0001493152-19-010259.txt : 20190703
0001493152-19-010259.hdr.sgml : 20190703
20190703155926
ACCESSION NUMBER: 0001493152-19-010259
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190701
FILED AS OF DATE: 20190703
DATE AS OF CHANGE: 20190703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Lewis M
CENTRAL INDEX KEY: 0001619951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13906
FILM NUMBER: 19941864
MAIL ADDRESS:
STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
STREET 2: 4201 CONGRESS STREET, SUITE 140
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLANTYNE STRONG, INC.
CENTRAL INDEX KEY: 0000946454
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 470587703
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11422 MIRACLE HILLS DRIVE
STREET 2: SUITE 300
CITY: OMAHA
STATE: NE
ZIP: 68154
BUSINESS PHONE: 4024534444
MAIL ADDRESS:
STREET 1: 11422 MIRACLE HILLS DRIVE
STREET 2: SUITE 300
CITY: OMAHA
STATE: NE
ZIP: 68154
FORMER COMPANY:
FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC
DATE OF NAME CHANGE: 19950608
4
1
ownership.xml
X0306
4
2019-07-01
0
0000946454
BALLANTYNE STRONG, INC.
BTN
0001619951
Johnson Lewis M
11422 MIRACLE HILLS DRIVE, SUITE 300
OMAHA
NE
68154
1
0
0
0
Common Stock
2019-07-01
4
A
0
14563
0.00
A
46986
D
Common Stock
2019-07-01
4
A
0
10000
0.00
A
56986
D
Common Stock
3573177
I
Fundamental Global
Restricted stock units granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, July 1, 2019, subject to continuous service through such vesting dates.
Restricted stock units granted as non-employee director compensation for services as Co-Chairman of the Board pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, July 1, 2019, subject to continuous service through such vesting dates.
Includes 13,333 restricted stock units granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest on December 4, 2019, subject to continuous service through such vesting date.
Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Johnson may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein. In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global, holds 864,857 shares of Common Stock (excluding Messrs. Cerminara's, Johnson's and Moglia's shares held in CWA accounts) for the accounts of individual investors.
/s/ Lewis M. Johnson
2019-07-03