0001213900-19-004601.txt : 20190321 0001213900-19-004601.hdr.sgml : 20190321 20190321121732 ACCESSION NUMBER: 0001213900-19-004601 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181221 FILED AS OF DATE: 20190321 DATE AS OF CHANGE: 20190321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bioengine Capital Inc. CENTRAL INDEX KEY: 0001770197 STATE OF INCORPORATION: F5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26422 FILM NUMBER: 19696387 BUSINESS ADDRESS: STREET 1: 7 F., NO. 3-2, PARK ST., NANGANG DIST. CITY: TAIPEI STATE: F5 ZIP: 11503 BUSINESS PHONE: 886 2 2655 8551 MAIL ADDRESS: STREET 1: 7 F., NO. 3-2, PARK ST., NANGANG DIST. CITY: TAIPEI STATE: F5 ZIP: 11503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Center Laboratories, Inc. CENTRAL INDEX KEY: 0001770423 STATE OF INCORPORATION: F5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26422 FILM NUMBER: 19696388 BUSINESS ADDRESS: STREET 1: 7 ., NO. 3-2, PARK ST. NANGANG DIST. CITY: TAIPEI STATE: F5 ZIP: 11503 BUSINESS PHONE: 886 2 2655 8680 MAIL ADDRESS: STREET 1: 7 ., NO. 3-2, PARK ST. NANGANG DIST. CITY: TAIPEI STATE: F5 ZIP: 11503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/ CENTRAL INDEX KEY: 0000946486 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943171943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 BUSINESS PHONE: 2154889300 MAIL ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 FORMER COMPANY: FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19971201 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC DATE OF NAME CHANGE: 19961121 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN INC DATE OF NAME CHANGE: 19950609 3 1 ownership.xml X0206 3 2018-12-21 0 0000946486 WINDTREE THERAPEUTICS INC /DE/ WINT 0001770197 Bioengine Capital Inc. 7TH FL., NO.3-2, PARK ST., NANGANG DIST. TAIPEI CITY F5 11503 TAIWAN, PROVINCE OF CHINA 0 0 1 0 0001770423 Center Laboratories, Inc. 7TH FL., NO.3-2, PARK ST., NANGANG DIST. TAIPEI CITY F5 11503 TAIWAN, PROVINCE OF CHINA 0 0 1 0 COMMON STOCK 3551750 D SERIES F WARRANTS 3.68 2018-12-24 2020-06-24 COMMON STOCK 384824 D SERIES G WARRANTS 4.05 2018-12-24 2023-12-24 COMMON STOCK 747012 D The shares are directly held by Bioengine Capital Inc. and indirectly held by Center Laboratories, Inc., which owns 58.6% of Bioengine Capital Inc. The exercisable shares of Series F Warrants will be directly held by Bioengine Capital Inc. and indirectly held by Center Laboratories, Inc. The exercisable shares of Series G Warrants will be directly held by Bioengine Capital Inc. and indirectly held by Center Laboratories, Inc. /s/ Lin, Jung-Chin 2019-03-21 /s/ Lin, Jung-Chin 2019-03-21