0001437749-19-008083.txt : 20190426
0001437749-19-008083.hdr.sgml : 20190426
20190426173434
ACCESSION NUMBER: 0001437749-19-008083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190424
FILED AS OF DATE: 20190426
DATE AS OF CHANGE: 20190426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Geffken Daniel E.
CENTRAL INDEX KEY: 0001314756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 19773026
MAIL ADDRESS:
STREET 1: DAMONMILL SQUARE
STREET 2: SUITE 6A
CITY: CONCORD
STATE: MA
ZIP: 01742
FORMER NAME:
FORMER CONFORMED NAME: GEFFKEN DANIEL E
DATE OF NAME CHANGE: 20050119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/
CENTRAL INDEX KEY: 0000946486
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943171943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
BUSINESS PHONE: 2154889300
MAIL ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
FORMER COMPANY:
FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19971201
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19961121
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN INC
DATE OF NAME CHANGE: 19950609
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-04-24
0000946486
WINDTREE THERAPEUTICS INC /DE/
WINT
0001314756
Geffken Daniel E.
C/O WINDTREE THERAPEUTICS, INC.
2600 KELLY ROAD, SUITE 100
WARRINGTON
PA
18976
1
Non-Qualified Stock Option (Right to Buy)
4.32
2019-04-24
4
A
0
60000
0
A
2020-04-24
2029-04-24
Common Stock
60000
60000
D
This stock option shall vest in a series of three successive, annual installments beginning with the first anniversary of the grant date.
/s/ Mary B. Templeton, Esq., as Attorney-in-Fact
2019-04-26