0001493152-17-009500.txt : 20170816
0001493152-17-009500.hdr.sgml : 20170816
20170816163547
ACCESSION NUMBER: 0001493152-17-009500
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170814
FILED AS OF DATE: 20170816
DATE AS OF CHANGE: 20170816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cerminara Kyle
CENTRAL INDEX KEY: 0001619991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13906
FILM NUMBER: 171036694
MAIL ADDRESS:
STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
STREET 2: 4201 CONGRESS STREET, SUITE 140
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLANTYNE STRONG, INC.
CENTRAL INDEX KEY: 0000946454
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 470587703
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4350 MCKINLEY ST
CITY: OMAHA
STATE: NE
ZIP: 68112
BUSINESS PHONE: 4024534444
MAIL ADDRESS:
STREET 1: 4350 MCKINLEY ST
CITY: OMAHA
STATE: NE
ZIP: 68112
FORMER COMPANY:
FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC
DATE OF NAME CHANGE: 19950608
4
1
form4.xml
X0306
4
2017-08-14
0
0000946454
BALLANTYNE STRONG, INC.
BTN
0001619991
Cerminara Kyle
11422 MIRACLE HILLS DRIVE, SUITE 300
OMAHA
NE
68154
1
1
1
0
CEO and Chairman
Common Stock
2017-08-14
4
P
0
2209
6.2409
A
189168
D
Common Stock
2017-08-15
4
P
0
1007
6.3878
A
190175
D
Common Stock
2017-08-16
4
P
0
1104
6.4227
A
191279
D
Common Stock
6000
I
By 401(k) Plan
Common Stock
11220
I
By Spouse
Common Stock
4220
I
By Minor Children
Common Stock
2424048
I
Fundamental Global
Stock Options (Right to Buy)
4.33
2025-11-22
Common Stock
60000
60000
D
Stock Options (Right to Buy)
6.5
2027-02-28
Common Stock
60000
60000
D
Held as joint tenant with spouse.
Held by the Fundamental Global entities. In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, also holds 1,183,591 shares of Common Stock for the accounts of individual investors. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock held by Fundamental Global. Mr. Cerminara disclaims beneficial ownership of the shares referred to herein except to the extent of his pecuniary interest therein.
Stock Options granted under the Company's 2010 Long-Term Incentive Plan on November 22, 2015. The options become exercisable in five equal annual installments beginning on November 22, 2016, the first anniversary of the grant date.
Stock Options granted under the Company's 2010 Long-Term Incentive Plan on February 28, 2017. The options become exercisable in five equal annual installments beginning on February 28, 2018, the first anniversary of the grant date.
/s/ D. Kyle Cerminara
2017-08-16