-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M9DwLe8unU2u9VA5c9fotkHxxCGCD5oMtqwr/ITHXfvaeRzPZmvvUgNxAqfAU+3u WzJiw510JJgCPr7yTJbRSQ== 0000944807-04-000001.txt : 20040123 0000944807-04-000001.hdr.sgml : 20040123 20040123082425 ACCESSION NUMBER: 0000944807-04-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040123 EFFECTIVENESS DATE: 20040123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BURNHAM SULLIVAN & ASSOCIATES CENTRAL INDEX KEY: 0000944807 IRS NUMBER: 382972562 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04900 FILM NUMBER: 04539132 BUSINESS ADDRESS: STREET 1: 77 MONROE CENTER STREET 2: SUITE 1200 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: 6164591043 MAIL ADDRESS: STREET 1: 146 MONROE CENTER SUITE 1426 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 FORMER COMPANY: FORMER CONFORMED NAME: BURNHAM SULLIVAN ANDELBRADT & CO DATE OF NAME CHANGE: 19990325 13F-HR 1 inftable.txt FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABN AMRO CAP FUND TST II 7.125 00371T206 987 39100 SH SOLE 25800 AMERISERV FINL INC PFD A 8.45% 03074B100 496 20000 SH SOLE 20000 AT&T CAPITAL CORP 8.250% 11/15 00206J209 1074 43000 SH SOLE 20400 BAC CAP TR II GTD CAP SECS 7.0 055188205 216 8050 SH SOLE 2350 BAC CAP TR III GTD CAP SECS 7% 05518E202 306 11400 SH SOLE 1800 BEAR STEARNS CAP 7.80% 5/15/3 07384T206 285 10350 SH SOLE 9650 CAPITOL TRUST I 8.500% PERPETU 14064B208 340 33000 SH SOLE 30000 CHASE CAPITAL VII 7.000% 5/15/ 16147M200 922 35750 SH SOLE 25400 CITIGROUP CAP VIII TRUPS 6.95% 17306R204 285 10750 SH SOLE 5950 CORPORATE BACKED TR CT SER 01- 21988G684 609 23900 SH SOLE 12900 DTE ENERGY TRUST I PFD GTD TR 23333Q201 1121 41350 SH SOLE 32050 FLEET CAP TR VIII PFD SECS 7.2 33889X203 666 25000 SH SOLE 15300 FW CAPITAL I 9.375% 2/16/29 302681200 102 10000 SH SOLE 10000 GENERAL MOTORS 7.250% 7/15/41 370442774 231 9000 SH SOLE 1500 GENRL MTRS ACCEP CORP SR NT 7. 370425308 314 12100 SH SOLE 3000 GEORGIA PWR CAP TR IV PFD 37333R308 436 16200 SH SOLE 16000 HARRIS PREFERRED CAPITAL 7.375 414567206 231 9200 SH SOLE 4200 HARTFORD CAP III TOPRS C 7.45% 41631P204 276 10400 SH SOLE 9400 HARTFORD LIFE CAPITAL I 7.200% 416590206 257 10100 SH SOLE 7400 HOUSEHOLD CAP V 10% 6/30/30 44180S207 358 12960 SH SOLE 3400 IBC CAP FIN II PFD TR 8.250% 3 44921B208 1731 62350 SH SOLE 26400 IFC CAP TR VI PFD GTD TR 8.700 44950T203 576 20350 SH SOLE 15550 ING GROUP N V PFD 7.05% 456837202 365 13620 SH SOLE 1620 INTL PAPER CAP TRUST III 7.875 460140205 257 10200 SH SOLE 5700 LINCOLN NATL CAP V PFD E 7.650 534042205 507 18850 SH SOLE 12350 MAYTAG CORP PINES 7.875% 578592206 376 14000 SH SOLE 10000 MBNA CAP D TRUPS SER D 55266J200 648 24200 SH SOLE 18200 NAB EXCHANGE PREF TRUST 8.000% 628714206 1191 47450 SH SOLE 21850 OLD SECOND CAP TR I PFD TR SEC 680280104 221 20300 SH SOLE 15400 ROYAL BANK OF SCOTLAND 7.250% 780097879 217 8600 SH SOLE 4700 ROYAL BK OF SCOT GRP PLC 7.400 780097887 317 12400 SH SOLE 11100 ROYAL BK OF SCOT GRP PLC 8.000 780097861 301 11600 SH SOLE 1400 ROYAL BK OF SCOT GRP PLC 8.500 780097853 306 11550 SH SOLE 9050 ROYAL BK OF SCOT GRP PLC 9.000 780097705 435 15250 SH SOLE 9950 SUNTRUST CAP V PFD TR SECS 7.0 86789N204 893 33450 SH SOLE 19950 TAYC CAP TR I PFD TR 9.75% 87216N205 236 8400 SH SOLE 5400 TRANSCANADA PIPELINE LTD 8.250 893526723 1141 44350 SH SOLE 23650 WEBSTER CAPITAL TRUST I 9.360% 947689AA3 683 6000 SH SOLE 6000 XL CAP LTD PREF B 7.625% G98255303 242 8700 SH SOLE 4000 ZIONS CAP TR B CAP SECS 8.000% 989703202 1459 53500 SH SOLE 31200 3M COMPANY COM 88579y101 221 2600.00 SH SOLE 200.00 A D C TELECOM COM 000886101 1660 559030.00SH SOLE 323200.00 ABBOTT LABS COM 002824100 2136 45842.00 SH SOLE 3120.00 AES CORP COM 00130h105 180 19024.00 SH SOLE 19024.00 ALBERTSONS INC COM 013104104 204 9000.00 SH SOLE 9000.00 ALCOA INC COM 013817101 357 9400.00 SH SOLE 9400.00 ALLSTATE CORP COM 020002101 799 18575.00 SH SOLE 13675.00 ALTIRIS INC COM COM 02148M100 220 6044.00 SH SOLE 6044.00 AMERICAN EXPRESS CO COM 025816109 813 16858.00 SH SOLE 3968.00 AMERICAN INTERNATIONAL GROUP COM 026874107 5430 81928.00 SH SOLE 59599.00 AMERICAN POWER CONVERSION COM 029066107 2410 98375.00 SH SOLE 69800.00 AMGEN INC COM 031162100 3162 51168.00 SH SOLE 33237.00 ANADARKO PETROLEUM CORP COM 032511107 296 5800.00 SH SOLE 5700.00 ANDREW CORP COM 034425108 170 14700.00 SH SOLE 14700.00 ANDRX GROUP COM 034553107 3551 147725.00SH SOLE 110616.00 ANHEUSER BUSCH COS INC COM 035229103 321 6100.00 SH SOLE AT&T WIRELESS SERVICES, INC COM 00209a106 201 25174.45 SH SOLE 19294.00 AVERY DENNISON CORP COM 053611109 224 4000.00 SH SOLE 4000.00 AVON PRODS INC COM 054303102 210 3116.00 SH SOLE 1850.00 BANK OF AMERICA COM 060505104 2424 30135.00 SH SOLE 23560.00 BANK ONE CORP COM 06423A103 251 5496.00 SH SOLE 1884.00 BELLSOUTH CORP COM 079860102 274 9668.00 SH SOLE 2244.00 BP PLC SPONSORED ADR COM 055622104 697 14114.00 SH SOLE 11500.00 BRISTOL MYERS SQUIBB COM 110122108 2528 88384.00 SH SOLE 52994.00 BROCADE COMMUNCTNS COM 111621108 1158 200400.00SH SOLE 155000.00 CAPITAL ONE FINL CORP COM 14040H105 860 14025.00 SH SOLE 8950.00 CENDANT CORP COM 151313103 348 15619.40 SH SOLE 15619.40 CHEVRONTEXACO COM 166764100 3050 35302.00 SH SOLE 26152.00 CISCO SYSTEMS INC COM 17275R102 3700 152687.00SH SOLE 81501.00 CITIGROUP INC COM 172967101 5920 121955.49SH SOLE 78815.49 CLEAR CHANNEL COMMUNICATIONS COM 184502102 416 8890.00 SH SOLE 8800.00 COCA COLA CO COM 191216100 866 17059.00 SH SOLE 12359.00 COLGATE PALMOLIVE CO COM 194162103 450 9000.00 SH SOLE 8300.00 COMMERCIAL FEDERAL CP COM 201647104 279 10440.00 SH SOLE 10440.00 COMPUWARE CORP COM 205638109 168 27800.00 SH SOLE 2750.00 CONVERGYS CORP COM 212485106 195 11175.00 SH SOLE 4650.00 CORNING INC COM 219350105 168 16120.00 SH SOLE 9600.00 COSTCO WHSL CORP COM 22160K105 671 18050.00 SH SOLE 10950.00 COUNTRYWIDE FINANCIAL COM 222372104 2338 30826.00 SH SOLE CRYOLIFE INC COM 228903100 1179 203995.00SH SOLE 117390.00 CSX CORP COM 126408103 262 7300.00 SH SOLE 6700.00 CVS CORP COM 126650100 465 12875.00 SH SOLE 6050.00 DEAN FOODS CO NEW COM COM 242370104 286 8700.00 SH SOLE 8700.00 DEERE & CO COM 244199105 390 6000.00 SH SOLE 3000.00 DELL INC COM 24702R101 855 25150.00 SH SOLE 20000.00 DELUXE CORP COM 248019101 302 7300.00 SH SOLE 7300.00 DISNEY WALT CO COM 254687106 2252 96530.00 SH SOLE 68730.00 DOW CHEMICAL CO COM 260543103 499 12000.00 SH SOLE 8400.00 DU PONT E I DE NEMOURS COM 263534109 585 12756.00 SH SOLE EATON CORP COM 278058102 270 2500.00 SH SOLE 2500.00 ELI LILLY & CO COM 532457108 793 11280.00 SH SOLE 4900.00 EMERSON ELECTRIC COM 291011104 343 5300.00 SH SOLE 5300.00 ENDURANCE SPECIALTY HL SHS COM g30397106 20382 607500.00SH SOLE 607500.00 ERICSSON L M TEL COM 294821608 702 39660.00 SH SOLE 15235.00 EXXON MOBIL CORP COM 30231G102 3358 81894.00 SH SOLE 31128.00 FEDERAL NATL MTG ASSN COM 313586109 624 8311.00 SH SOLE 6350.00 FIFTH THIRD BANCORP COM 316773100 1224 20710.00 SH SOLE 9035.00 FIRST DATA CORP COM 319963104 345 8400.00 SH SOLE 8000.00 FLEXTRONICS INTL LTD ORD COM Y2573F102 417 28200.00 SH SOLE 16950.00 FORD MTR CO COM 345370860 254 15874.00 SH SOLE 13000.00 GANNETT INC COM 364730101 867 9725.00 SH SOLE 6500.00 GENERAL ELECTRIC COM 369604103 6007 193902.02SH SOLE 84694.02 GENERAL MILLS INC COM 370334104 1725 38085.00 SH SOLE 30535.00 GENERAL MOTORS CORP COM 370442105 326 6100.00 SH SOLE 2500.00 GENZYME CORP COM 372917104 335 6800.00 SH SOLE 5000.00 GEORGIA PAC CORP COM 373298108 457 14900.00 SH SOLE 14900.00 GETTY IMAGES INC COM 374276103 416 8300.00 SH SOLE 8300.00 GILLETTE CO COM 375766102 403 10975.00 SH SOLE 2940.00 GOLDMAN SACHS GROUP COM 38141G104 312 3165.00 SH SOLE 625.00 GRAINGER W W INC COM 384802104 284 6000.00 SH SOLE 6000.00 HARTMARX CORP COM 417119104 63 15100.00 SH SOLE 15100.00 HEWLETT PACKARD CO COM 428236103 552 24025.18 SH SOLE 14896.18 HOME DEPOT INC COM 437076102 3255 91707.00 SH SOLE 57976.00 HONEYWELL INTL INC COM 438516106 374 11189.00 SH SOLE 8000.00 HSBC HLDGS PLC SPON ADR NEW COM 404280406 446 5658.00 SH SOLE HUNTINGTON BANCSHARES COM 446150104 318 14114.00 SH SOLE 13014.00 ILLINOIS TOOL WKS INC COM 452308109 1610 19185.00 SH SOLE 14750.00 INDEPENDENT BK CORP MI COM 453838104 249 8790.00 SH SOLE 2702.00 INTEL CORP COM 458140100 5383 167952.91SH SOLE 88586.91 INTERACTIVECORP COM 45840Q101 598 17623.00 SH SOLE 17623.00 INTERNATIONAL BUSINESS MACHINE COM 459200101 2578 27820.00 SH SOLE 19667.00 ISHARES TR RUSSELL 1000 COM 464287622 8445 141715.00SH SOLE 121850.00 J P MORGAN CHASE & CO COM 46625h100 1522 41438.00 SH SOLE 25350.00 JOHNSON & JOHNSON COM 478160104 5454 105577.00SH SOLE 55947.00 JOHNSON CTLS INC COM 478366107 232 2000.00 SH SOLE 2000.00 KELLOGG CO COM 487836108 292 7680.00 SH SOLE 350.00 KIMBERLY CLARK CORP COM 494368103 213 3604.00 SH SOLE 3604.00 KRAFT FOODS INC CLASS A COM 50075n104 553 17150.00 SH SOLE 10550.00 L-3 COMMUNICATNS HLDGS COM 502424104 696 13550.00 SH SOLE 9600.00 LIBERTY MEDIA CORP NEW COM SER COM 530718105 2089 175724.00SH SOLE 161474.00 MAY DEPT STORES CO COM 577778103 320 11000.00 SH SOLE 11000.00 MEDIMMUNE COM 584699102 220 8650.00 SH SOLE 7250.00 MEDTRONIC INC COM 585055106 4037 83041.00 SH SOLE 39751.00 MERCANTILE BANK CORP COM 587376104 477 13057.00 SH SOLE 10642.00 MERCK & CO INC COM 589331107 1614 34930.71 SH SOLE 12813.71 MERRILL LYNCH COM 590188108 293 5000.00 SH SOLE 4500.00 MGIC INVT CORP WIS COM 552848103 211 3700.00 SH SOLE 3700.00 MICROSOFT CORP COM 594918104 4539 165850.00SH SOLE 87645.00 MOLEX INC CL A COM 608554200 224 7627.00 SH SOLE 7627.00 MONTEREY PASTA COM 612570101 43 11400.00 SH SOLE 6100.00 MORGAN STANLEY COM 617446448 399 6900.00 SH SOLE 5700.00 MOTOROLA INC COM 620076109 1335 95350.00 SH SOLE 75050.00 NASDAQ 100 TR UNIT SER 1 COM 631100104 354 9705.00 SH SOLE 8800.00 NATIONAL CITY CORP COM 635405103 332 9780.00 SH SOLE 3740.00 NETFLIX COM INC COM 64110l106 224 4087.00 SH SOLE 4087.00 NOKIA CORP COM 654902204 2639 155263.00SH SOLE 85233.00 NORFOLK SOUTHERN CORP COM 655844108 246 10400.00 SH SOLE 10400.00 NORTHROP GRUMMAN CORP COM 666807102 325 3400.00 SH SOLE 3400.00 NUCOR CORP COM 670346105 280 5000.00 SH SOLE 5000.00 ORACLE CORP COM 68389X105 294 22250.00 SH SOLE 4450.00 PEOPLESOFT INC COM 712713106 499 21900.00 SH SOLE 13600.00 PEPSICO INC COM 713448108 3949 84706.00 SH SOLE 53891.00 PFIZER INC COM 717081103 5911 167294.66SH SOLE 102345.66 PROCTER & GAMBLE CO COM 742718109 3725 37295.66 SH SOLE 16775.66 QUANTA SVCS INC COM 74762e102 142 19500.00 SH SOLE 19500.00 REPUBLIC BANCORP INC COM 760282103 145 10727.00 SH SOLE 220.00 ROCHE HLDG LTD SPONSORED ADR COM 771195104 237 2350.00 SH SOLE 50.00 SBC COMMUNICATIONS INC COM 78387G103 445 17054.00 SH SOLE 5053.00 SCHERING PLOUGH COM 806605101 744 42810.00 SH SOLE 17160.00 SCHLUMBERGER LTD COM 806857108 264 4830.00 SH SOLE 0.00 SCHWAB CHARLES CP COM 808513105 1403 118464.00SH SOLE 74720.00 SECTOR SPDR TR SBI INT-TECH COM 81369Y803 310 15220.00 SH SOLE 5490.00 SELECT SECTOR SPDR TR SBI INT- COM 81369Y704 567 21200.00 SH SOLE 13300.00 SELECT SECTOR SPDR TR SBI MATE COM 81369Y100 597 22350.00 SH SOLE 14200.00 SIEBEL COM 826170102 1334 95850.00 SH SOLE 74800.00 SIGMA ALDRICH CORP COM 826552101 383 6700.00 SH SOLE 6700.00 SIMON PPTY GROUP NEW COM 828806109 412 8900.00 SH SOLE 8900.00 SMUCKER J M CO COM NEW COM 832696405 214 4722.00 SH SOLE 1945.00 SPDR TR UNIT SER 1 COM 78462F103 1108 9955.00 SH SOLE 4498.00 SPX CORP COM 784635104 435 7400.00 SH SOLE 7400.00 STRYKER CORP COM 863667101 4781 56245.00 SH SOLE 31895.00 SUN MICROSYSTEMS COM 866810104 1140 255110.00SH SOLE 147990.00 SYMANTEC CORP COM 871503108 585 16950.00 SH SOLE 11250.00 SYSCO CORP COM 871829107 2117 56870.00 SH SOLE 39400.00 TARGET CORP COM 87612e106 334 8700.00 SH SOLE 7700.00 TEVA PHARMACEUTCL INDS ADR COM 881624209 1009 17784.00 SH SOLE 11950.00 TEXAS INSTRUMENTS COM 882508104 311 10600.00 SH SOLE 10400.00 TEXTRON INC COM 883203101 542 9500.00 SH SOLE 9500.00 TIME WARNER INC COM 887317105 506 28150.00 SH SOLE 17800.00 TRAVELERS PPTY A COM 89420g109 1582 94261.00 SH SOLE 72929.00 TRIBUNE CO COM 896047107 3811 73861.00 SH SOLE 50911.00 TYCO INTL LTD COM 902124106 334 12600.02 SH SOLE 6500.02 UNITED PARCEL SERVICE CL B COM 911312106 1040 13950.00 SH SOLE 7650.00 UNITED TECHNOLOGIES COM 913017109 290 3064.00 SH SOLE 75.00 V F CORP COM 918204108 225 5200.00 SH SOLE 5200.00 VERITAS SOFTWARE COM 923436109 1166 31500.00 SH SOLE 26400.00 VERIZON COMMUNICATIONS COM 92343v104 557 15877.00 SH SOLE 7907.00 VIACOM INC CL A COM 925524100 1410 31850.00 SH SOLE 25000.00 VODAFONE GROUP PLC COM 92857w100 1641 65535.00 SH SOLE 45700.00 WAL MART STORES INC COM 931142103 879 16560.00 SH SOLE 9285.00 WALGREEN CO COM 931422109 1643 45152.00 SH SOLE 32800.00 WATSON PHARMACEUTICALS COM 942683103 512 11120.00 SH SOLE 4130.00 WELLS FARGO & CO COM 949746101 3566 60549.00 SH SOLE 36380.00 WEYERHAEUSER CO COM 962166104 205 3200.00 SH SOLE 3200.00 WINTRUST FINL CORP COM 97650w108 573 12700.00 SH SOLE 12200.00 WIRELESS TELECOM GROUP COM 976524108 40 13400.00 SH SOLE 13400.00 WRIGLEY WM JR CO COM 982526105 403 7170.00 SH SOLE 5100.00 WYETH COM 983024100 531 12500.00 SH SOLE 5200.00 XILINX INC COM 983919101 1353 35035.00 SH SOLE 17075.00 YAHOO INC COM 984332106 504 11200.00 SH SOLE 11200.00 ZIONS BANCORPORATION COM 989701107 219 3575.00 SH SOLE 425.00 FEDERATED INCOME SECS SHRT INT 31420C209 211 24808.229SH SOLE LORD ABBETT AFFILIATED CL B 544001209 177 13020.000SH SOLE
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