0001493152-18-017207.txt : 20181207 0001493152-18-017207.hdr.sgml : 20181207 20181207163033 ACCESSION NUMBER: 0001493152-18-017207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181204 FILED AS OF DATE: 20181207 DATE AS OF CHANGE: 20181207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberson Mark D. CENTRAL INDEX KEY: 0001415593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13906 FILM NUMBER: 181223854 MAIL ADDRESS: STREET 1: 27271 LAS RAMBLAS, STE. 200 CITY: MISSION VIEJO STATE: CA ZIP: 92691 FORMER NAME: FORMER CONFORMED NAME: Roberson Mark Daniel DATE OF NAME CHANGE: 20071018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLANTYNE STRONG, INC. CENTRAL INDEX KEY: 0000946454 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 470587703 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11422 MIRACLE HILLS DRIVE STREET 2: SUITE 300 CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4024534444 MAIL ADDRESS: STREET 1: 11422 MIRACLE HILLS DRIVE STREET 2: SUITE 300 CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC DATE OF NAME CHANGE: 19950608 4 1 ownership.xml X0306 4 2018-12-04 0 0000946454 BALLANTYNE STRONG, INC. BTN 0001415593 Roberson Mark D. 11422 MIRACLE HILLS DRIVE, SUITE 300 OMAHA NE 68154 0 1 0 0 CFO Common Stock 2018-12-04 4 A 0 50000 0.00 A 50000 D Stock Options (Right to Buy) 2.25 2018-12-04 4 A 0 40000 0.00 A 2028-12-04 Common Stock 40000 40000 D Restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, December 4, 2018. Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, December 4, 2018. /s/ Mark D. Roberson 2018-12-07