0001437749-21-007171.txt : 20210325 0001437749-21-007171.hdr.sgml : 20210325 20210325164313 ACCESSION NUMBER: 0001437749-21-007171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210325 FILED AS OF DATE: 20210325 DATE AS OF CHANGE: 20210325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fraser Craig CENTRAL INDEX KEY: 0001557420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39290 FILM NUMBER: 21772940 MAIL ADDRESS: STREET 1: AEGERION PHARMACEUTICALS, INC. STREET 2: 101 MAIN STREET, SUITE 1850 CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/ CENTRAL INDEX KEY: 0000946486 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943171943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 BUSINESS PHONE: 2154889300 MAIL ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 FORMER COMPANY: FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19971201 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC DATE OF NAME CHANGE: 19961121 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN INC DATE OF NAME CHANGE: 19950609 4 1 rdgdoc.xml FORM 4 X0306 4 2021-03-25 0000946486 WINDTREE THERAPEUTICS INC /DE/ WINT 0001557420 Fraser Craig 2600 KELLY ROAD SUITE 100 WARRINGTON PA 18976 1 1 President and CEO Common Stock 2021-03-25 4 P 0 1500 3.25 A 25798 D Common Stock 147 I By Trust Common Stock Warrants 3.60 2021-03-25 4 P 0 1500 0 A 2021-03-25 2026-03-25 Common Stock 1500 1500 D Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan. Issued in connection with the purchase of shares of common stock on March 25, 2021 as reported above. /s/ Craig E. Fraser 2021-03-25