0001437749-18-022822.txt : 20181231 0001437749-18-022822.hdr.sgml : 20181231 20181231163430 ACCESSION NUMBER: 0001437749-18-022822 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181221 FILED AS OF DATE: 20181231 DATE AS OF CHANGE: 20181231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KPCB China Holdings II, Ltd. CENTRAL INDEX KEY: 0001533828 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26422 FILM NUMBER: 181260099 BUSINESS ADDRESS: STREET 1: UNIT 2101, BEA FINANCE TOWER STREET 2: 66 HUA YUAN SHI QIAO ROAD CITY: PUDONG, SHANGHAI STATE: F4 ZIP: 200120 BUSINESS PHONE: (86) 21-3383-0688 MAIL ADDRESS: STREET 1: UNIT 2101, BEA FINANCE TOWER STREET 2: 66 HUA YUAN SHI QIAO ROAD CITY: PUDONG, SHANGHAI STATE: F4 ZIP: 200120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KPCB China Associates II, L.P. CENTRAL INDEX KEY: 0001533830 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26422 FILM NUMBER: 181260100 BUSINESS ADDRESS: STREET 1: UNIT 2101, BEA FINANCE TOWER STREET 2: 66 HUA YUAN SHI QIAO ROAD CITY: PUDONG, SHANGHAI STATE: F4 ZIP: 200120 BUSINESS PHONE: (86) 21-3383-0688 MAIL ADDRESS: STREET 1: UNIT 2101, BEA FINANCE TOWER STREET 2: 66 HUA YUAN SHI QIAO ROAD CITY: PUDONG, SHANGHAI STATE: F4 ZIP: 200120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KPCB China Fund II, L.P. CENTRAL INDEX KEY: 0001533831 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26422 FILM NUMBER: 181260101 BUSINESS ADDRESS: STREET 1: UNIT 2101, BEA FINANCE TOWER STREET 2: 66 HUA YUAN SHI QIAO ROAD CITY: PUDONG, SHANGHAI STATE: F4 ZIP: 200120 BUSINESS PHONE: (86) 21-3383-0688 MAIL ADDRESS: STREET 1: UNIT 2101, BEA FINANCE TOWER STREET 2: 66 HUA YUAN SHI QIAO ROAD CITY: PUDONG, SHANGHAI STATE: F4 ZIP: 200120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ivy Blue Holdings Ltd CENTRAL INDEX KEY: 0001760559 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26422 FILM NUMBER: 181260102 BUSINESS ADDRESS: STREET 1: UNIT 27, XIN KANG GARDEN STREET 2: 1273 HUAI HAI ZHONG ROAD CITY: SHANGHAI STATE: F4 ZIP: 200031 BUSINESS PHONE: 862133830688 MAIL ADDRESS: STREET 1: UNIT 27, XIN KANG GARDEN STREET 2: 1273 HUAI HAI ZHONG ROAD CITY: SHANGHAI STATE: F4 ZIP: 200031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/ CENTRAL INDEX KEY: 0000946486 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943171943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 BUSINESS PHONE: 2154889300 MAIL ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 FORMER COMPANY: FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19971201 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC DATE OF NAME CHANGE: 19961121 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN INC DATE OF NAME CHANGE: 19950609 3 1 rdgdoc.xml FORM 3 X0206 3 2018-12-21 0 0000946486 WINDTREE THERAPEUTICS INC /DE/ WINT 0001760559 Ivy Blue Holdings Ltd C/O KPCB CHINA, UNIT 27 XIN KANG GARDEN 1273 HUAI HAI ZHONG ROAD SHANGHAI F4 200031 CHINA 1 0001533831 KPCB China Fund II, L.P. C/O KPCB CHINA, UNIT 27 XIN KANG GARDEN 1273 HUAI HAI ZHONG ROAD SHANGHAI F4 200031 CHINA 1 0001533830 KPCB China Associates II, L.P. C/O KPCB CHINA, UNIT 27 XIN KANG GARDEN 1273 HUAI HAI ZHONG ROAD SHANGHAI F4 200031 CHINA 1 0001533828 KPCB China Holdings II, Ltd. C/O KPCB CHINA, UNIT 27 XIN KANG GARDEN 1273 HUAI HAI ZHONG ROAD SHANGHAI F4 200031 CHINA 1 Common Stock 4336790 D The securities of the Issuer reported in this Form 3 are directly held by Ivy Blue Holdings Limited. KPCB China Fund II, L.P. is the 100% owner of Ivy Blue Holdings Limited. KPCB China Associates II, L.P. is the general partner of KPCB China Fund II, L.P. KPCB China Holdings II, Ltd. is the general partner of KPCB China Associates II, L.P. The directors of KPCB China Holdings II, Ltd. are Brook Byers, Wen Hsieh, James Huang and Theodore Schlein. By virtue of these relationships, Brook Byers, Wen Hsieh, James Huang and Theodore Schlein may be deemed to indirectly beneficially own the securities held by Ivy Blue Holdings Limited, however each disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. /s/ Susan Biglieri as an Authorized Signatory of KPCB China Holdings II, Ltd., as general partner of KPCB China Associates II, L.P., as general partner of KPCB China Fund II, L.P., as 100% owner of Ivy Blue Holdings Limited 2018-12-31 /s/ Susan Biglieri as an Authorized Signatory of KPCB China Holdings II, Ltd., as general partner of KPCB China Associates II, L.P., as general partner of KPCB China Fund II, L.P. 2018-12-31 /s/ Susan Biglieri as an Authorized Signatory of KPCB China Holdings II, Ltd., as general partner of KPCB China Associates II, L.P. 2018-12-31 /s/ Susan Biglieri as an Authorized Signatory of KPCB China Holdings II, Ltd. 2018-12-31