X0306 4 2019-02-07 0000946486 WINDTREE THERAPEUTICS INC /DE/ WINT 0001499834 Tattory John A 2600 KELLY ROAD SUITE 100 WARRINGTON PA 18976 1 SVP & CFO Common Stock 2019-02-07 4 D 0 22078 0 D 14125 D Common Stock 2019-02-07 4 A 0 22078 0 A 36203 D Common Stock 713 I By Trust The two reported transactions relate to the cancellation of a portion of the restricted stock unit (RSU) award granted on November 1, 2017 and vesting in two equal installments, and the immediate re-issuance of replacement RSUs on substantially the same economic terms. Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan. /s/ John A. Tattory 2019-02-11