X0303 4 2011-07-01 1 0000944947 EnergyConnect Group Inc ECNG 0001469711 Stremel John P 901 CAMPISI WAY, SUITE 260 CAMPBELL CA 95008 0 1 0 0 VP Grid Operations Common Stock 2011-07-01 4 D 0 485500 0.2253 D 0 D Common Stock Option 0.05 2011-07-01 4 D 0 100000 0.1753 D 2010-03-06 2019-03-06 Common Stock 100000 0 D Common Stock Option 0.05 2011-07-01 4 D 0 756959 0.1753 D 2019-03-06 Common Stock 756959 0 D Disposed of in exchange for a cash payment of $0.2253 per share pursuant to the merger agreement dated March 2, 2011 by and between the issuer, Johnson Controls Holding Company, Inc. and Eureka, Inc. (the "Merger"). The vesting of this option, which provided for vesting over a four year period commencing with 1/4th of the total shares vesting on the 12 month anniversary of the date of grant and 1/36th vesting each month thereafter, was accelerated in full as a result of the Merger. This option was canceled in the Merger in exchange for a cash payment of $17,530 representing the difference between the exercise price of the option and the Merger consideration of $0.2253 per share. This option was canceled in the Merger in exchange for a cash payment of $132,694.91 representing the difference between the exercise price of the option and the Merger consideration of $0.2253 per share. /s/ Kevin R. Evans, Attorney-in-Fact for John Stremel 2011-07-06