X0306 4 2019-10-17 0 0000945989 ASTEA INTERNATIONAL INC ATEA 0001008396 BERGREEN ZACK B ASTEA INTERNATIONAL INC 240 GIBRALTAR ROAD HORSHAM PA 19044 1 1 0 0 Chief Executive Officer Common Stock 58103 I See Note 2 Common Stock 2019-10-17 4 J 0 15000 2.25 A 1143019 D Common Stock 2019-10-17 4 J 0 20000 3.04 A 1163019 D Common Stock 2019-10-17 4 J 0 15000 2.73 A 1178019 D Common Stock 2019-10-17 4 J 0 20000 3.01 A 1198019 D Common Stock 2019-10-17 4 J 0 30000 1.26 A 1228019 D Common Stock 2019-10-17 4 J 0 22500 1.92 A 1250519 D Common Stock 2019-10-17 4 J 0 10000 1.81 A 1260519 D Common Stock 2019-10-17 4 J 0 3750 3.90 A 1264269 D Represents shares of Common Stock held by Mr. Bergreen and his wife. These 58,103 shares are held by a family limited partnership of which Mr. Bergreen is the sole general partner. Exercise and holding of vested in-the-money option grants made to officer by committee of board of directors made up solely of two or more Non-Employee Directors, in order to maximize total number of voting shares of record held by officer in advance of anticipated shareholder vote on pending merger. /s/ Zack B. Bergreen 2019-10-18