0001181431-13-002685.txt : 20130109 0001181431-13-002685.hdr.sgml : 20130109 20130109171531 ACCESSION NUMBER: 0001181431-13-002685 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20130109 DATE AS OF CHANGE: 20130109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: API Technologies Corp. CENTRAL INDEX KEY: 0001081078 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 980200798 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 4705 S. APOPKA VINELAND ROAD, SUITE 210 CITY: ORLANDO STATE: FL ZIP: 32819 BUSINESS PHONE: 855-294-3800 MAIL ADDRESS: STREET 1: 4705 S. APOPKA VINELAND ROAD, SUITE 210 CITY: ORLANDO STATE: FL ZIP: 32819 FORMER COMPANY: FORMER CONFORMED NAME: API Nanotronics Corp. DATE OF NAME CHANGE: 20061106 FORMER COMPANY: FORMER CONFORMED NAME: RUBINCON VENTURES INC DATE OF NAME CHANGE: 20000207 FORMER COMPANY: FORMER CONFORMED NAME: RUBINCON RESOURCES INC DATE OF NAME CHANGE: 19990325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEZWIREK JASON CENTRAL INDEX KEY: 0000946589 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35214 FILM NUMBER: 13521074 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER NAME: FORMER CONFORMED NAME: DEZWIREK JASON LOUIS DATE OF NAME CHANGE: 19950613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Icarus Investment Corp. CENTRAL INDEX KEY: 0001298063 STATE OF INCORPORATION: A6 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35214 FILM NUMBER: 13521075 BUSINESS ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 BUSINESS PHONE: (416) 593-6543 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER NAME: FORMER CONFORMED NAME: Can-Med Technology, Inc. DATE OF NAME CHANGE: 20040722 5 1 rrd366048.xml FORM 5 X0306 5 2011-11-30 1 0 1 0001081078 API Technologies Corp. ATNY 0001298063 Icarus Investment Corp. 2300 YONGE STREET, SUITE 1710 TORONTO A6 M4P 1E4 ONTARIO, CANADA 0 0 0 1 Former 10% owner 0000946589 DEZWIREK JASON 2300 YONGE STREET, SUITE 1710 TORONTO A6 M4P 1E4 ONTARIO, CANADA 0 0 0 1 Former Dir, Sec & 10% owner Common Stock 2009-09-01 4 P 0 4500 4.40 A 643047 D Common Stock 2009-09-08 4 P 0 11250 4.00 A 654297 D Common Stock 2009-09-11 4 P 0 4371 4.15 A 658668 D Common Stock 2009-09-14 4 P 0 8401 4.30 A 667069 D Common Stock 2009-09-16 4 P 0 5000 4.45 A 672069 D Common Stock 2009-09-17 4 P 0 6250 4.36 A 678319 D Common Stock 2009-09-18 4 P 0 4525 4.24 A 682844 D Common Stock 2009-09-22 4 P 0 813 4.24 A 683657 D Common Stock 2009-09-23 4 P 0 2500 4.48 A 686157 D Common Stock 2009-09-24 4 P 0 3750 4.40 A 689907 D Common Stock 2009-09-25 4 P 0 10475 4.59 A 700382 D Common Stock 2009-09-28 4 P 0 7775 4.59 A 708157 D Common Stock 2009-09-29 4 P 0 1750 4.77 A 709907 D Common Stock 2009-09-30 4 P 0 2500 5.04 A 712407 D Common Stock 2009-11-19 4 P 0 25000 5.64 A 737407 D Common Stock 2009-12-07 4 P 0 250 5.60 A 737657 D Common Stock 2009-12-10 4 P 0 1000 5.60 A 738657 D Common Stock 2009-12-11 4 P 0 125 6.00 A 738782 D Common Stock 2009-12-18 4 P 0 407 4.88 A 739189 D Common Stock 2009-12-21 4 P 0 125 4.88 A 739314 D Common Stock 2009-12-22 4 P 0 2629 4.68 A 741943 D Common Stock 2009-12-23 4 P 0 125 4.96 A 742068 D Common Stock 2009-12-28 4 P 0 250 4.64 A 742318 D Common Stock 2010-01-20 4 P 0 750 5.58 A 743068 D Common Stock 2010-01-20 4 S 0 1038 6.07 D 742030 D Common Stock 2010-01-21 4 P 0 250 6.20 A 742280 D Common Stock 2010-01-22 4 P 0 500 6.26 A 742780 D Common Stock 2010-01-25 4 P 0 125 6.00 A 742905 D Common Stock 2010-01-26 4 P 0 250 6.00 A 743155 D The prices and shares listed in columns 4 and 5 of this Form 5 reflect a 1 for 15 reverse stock split effective September 19, 2008 and a 1 for 4 reverse stock split effective December 28, 2010. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.12 to $4.16, inclusive. The reporting person undertakes to provide to API Technologies Corp., any security holder of API Technologies Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 2 through 11 and footnote 13 to this Form 5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.28 to $4.32, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.40 to $4.52, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.52 to $4.64, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.56 to $4.60, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.76 to $4.80, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.56 to $5.08, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.40 to $4.72, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.48 to $5.60, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.20, inclusive. In connection with this transaction, Icarus Investment Corp. has agreed to voluntarily remit appropriate profits to API Technologies Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.20 to $6.32, inclusive. These securities are owned directly by Icarus Investment Corp., a former 10% owner of the issuer and indirectly by Jason DeZwirek as an officer of the corporation. Jason DeZwirek is a former director, officer and 10% owner of the issuer. 2 of 3 /s/ Phillip DeZwirek, President of Icarus Investment Corp. 2013-01-09 /s/ Jason DeZwirek 2013-01-09