0001437749-18-022822.txt : 20181231
0001437749-18-022822.hdr.sgml : 20181231
20181231163430
ACCESSION NUMBER: 0001437749-18-022822
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181221
FILED AS OF DATE: 20181231
DATE AS OF CHANGE: 20181231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KPCB China Holdings II, Ltd.
CENTRAL INDEX KEY: 0001533828
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 181260099
BUSINESS ADDRESS:
STREET 1: UNIT 2101, BEA FINANCE TOWER
STREET 2: 66 HUA YUAN SHI QIAO ROAD
CITY: PUDONG, SHANGHAI
STATE: F4
ZIP: 200120
BUSINESS PHONE: (86) 21-3383-0688
MAIL ADDRESS:
STREET 1: UNIT 2101, BEA FINANCE TOWER
STREET 2: 66 HUA YUAN SHI QIAO ROAD
CITY: PUDONG, SHANGHAI
STATE: F4
ZIP: 200120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KPCB China Associates II, L.P.
CENTRAL INDEX KEY: 0001533830
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 181260100
BUSINESS ADDRESS:
STREET 1: UNIT 2101, BEA FINANCE TOWER
STREET 2: 66 HUA YUAN SHI QIAO ROAD
CITY: PUDONG, SHANGHAI
STATE: F4
ZIP: 200120
BUSINESS PHONE: (86) 21-3383-0688
MAIL ADDRESS:
STREET 1: UNIT 2101, BEA FINANCE TOWER
STREET 2: 66 HUA YUAN SHI QIAO ROAD
CITY: PUDONG, SHANGHAI
STATE: F4
ZIP: 200120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KPCB China Fund II, L.P.
CENTRAL INDEX KEY: 0001533831
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 181260101
BUSINESS ADDRESS:
STREET 1: UNIT 2101, BEA FINANCE TOWER
STREET 2: 66 HUA YUAN SHI QIAO ROAD
CITY: PUDONG, SHANGHAI
STATE: F4
ZIP: 200120
BUSINESS PHONE: (86) 21-3383-0688
MAIL ADDRESS:
STREET 1: UNIT 2101, BEA FINANCE TOWER
STREET 2: 66 HUA YUAN SHI QIAO ROAD
CITY: PUDONG, SHANGHAI
STATE: F4
ZIP: 200120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ivy Blue Holdings Ltd
CENTRAL INDEX KEY: 0001760559
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 181260102
BUSINESS ADDRESS:
STREET 1: UNIT 27, XIN KANG GARDEN
STREET 2: 1273 HUAI HAI ZHONG ROAD
CITY: SHANGHAI
STATE: F4
ZIP: 200031
BUSINESS PHONE: 862133830688
MAIL ADDRESS:
STREET 1: UNIT 27, XIN KANG GARDEN
STREET 2: 1273 HUAI HAI ZHONG ROAD
CITY: SHANGHAI
STATE: F4
ZIP: 200031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/
CENTRAL INDEX KEY: 0000946486
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943171943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
BUSINESS PHONE: 2154889300
MAIL ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
FORMER COMPANY:
FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19971201
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19961121
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN INC
DATE OF NAME CHANGE: 19950609
3
1
rdgdoc.xml
FORM 3
X0206
3
2018-12-21
0
0000946486
WINDTREE THERAPEUTICS INC /DE/
WINT
0001760559
Ivy Blue Holdings Ltd
C/O KPCB CHINA, UNIT 27 XIN KANG GARDEN
1273 HUAI HAI ZHONG ROAD
SHANGHAI
F4
200031
CHINA
1
0001533831
KPCB China Fund II, L.P.
C/O KPCB CHINA, UNIT 27 XIN KANG GARDEN
1273 HUAI HAI ZHONG ROAD
SHANGHAI
F4
200031
CHINA
1
0001533830
KPCB China Associates II, L.P.
C/O KPCB CHINA, UNIT 27 XIN KANG GARDEN
1273 HUAI HAI ZHONG ROAD
SHANGHAI
F4
200031
CHINA
1
0001533828
KPCB China Holdings II, Ltd.
C/O KPCB CHINA, UNIT 27 XIN KANG GARDEN
1273 HUAI HAI ZHONG ROAD
SHANGHAI
F4
200031
CHINA
1
Common Stock
4336790
D
The securities of the Issuer reported in this Form 3 are directly held by Ivy Blue Holdings Limited. KPCB China Fund II, L.P. is the 100% owner of Ivy Blue Holdings Limited. KPCB China Associates II, L.P. is the
general partner of KPCB China Fund II, L.P. KPCB China Holdings II, Ltd. is the general partner of KPCB China Associates II, L.P. The directors of KPCB China Holdings II, Ltd. are Brook Byers, Wen Hsieh, James Huang and Theodore Schlein. By virtue of these relationships, Brook Byers, Wen Hsieh, James Huang and Theodore Schlein may be deemed to indirectly beneficially own the securities held by Ivy Blue Holdings Limited, however each disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
/s/ Susan Biglieri as an Authorized Signatory of KPCB China Holdings II, Ltd., as general partner of KPCB China Associates II, L.P., as general partner of KPCB China Fund II, L.P., as 100% owner of Ivy Blue Holdings Limited
2018-12-31
/s/ Susan Biglieri as an Authorized Signatory of KPCB China Holdings II, Ltd., as general partner of KPCB China Associates II, L.P., as general partner of KPCB China Fund II, L.P.
2018-12-31
/s/ Susan Biglieri as an Authorized Signatory of KPCB China Holdings II, Ltd., as general partner of KPCB China Associates II, L.P.
2018-12-31
/s/ Susan Biglieri as an Authorized Signatory of KPCB China Holdings II, Ltd.
2018-12-31