0001174567-22-000001.txt : 20221220 0001174567-22-000001.hdr.sgml : 20221220 20221220163121 ACCESSION NUMBER: 0001174567-22-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221219 FILED AS OF DATE: 20221220 DATE AS OF CHANGE: 20221220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAW THOMAS J CENTRAL INDEX KEY: 0001174567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16465 FILM NUMBER: 221475228 MAIL ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RETRACTABLE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000946563 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 752599762 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068-0009 BUSINESS PHONE: 9722941010 MAIL ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068-0009 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-12-19 0 0000946563 RETRACTABLE TECHNOLOGIES INC RVP 0001174567 SHAW THOMAS J 511 LOBO LANE LITTLE ELM TX 75068 1 1 1 0 President and CEO Common Stock 14076660 D Common Stock 1310800 I Voting or Investment Control Option (non-qualified) 13 2022-12-19 4 J 0 1 0 D 2024-03-16 2031-03-16 Common Stock 1000000 0 D Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement. Termination of award agreement. Thomas J. Shaw 2022-12-20