0001213900-19-004601.txt : 20190321
0001213900-19-004601.hdr.sgml : 20190321
20190321121732
ACCESSION NUMBER: 0001213900-19-004601
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181221
FILED AS OF DATE: 20190321
DATE AS OF CHANGE: 20190321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bioengine Capital Inc.
CENTRAL INDEX KEY: 0001770197
STATE OF INCORPORATION: F5
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 19696387
BUSINESS ADDRESS:
STREET 1: 7 F., NO. 3-2, PARK ST., NANGANG DIST.
CITY: TAIPEI
STATE: F5
ZIP: 11503
BUSINESS PHONE: 886 2 2655 8551
MAIL ADDRESS:
STREET 1: 7 F., NO. 3-2, PARK ST., NANGANG DIST.
CITY: TAIPEI
STATE: F5
ZIP: 11503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Center Laboratories, Inc.
CENTRAL INDEX KEY: 0001770423
STATE OF INCORPORATION: F5
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 19696388
BUSINESS ADDRESS:
STREET 1: 7 ., NO. 3-2, PARK ST. NANGANG DIST.
CITY: TAIPEI
STATE: F5
ZIP: 11503
BUSINESS PHONE: 886 2 2655 8680
MAIL ADDRESS:
STREET 1: 7 ., NO. 3-2, PARK ST. NANGANG DIST.
CITY: TAIPEI
STATE: F5
ZIP: 11503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/
CENTRAL INDEX KEY: 0000946486
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943171943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
BUSINESS PHONE: 2154889300
MAIL ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
FORMER COMPANY:
FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19971201
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19961121
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN INC
DATE OF NAME CHANGE: 19950609
3
1
ownership.xml
X0206
3
2018-12-21
0
0000946486
WINDTREE THERAPEUTICS INC /DE/
WINT
0001770197
Bioengine Capital Inc.
7TH FL., NO.3-2, PARK ST., NANGANG DIST.
TAIPEI CITY
F5
11503
TAIWAN, PROVINCE OF CHINA
0
0
1
0
0001770423
Center Laboratories, Inc.
7TH FL., NO.3-2, PARK ST., NANGANG DIST.
TAIPEI CITY
F5
11503
TAIWAN, PROVINCE OF CHINA
0
0
1
0
COMMON STOCK
3551750
D
SERIES F WARRANTS
3.68
2018-12-24
2020-06-24
COMMON STOCK
384824
D
SERIES G WARRANTS
4.05
2018-12-24
2023-12-24
COMMON STOCK
747012
D
The shares are directly held by Bioengine Capital Inc. and indirectly held by Center Laboratories, Inc., which owns 58.6% of Bioengine Capital Inc.
The exercisable shares of Series F Warrants will be directly held by Bioengine Capital Inc. and indirectly held by Center Laboratories, Inc.
The exercisable shares of Series G Warrants will be directly held by Bioengine Capital Inc. and indirectly held by Center Laboratories, Inc.
/s/ Lin, Jung-Chin
2019-03-21
/s/ Lin, Jung-Chin
2019-03-21