0001437749-21-007171.txt : 20210325
0001437749-21-007171.hdr.sgml : 20210325
20210325164313
ACCESSION NUMBER: 0001437749-21-007171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210325
FILED AS OF DATE: 20210325
DATE AS OF CHANGE: 20210325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fraser Craig
CENTRAL INDEX KEY: 0001557420
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39290
FILM NUMBER: 21772940
MAIL ADDRESS:
STREET 1: AEGERION PHARMACEUTICALS, INC.
STREET 2: 101 MAIN STREET, SUITE 1850
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/
CENTRAL INDEX KEY: 0000946486
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943171943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
BUSINESS PHONE: 2154889300
MAIL ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
FORMER COMPANY:
FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19971201
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19961121
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN INC
DATE OF NAME CHANGE: 19950609
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-03-25
0000946486
WINDTREE THERAPEUTICS INC /DE/
WINT
0001557420
Fraser Craig
2600 KELLY ROAD
SUITE 100
WARRINGTON
PA
18976
1
1
President and CEO
Common Stock
2021-03-25
4
P
0
1500
3.25
A
25798
D
Common Stock
147
I
By Trust
Common Stock Warrants
3.60
2021-03-25
4
P
0
1500
0
A
2021-03-25
2026-03-25
Common Stock
1500
1500
D
Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan.
Issued in connection with the purchase of shares of common stock on March 25, 2021 as reported above.
/s/ Craig E. Fraser
2021-03-25