-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BoY/inQmSbDgC7tSaHhrQYZZxP8UhHKEbXK/ZsBqgaHZDAdIrjxaXrnifkcVMfs6 pk2N/PwsQnUtV72DqE1/KA== 0000950103-98-001090.txt : 19981214 0000950103-98-001090.hdr.sgml : 19981214 ACCESSION NUMBER: 0000950103-98-001090 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981118 FILED AS OF DATE: 19981211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STONE CONTAINER CORP CENTRAL INDEX KEY: 0000094610 STANDARD INDUSTRIAL CLASSIFICATION: PAPERBOARD MILLS [2631] IRS NUMBER: 362041256 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: SEC FILE NUMBER: 001-03439 FILM NUMBER: 98768231 BUSINESS ADDRESS: STREET 1: 150 N MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3123466600 MAIL ADDRESS: STREET 1: 18TH FL, CORPORATE ACCOUNTING STREET 2: 150 N MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60601 COMPANY DATA: COMPANY CONFORMED NAME: STONE ROGER W CENTRAL INDEX KEY: 0001012346 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 150 NORTH MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60601 MAIL ADDRESS: STREET 1: 100 NORTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 4/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP FORM 4 [ ] Check this box if no longer OMB APROVAL subject to Section 16. Form 4 or Form OMB NUMBER: 3235-0287 5 obligations may continue. Expires: September 30, 1998 See Instruction 1(b). Estimated average burden hours per response........0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person* Stone Roger W. - ----------------------------------------------------------------------------- (Last) (First) (Middle) 150 North Michigan Avenue - ----------------------------------------------------------------------------- (Street) Chicago IL 60601-7568 - ----------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Stone Container Corporation (STO) - ----------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - ----------------------------------------------------------------------------- 4. Statement for Month/Year November, 1998 - ----------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) - ----------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) x Director 10% Owner --- --- x Officer (give title below) Other (specify below) --- --- President/Chief Executive Officer - ---------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) x Form filed by One Reporting Person - ---- Form filed by More than One Reporting Person - ---- Table I-Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount of Securities 6. Ownership 7. Nature of (Instr. 3) action action (A) or Disposed of Beneficially Owned Form: Direct Indirect Date Code (D) (Instr. 3, 4 at End of Month (D) or In- Beneficial (Instr.8) and 5) (Instr. 3 and 4) direct (I) Ownership (Month/ (Instr. 4) (Instr. 4) Day/ (A) or Year) Code V Amount (D) Price - ------------------------- --------- ---- --- ------- --- --------- -------------------- -------------- ------------- Common Stock 11/18/98* J (1) 1,007,887 D 0 D Common Stock 11/18/98* J (1) 125,316 D 0 I Wife
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). (Over) SEC 1474 (7-96) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Conversion or 3. Transaction Date 4. Transaction 5. Number of 6. Date Exercisable and Derivative Exercise Price (Month/Day/Year) Code Derivative Expiration Date Security of Derivative (Instr. 8) Securities (Month/Day/Year) (Instr. 3) Security Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Date Expiration Code V (A) (D) Exercisable Date - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $18.0000 11/18/98 J (1) 172,400 12/31/96 01/23/05 Stock Option $19.6250 11/18/98 J (1) 29,300 12/31/96 05/09/05 Stock Option $13.3750 11/18/98 J (1) 278,840 01/01/98 01/22/06 Stock Option $14.0000 11/18/98 J (1) 286,163 11/18/98 01/27/07 Stock Option $11.7500 11/18/98 J (1) 300,000 11/18/98 01/19/08 1. Title of 7. Title and Amount of 8. Price of 9. Number of 10. Ownership 11. Nature of Derivative Underlying Securities Derivative derivative Form of Indirect Security (Instr. 3 and 4) Security Securities Derivative Beneficial (Instr. 3) (Instr. 5) Beneficially Security: Ownership Amount Owned at End Direct (D) (Instr. 4) or of Month or Indirect Number (Instr. 4) (I) of (Instr. 4) Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option Common Stock 172,400 0 D Stock Option Common Stock 29,300 0 D Stock Option Common Stock 278,840 0 D Stock Option Common Stock 286,163 0 D Stock Option Common Stock 300,000 0 D
Explanation of Responses: (*) Correction to original filing. (1) Pursuant to the Agreement and Plan of Merger dated as of May 10, 1998 among Jefferson Smurfit Corporation, JSC Acquisition Corporation and Stone Container Corporation ("Stone"), as of the Closing on November 18, 1998, all shares of Stone Common Stock and options on shares of Stone Common Stock were exchanged for shares of Smurfit-Stone Container Corporation ("SSCC") Common Stock and options on shares of SSCC Common Stock, respectively, at a conversion ratio of .99 shares of SSCC Common Stock for each share of Stone Common Stock. /s/ Craig A. Hunt December 11, 1998 - ------------------------------- ------------------------ **Signature of Reporting Person Date Craig A. Hunt, Attorney-in-fact for Roger W. Stone **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----