-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQPDbOkCi/3p3Mo23DNH4uXbqfTxPQ4ipZQn6mJ6ztx4aSEuRZetqrWGojLH/LDQ IJLi4d0U4d3GsOs5Ux4MPg== 0001372190-07-000015.txt : 20070706 0001372190-07-000015.hdr.sgml : 20070706 20070706163113 ACCESSION NUMBER: 0001372190-07-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070706 DATE AS OF CHANGE: 20070706 GROUP MEMBERS: LAM OPPORTUNITY FUND, LTD GROUP MEMBERS: LEWIS OPPORTUNITY FUND, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STOCKERYALE INC CENTRAL INDEX KEY: 0000094538 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042114473 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47779 FILM NUMBER: 07967708 BUSINESS ADDRESS: STREET 1: 32 HAMPSHIRE ROAD CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: 6038938778 MAIL ADDRESS: STREET 1: 32 HAMPSHIRE ROAD CITY: SALEM STATE: NH ZIP: 03079 FORMER COMPANY: FORMER CONFORMED NAME: STOCKER & YALE INC DATE OF NAME CHANGE: 19950623 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lewis Asset Management CENTRAL INDEX KEY: 0001372190 IRS NUMBER: 010822953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 45 ROCKEFELLER PLAZA STREET 2: SUITE 2570 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 212-332-4453 MAIL ADDRESS: STREET 1: 45 ROCKEFELLER PLAZA STREET 2: SUITE 2570 CITY: NEW YORK STATE: NY ZIP: 10111 SC 13G/A 1 stkr07062007.htm STKR 13 G AMENDMENT Schedule 13G/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No.3)*
Stockeryale, Inc.
(Name of Issuer)


Common Stock
(Title of Class of Securities)


86126T203
(CUSIP Number)

June 28, 2007
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
[ X ]  Rule 13d-1(b)
[ ]  Rule 13d-1(c)
[ ]  Rule 13d-1(d)
 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 




SCHEDULE 13G/A
CUSIP No. 86126T203

  1. Names of Reporting Persons.
Lewis Asset Management, Corp.
I.R.S. Identification Nos. of above persons (entities only).
01-0822953

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [    ]       (b)  [    ]

  3. SEC USE ONLY

  4. Citizenship or Place of Organization
DELEWARE

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:
5. Sole Voting Power
N/A

6. Shared Voting Power
4,671,159

7. Sole Dispositive Power
N/A

8. Shared Dispositive Power
4,671,159

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
4,671,159

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [    ]

  11. Percent of Class Represented by Amount in Row (9)
13.2%

  12. Type of Reporting Person
CO
 
SCHEDULE 13G/A
CUSIP No. 86126T203

  1. Names of Reporting Persons.
Lewis Opportunity Fund, LP
I.R.S. Identification Nos. of above persons (entities only).
01-0822950

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [    ]       (b)  [    ]

  3. SEC USE ONLY

  4. Citizenship or Place of Organization
DELEWARE

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:
5. Sole Voting Power
N/A

6. Shared Voting Power
3,797,491

7. Sole Dispositive Power
N/A

8. Shared Dispositive Power
3,797,491

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,797,491

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [    ]

  11. Percent of Class Represented by Amount in Row (9)
10.8%

  12. Type of Reporting Person
PN


2




Item 1.

 

(a)

Name of Issuer

Stockeryale, Inc.

 

(b)

Address of Issuer's Principal Executive Offices
32 Hampshire Rd.
Salem, NH 03079


Item 2.

 

(a)

Name of Person Filing
Lewis Asset Management, Corp.

 

(b)

Address of Principal Business Office or, if none, Residence
45 Rockeller Plaza
Suite 2570
New York, NY 10111

 

(c)

Citizenship

State of Deleware

 

(d)

Title of Class of Securities

Common Stock

 

(e)

CUSIP Number

86126T203


Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

[    ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

[    ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

[    ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

[    ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

[    ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

[    ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

[    ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

[    ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

[    ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

[X ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).


Item 4.

Ownership.

 

(a)

Amount beneficially owned:

4,671,159

 

(b)

Percent of class:

13.2%

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote

0

 

 

(ii)

Shared power to vote or to direct the vote
4,671,159

 

 

(iii)

Sole power to dispose or to direct the disposition of

0

 

 

(iv)

Shared power to dispose or to direct the disposition of

4,671,159


Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].


Instruction: Dissolution of a group requires a response to this item.
                                 This statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than 5 percent of the company's stock.


Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

N/A


Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

N/A


Item 8.

Identification and Classification of Members of the Group

 

N/A


Item 9.

Notice of Dissolution of Group

 


Item 10.

Certifications

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date:  July 6, 2007
 
  By: /s/ W. Austin Lewis IV
      W. Austin Lewis IV
  Title:    General Partner/CIO
 
 


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