0001437749-19-005428.txt : 20190321
0001437749-19-005428.hdr.sgml : 20190321
20190321163449
ACCESSION NUMBER: 0001437749-19-005428
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190319
FILED AS OF DATE: 20190321
DATE AS OF CHANGE: 20190321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fraser Craig
CENTRAL INDEX KEY: 0001557420
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 19697421
MAIL ADDRESS:
STREET 1: AEGERION PHARMACEUTICALS, INC.
STREET 2: 101 MAIN STREET, SUITE 1850
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/
CENTRAL INDEX KEY: 0000946486
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943171943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
BUSINESS PHONE: 2154889300
MAIL ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
FORMER COMPANY:
FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19971201
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19961121
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN INC
DATE OF NAME CHANGE: 19950609
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-03-19
0000946486
WINDTREE THERAPEUTICS INC /DE/
WINT
0001557420
Fraser Craig
2600 KELLY ROAD
SUITE 100
WARRINGTON
PA
18976
1
1
President and CEO
Common Stock
62490
D
Common Stock
441
I
By Trust
Employee Stock Option (Right to Buy)
4.30
2019-03-19
4
A
0
100000
0
A
2020-03-19
2029-03-19
Common Stock
100000
100000
D
Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan.
This employee stock option shall vest in a series of three successive, equal installments beginning with the first anniversary of the grant.
/s/ Craig Fraser
2019-03-21