.76 to $4.80, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.56 to $5.08, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.40 to $4.72, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.48 to $5.60, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.20, inclusive.
In connection with this transaction, Icarus Investment Corp. has agreed to voluntarily remit appropriate profits to API Technologies Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.20 to $6.32, inclusive.
These securities are owned directly by Icarus Investment Corp., a former 10% owner of the issuer and indirectly by Jason DeZwirek as an officer of the corporation. Jason DeZwirek is a former director, officer and 10% owner of the issuer.
2 of 3
/s/ Phillip DeZwirek, President of Icarus Investment Corp.
2013-01-09
/s/ Jason DeZwirek
2013-01-09