0001213900-18-004475.txt : 20180413
0001213900-18-004475.hdr.sgml : 20180413
20180413183355
ACCESSION NUMBER: 0001213900-18-004475
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180404
FILED AS OF DATE: 20180413
DATE AS OF CHANGE: 20180413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LPH II Investments Ltd
CENTRAL INDEX KEY: 0001737494
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 18755232
BUSINESS ADDRESS:
STREET 1: UNIT 110-111, BIO-INFORMATICS CNTR, NO 2
STREET 2: SCIENCE PARK WEST AVENUE, HONG KONG
CITY: SCIENCE PARK, SHATIN
STATE: K3
ZIP: 00000
BUSINESS PHONE: 852 2314 1282
MAIL ADDRESS:
STREET 1: UNIT 110-111, BIO-INFORMATICS CNTR, NO 2
STREET 2: SCIENCE PARK WEST AVENUE, HONG KONG
CITY: SCIENCE PARK, SHATIN
STATE: K3
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/
CENTRAL INDEX KEY: 0000946486
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943171943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
BUSINESS PHONE: 2154889300
MAIL ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
FORMER COMPANY:
FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19971201
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19961121
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN INC
DATE OF NAME CHANGE: 19950609
3
1
f3040418lph2_windtreetherap.xml
OWNERSHIP DOCUMENT
X0206
3
2018-04-04
0
0000946486
WINDTREE THERAPEUTICS INC /DE/
WINT
0001737494
LPH II Investments Ltd
UNIT 110-111, BIO-INFO CTR, #2 SCIENCE
PARK AVE HONG KONG SCIENCE PARK
SHATIN
K3
HONG KONG
0
0
1
0
Common Stock
541667
D
Series C Warrant
5.52
2018-10-04
2025-04-04
Common Stock
135417
D
Pursuant to a Securities Purchase Agreement dated March 30, 2018, LPH II Investments Limited, a company incorporated in the Cayman Islands with limited liability, acquired 541,667 shares of common stock of the Issuer ("Common Stock") and 135,417 Series C Warrant of the Issuer ("Warrant") for an aggregate consideration of $2,600,000, as reported in Table I and II of this Form 3.
/s/ Lee Siu Fong
2018-04-06