0001493152-19-008934.txt : 20190610 0001493152-19-008934.hdr.sgml : 20190610 20190610164239 ACCESSION NUMBER: 0001493152-19-008934 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190606 FILED AS OF DATE: 20190610 DATE AS OF CHANGE: 20190610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOEGNER RAY CENTRAL INDEX KEY: 0001251935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13906 FILM NUMBER: 19888983 MAIL ADDRESS: STREET 1: 4350 MCKINLEY ST CITY: OMAHA STATE: NE ZIP: 68112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLANTYNE STRONG, INC. CENTRAL INDEX KEY: 0000946454 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 470587703 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11422 MIRACLE HILLS DRIVE STREET 2: SUITE 300 CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4024534444 MAIL ADDRESS: STREET 1: 11422 MIRACLE HILLS DRIVE STREET 2: SUITE 300 CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC DATE OF NAME CHANGE: 19950608 4 1 ownership.xml X0306 4 2019-06-06 0 0000946454 BALLANTYNE STRONG, INC. BTN 0001251935 BOEGNER RAY 11422 MIRACLE HILLS DRIVE, SUITE 300 OMAHA NE 68154 0 1 0 0 President - Cinema Common Stock 2019-06-06 4 A 0 40000 0.00 A 208019 D Stock Options (Right to Buy) 4.7 2022-01-11 Common Stock 5000 5000 D Stock Options (Right to Buy) 4.33 2025-11-22 Common Stock 32000 32000 D Stock Options (Right to Buy) 6.5 2027-02-28 Common Stock 40000 40000 D Stock Options (Right to Buy) 4.7 2028-01-26 Common Stock 50000 50000 D Stock Options (Right to Buy) 2.89 2019-06-06 4 A 0 20000 0.00 A 2029-06-06 Common Stock 20000 20000 D Restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, June 6, 2019. Includes 40,000 restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. RSUs vest 1/3 each year beginning on the first anniversary of the grant date, January 26, 2018. Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options became exercisable 1/4 each year beginning on the first anniversary of the grant date and were vested in full as of January 11, 2016. Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, November 22, 2015. Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, February 28, 2017. Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, January 26, 2018. Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019. /s/ Ray F. Boegner 2019-06-10