-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WA/Zevn9HT3vPUBI5Uy2a/ymLblEcvnTnFhkNv0rBALSIakHVH4UvzZsSuqQG5L8 oif57Ihq8EpFu9BL9GRmWA== 0000930661-02-003135.txt : 20020827 0000930661-02-003135.hdr.sgml : 20020827 20020827142111 ACCESSION NUMBER: 0000930661-02-003135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020814 FILED AS OF DATE: 20020827 COMPANY DATA: COMPANY CONFORMED NAME: SALERNO LILLIAN E CENTRAL INDEX KEY: 0001183060 OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 511 LOBE LANE STREET 2: P O BOX 9 CITY: LITTLE ELM STATE: TX ZIP: 75068-0009 BUSINESS PHONE: 9722941010 MAIL ADDRESS: STREET 1: 511 LOBE LANE STREET 2: P O BOX 9 CITY: LITTLE ELM STATE: TX ZIP: 75068-0009 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RETRACTABLE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000946563 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 752599762 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16465 FILM NUMBER: 02749416 BUSINESS ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068-0009 BUSINESS PHONE: 9722941010 MAIL ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068-0009 4 1 d4.htm FORM 4 Prepared by R.R. Donnelley Financial -- Form 4
 
 
Form 4
 
 
 
¨  Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).


   
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
 
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934, Section 17(a) of the
Public Utility Holding Company Act of 1935 or Section 30(h)
of the Investment Company Act of 1940
  
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  1.
  
Name and Address of Reporting Person*
   
                    Salerno                         Lillian                                 E.
   
   
                                    (Last)                                                  (First)                                                 (Middle)
   
                511 Lobo Lane
   
   
                                     (Street)
   
                Little Elm                        TX                             75068-0009
   
   
                                    (City)                                                  (State)                                                 (Zip)
 
  2.
  
Issuer Name and Ticker or Trading Symbol
   
                Retractable Technologies, Inc. RVP
3.
  
I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)
     
4.
  
Statement for Month/Year
   
                August/2002
5.
  
If Amendment, Date of Original (Month/Year)
     
6.
  
Relationship of Reporting Person(s) to Issuer (Check all applicable)
   
            ¨  Director            x  10% Owner
 
            ¨  Officer (give title below)            ¨  Other (specify below)
 
 
7.


  
Individual or Joint/Group Filing (Check Applicable Line)
 
            x  Form filed by One Reporting Person
 
            ¨  Form filed by More than One Reporting Person
 
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
 
  1.
  
Title of Security (Instr. 3)
     
2.
  
Transaction Date (Month/Day/Year)
     
3.
  
Transaction Code (Instr. 8)
        
Code
   
V
     
4.
  
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
        
Amount                                             (A) or (D)                    
   
Price
               
5.
  
Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4)
               
6.
  
Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
               
7.
  
Nature of Indirect Beneficial Ownership (Instr. 4)
               

Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
 
1.
  
Title of Derivative Security (Instr. 3)
   
                    Series V Class B Convertible Preferred Stock
2.
  
Conversion or Exercise Price of Derivative Security
     
3.
  
Transaction Date (Month/Day/Year)
   
                    8/14/02
4.
  
Transaction Code (Instr. 8)
       
Code
  
V
       
    P
  
V
5.
  
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
       
(A)
  
(D)
       
12,500
    
6.
  
Date Exercisable and Expiration Date (Month/Day/Year)
       
Date Exercisable
  
Expiration Date
             
7.
  
Title and Amount of Underlying Securities (Instr. 3 and 4)
       
Title
  
Amount or Number of Shares
       
Common Stock
  
12,500
8.
  
Price of Derivative Security (Instr. 5)
   
                    $4
9.
  
Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4)
   
                    12,500
10.
  
Ownership Form of Derivative Securities Beneficially Owned at End of Month (Instr. 4)
   
                    Direct
11.
  
Nature of Indirect Benefical Ownership (Instr. 4)
     
Explanation of Responses:
 
/s/    LILLIAN E. SALERNO
  
8/22/02
**Signature of Reporting Person
  
Date
 
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
  *
 
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
 
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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