-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RX5Vh6pdCy2ApuPxBfqyuiuNZ+R2FjAj+YnzOA8xAgJEcXjpGUBCLLvcfyKwpXKr GPQlDIfo7uSknXfBlcOrUw== 0000944807-02-000001.txt : 20020413 0000944807-02-000001.hdr.sgml : 20020413 ACCESSION NUMBER: 0000944807-02-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BURNHAM SULLIVAN & ASSOCIATES/ CENTRAL INDEX KEY: 0000944807 IRS NUMBER: 382972562 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04900 FILM NUMBER: 02513556 BUSINESS ADDRESS: STREET 1: 77 MONROE CENTER STREET 2: SUITE 1200 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: 6164591043 MAIL ADDRESS: STREET 1: 146 MONROE CENTER SUITE 1426 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 FORMER COMPANY: FORMER CONFORMED NAME: BURNHAM SULLIVAN ANDELBRADT & CO DATE OF NAME CHANGE: 19990325 13F-HR 1 inftable.txt FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABN AMRO CAP FUND TST II 7.125 00371T206 1169 47250 SH SOLE 47250 AMERISERV FINL INC PFD A 8.45% 03074B100 445 20000 SH SOLE 20000 AT&T CAPITAL CORP 8.125% 12/15 00206J308 632 24500 SH SOLE 24500 AT&T CAPITAL CORP 8.250% 11/15 00206J209 1555 60800 SH SOLE 60800 BSCH FINANCE LTD SER H 7.790% yy5018790 244 10000 SH SOLE 10000 CAPITOL TRUST I 8.500% PERPETU 14064B208 376 38000 SH SOLE 38000 CHASE CAPITAL VII 7.000% 5/15/ 16147M200 592 23300 SH SOLE 23300 CITIGROUP CAPITAL I 8.000% 9/3 17305F201 223 8900 SH SOLE 8900 FARMERS GROUP CAPITAL 8.450% 1 309593200 1206 47750 SH SOLE 47750 FARMERS GRP CPTL II 8.250% 12/ 309900207 550 21500 SH SOLE 21500 FORD MTR CR CO NT SR UNSECD 345397202 300 12000 SH SOLE 12000 FW CAPITAL I 9.375% 2/16/29 302681200 109 10000 SH SOLE 10000 GENERAL MOTORS 7.250% 7/15/41 370442774 250 10000 SH SOLE 10000 HARRIS PREFERRED CAPITAL 7.375 414567206 202 8200 SH SOLE 8200 HARTFORD CAPITAL I 7.700% 2/28 416315208 437 17450 SH SOLE 17450 HARTFORD LIFE CAPITAL I 7.200% 416590206 383 15300 SH SOLE 15300 HL&P CAPITAL TRUST I 8.125% 3/ 404202202 371 15000 SH SOLE 15000 HOUSEHOLD CAP V 10% 6/30/30 44180S207 957 35960 SH SOLE 35960 INTL PAPER CAP TRUST III 7.875 460140205 649 25700 SH SOLE 25700 MCN MICHIGAN LP 9.375% 11/30/2 55268M201 496 19400 SH SOLE 19400 MEDIAONE FINANCING B 8.250% 10 583938204 385 15700 SH SOLE 15700 MONTANA POWER CAPITAL I 8.450% 612083204 298 12800 SH SOLE 12800 NAB EXCHANGE PREF TRUST 8.000% 628714206 1364 54300 SH SOLE 54300 PACIFICORP CAPITAL I 8.250% 6/ 695115204 392 15900 SH SOLE 15900 PEOPLE'S BANC CAP TRUST 9.760% 709793202 361 35800 SH SOLE 35800 PG&E CAPITAL I 7.900% 12/31/25 69331F200 379 18500 SH SOLE 18500 ROYAL BK OF SCOT GRP PLC 11.20 780097309 414 15290 SH SOLE 15290 ROYAL BK OF SCOT GRP PLC 7.400 780097887 330 13100 SH SOLE 13100 ROYAL BK OF SCOT GRP PLC 8.000 780097861 337 13100 SH SOLE 13100 ROYAL BK OF SCOT GRP PLC 8.500 780097853 298 11000 SH SOLE 11000 ROYAL BK OF SCOT GRP PLC 9.000 780097705 402 15200 SH SOLE 15200 SSBH CAPITAL I TRUST 7.200% 1/ 784646200 342 13700 SH SOLE 13700 SUNTRUST CAP V PFD TR SECS 86789N204 1038 41950 SH SOLE 41950 TRANSCANADA PIPELINE LTD 8.250 893526723 1240 49100 SH SOLE 49100 TRAVELERS/AETNA P&C CAP I 8.08 893931204 949 37900 SH SOLE 37900 USB CAPITAL II 7.200% 4/1/28 90332M200 236 9500 SH SOLE 9500 WEBSTER CAPITAL TRUST I 9.360% 947689AA3 705 8000 SH SOLE 8000 YARDVILLE CAPITAL TRUST 9.250% 985017201 650 65000 SH SOLE 65000 A D C TELECOM COM 000886101 1954 424711.00SH SOLE 424711.00 ABBOTT LABS COM 002824100 3787 67920.00 SH SOLE 67920.00 ALLIANCE CAP MGMT HLDG UNIT LT COM 01855A101 374 7743.00 SH SOLE 7743.00 ALTERA CORP COM 021441100 553 26050.00 SH SOLE 26050.00 AMERICAN EXPRESS CO COM 025816109 1495 41893.49 SH SOLE 41893.49 AMERICAN HOME PRODUCTS COM 026609107 656 10698.00 SH SOLE 10698.00 AMERICAN INTERNATIONAL GROUP COM 026874107 5750 72418.00 SH SOLE 72418.00 AMERICAN POWER CONVERSION COM 029066107 403 27900.00 SH SOLE 27900.00 AMGEN INC COM 031162100 4724 83705.00 SH SOLE 83705.00 ANHEUSER BUSCH COS INC COM 035229103 420 9300.00 SH SOLE 9300.00 AOL TIME WARNER INC COM 00184a105 4728 147276.00SH SOLE 147276.00 APPLERA CORP COM AP BIO GRP COM 038020103 813 20700.00 SH SOLE 20700.00 APPLIED MATLS INC COM 038222105 540 13460.00 SH SOLE 13460.00 AT&T CORP COM 001957109 683 37662.00 SH SOLE 37662.00 AVON PRODS INC COM 054303102 632 13582.00 SH SOLE 13582.00 BANK ONE CORP COM 06423A103 263 6741.00 SH SOLE 6741.00 BELLSOUTH CORP COM 079860102 406 10652.00 SH SOLE 10652.00 BIOGEN INC COM 090597105 3143 54800.00 SH SOLE 54800.00 BIOMET INC COM 090613100 216 7000.00 SH SOLE 7000.00 BRISTOL MYERS SQUIBB COM 110122108 3576 70108.00 SH SOLE 70108.00 CALEDONIA FINANCIAL CORP COM 129267100 267 6800.00 SH SOLE 6800.00 CAPITAL ONE FINL CORP COM 14040H105 1047 19400.00 SH SOLE 19400.00 CHECK POINT SOFTWARE COM M22465104 672 16850.00 SH SOLE 16850.00 CHIRON CORP COM 170040109 409 9330.00 SH SOLE 9330.00 CISCO SYS INC COM 17275R102 4567 252199.00SH SOLE 252199.00 CITIGROUP INC COM 172967101 5987 118592.00SH SOLE 118592.00 CITRIX SYS INC COM 177376100 2453 108240.00SH SOLE 108240.00 COCA COLA CO COM 191216100 962 20409.00 SH SOLE 20409.00 COMERICA INC COM 200340107 404 7050.00 SH SOLE 7050.00 COMPUWARE CORP COM 205638109 2366 200700.00SH SOLE 200700.00 COR THERAPEUTICS COM 217753102 407 17000.00 SH SOLE 17000.00 CORNING INC COM 219350105 540 60525.00 SH SOLE 60525.00 COSTCO WHSL CORP COM 22160K105 1158 26100.00 SH SOLE 26100.00 CRYOLIFE INC COM 228903100 6485 216164.00SH SOLE 216164.00 CYTYC CORP COM 232946103 2939 112596.00SH SOLE 112596.00 DISNEY WALT CO COM 254687106 1421 68592.00 SH SOLE 68592.00 DU PONT E I DE NEMOURS COM 263534109 610 14356.00 SH SOLE 14356.00 E M C CORP COM 268648102 1722 128148.00SH SOLE 128148.00 ELAN PLC ADR COM 284131208 4284 95080.00 SH SOLE 95080.00 ELI LILLY & CO COM 532457108 3817 48603.79 SH SOLE 48603.79 ERICSSON L M TEL COM 294821400 2677 512842.00SH SOLE 512842.00 EXXON MOBIL CORP COM 30231G102 2352 59838.00 SH SOLE 59838.00 FEDERAL HOME LN MTG CP COM 313400301 445 6800.00 SH SOLE 6800.00 FEDERAL NATL MTG ASSN COM 313586109 464 5836.94 SH SOLE 5836.94 FEDEX CORP COM 31428X106 1946 37510.00 SH SOLE 37510.00 FIFTH THIRD BANCORP COM 316773100 1869 30471.00 SH SOLE 30471.00 FRANKLIN RESOURCES INC COM 354613101 280 7938.00 SH SOLE 7938.00 GAYLORD CONTAINER CORP CL A COM 368145108 10 10000.00 SH SOLE 10000.00 GENENTECH INC COM 368710406 637 11750.00 SH SOLE 11750.00 GENERAL ELECTRIC COM 369604103 7979 199069.00SH SOLE 199069.00 GENERAL MILLS INC COM 370334104 2393 46010.00 SH SOLE 46010.00 GENZYME CORP GENL DIV COM 372917104 475 7928.00 SH SOLE 7928.00 GOLD RES INC COM 2 20000.00 SH SOLE 20000.00 GOLDMAN SACHS GROUP COM 38141G104 526 5675.00 SH SOLE 5675.00 GUIDANT CORP COM 401698105 1043 20950.00 SH SOLE 20950.00 H J HEINZ CO COM 423074103 243 5908.00 SH SOLE 5908.00 HARLEY DAVIDSON INC COM 412822108 214 3940.00 SH SOLE 3940.00 HEWLETT PACKARD CO COM 428236103 451 21942.00 SH SOLE 21942.00 HOME DEPOT INC COM 437076102 5324 104362.00SH SOLE 104362.00 HOUSEHOLD INTL INC COM 441815107 613 10578.00 SH SOLE 10578.00 HUNTINGTON BANCSHARES COM 446150104 216 12570.00 SH SOLE 12570.00 ILLINOIS TOOL WKS INC COM 452308109 235 3470.00 SH SOLE 3470.00 IMMUNEX CORP COM 452528102 4616 166595.00SH SOLE 166595.00 IMPATH INC COM 45255G101 443 9950.00 SH SOLE 9950.00 INDEPENDENT BK CORP MI COM 453838104 454 16327.00 SH SOLE 16327.00 INTEL CORP COM 458140100 7101 225781.17SH SOLE 225781.17 INTERNATIONAL BUSINESS MACHINE COM 459200101 4959 40994.00 SH SOLE 40994.00 J P MORGAN CHASE & CO COM 46625h100 1805 49661.00 SH SOLE 49661.00 JDS UNIPHASE CORP COM 46612J101 238 27400.00 SH SOLE 27400.00 JOHNSON & JOHNSON COM 478160104 8468 143290.97SH SOLE 143290.97 K V PHARMACEUTICAL CO CL B COM 482740107 415 12800.00 SH SOLE 12800.00 KELLOGG CO COM 487836108 436 14480.00 SH SOLE 14480.00 LEXMARK INTERNATIONAL INC COM 529771107 634 10743.00 SH SOLE 10743.00 LIBERTY MEDIA CORP NEW COM SER COM 740 52850.00 SH SOLE 52850.00 LUCENT TECHNOLOGIES COM 549463107 225 35767.00 SH SOLE 35767.00 MARRIOTT INTL INC COM 571903202 403 9926.00 SH SOLE 9926.00 MBNA CORP COM 55262L100 318 9040.00 SH SOLE 9040.00 MCGRAW HILL COS INC COM 580645109 1034 16950.00 SH SOLE 16950.00 MEDIMMUNE INC COM 584699102 934 20160.00 SH SOLE 20160.00 MEDTRONIC INC COM 585055106 6776 132310.75SH SOLE 132310.75 MELLON FINL CORP COM 58551A108 696 18500.00 SH SOLE 18500.00 MERCK & CO INC COM 589331107 4755 80866.14 SH SOLE 80866.14 MICROSOFT CORP COM 594918104 5744 86697.00 SH SOLE 86697.00 MOLEX INC COM 608554101 266 8599.00 SH SOLE 8599.00 MONTEREY PASTA COM 612570101 953 127700.00SH SOLE 127700.00 MORGAN STAN DEAN WITTR COM 617446448 1105 19750.00 SH SOLE 19750.00 NATIONAL CITY CORP COM 635405103 351 12000.00 SH SOLE 12000.00 NEW YORK TIMES CO CL A COM 650111107 850 19650.00 SH SOLE 19650.00 NOKIA CORP COM 654902204 5519 224994.00SH SOLE 224994.00 NORTEL NETWORKS COM 656568102 817 108980.00SH SOLE 108980.00 NORTH CTRY FINL CORP COM 80 10800.00 SH SOLE 10800.00 NORTHERN TRUST CORP COM 665859104 2489 41335.00 SH SOLE 41335.00 OMNICOM GROUP INC COM COM 681919106 907 10150.00 SH SOLE 10150.00 ORACLE CORP COM 68389X105 2882 208705.00SH SOLE 208705.00 PAYCHEX INC COM COM 704326107 542 15550.00 SH SOLE 15550.00 PEPSICO INC COM 713448108 3794 77914.00 SH SOLE 77914.00 PFIZER INC COM 717081103 7581 190233.65SH SOLE 190233.65 PHARMACIA CORP COM 71713U102 495 11600.00 SH SOLE 11600.00 PROCTER & GAMBLE CO COM 742718109 5268 66570.00 SH SOLE 66570.00 QWEST COMMUNICATIONS COM 749121109 783 55445.00 SH SOLE 55445.00 ROCHE HLDG LTD SPONSORED ADR COM 771195104 335 4700.00 SH SOLE 4700.00 SAFEWAY INC COM 786514208 1729 41422.00 SH SOLE 41422.00 SBC COMMUNICATIONS INC COM 78387G103 577 14738.00 SH SOLE 14738.00 SCHERING PLOUGH CORP COM 806605101 4124 115160.70SH SOLE 115160.70 SCHLUMBERGER LTD COM 806857108 280 5100.00 SH SOLE 5100.00 SCHWAB CHARLES CP COM 808513105 2561 165560.00SH SOLE 165560.00 SIEBEL COM 826170102 488 17450.00 SH SOLE 17450.00 SOLECTRON CORP COM 834182107 439 38920.00 SH SOLE 38920.00 SPDR TR UNIT SER 1 COM 78462F103 436 3820.00 SH SOLE 3820.00 STAAR SURGICAL CO COM 852312305 86 22380.00 SH SOLE 22380.00 STRYKER CORP COM 863667101 6689 114601.00SH SOLE 114601.00 SUN MICROSYSTEMS COM 866810104 3279 266581.00SH SOLE 266581.00 SYSCO CORP COM 871829107 2179 83100.00 SH SOLE 83100.00 T ROWE PRICE GROUP INC COM 74144t108 500 14405.00 SH SOLE 14405.00 TELLABS INC COM 879664100 1475 98580.00 SH SOLE 98580.00 TEXAS INSTRUMENTS COM 882508104 3311 118238.24SH SOLE 118238.24 TRIBUNE CO COM 896047107 3985 106456.00SH SOLE 106456.00 TYCO INTL LTD COM 902124106 1512 25676.00 SH SOLE 25676.00 UNITED PARCEL SERVICE CL B COM 911312106 943 17300.00 SH SOLE 17300.00 VERIZON COMMUNICATIONS COM 92343v104 595 12533.00 SH SOLE 12533.00 VISHAY INTERTECHNOLOGY COM COM 928298108 449 23000.00 SH SOLE 23000.00 VODAFONE GROUP PLC SPONSORED A COM 92857w100 2775 108067.00SH SOLE 108067.00 WAL MART STORES INC COM 931142103 539 9365.00 SH SOLE 9365.00 WALGREEN CO COM 931422109 1146 34044.55 SH SOLE 34044.55 WATSON PHARMACEUTICALS COM 942683103 363 11550.00 SH SOLE 11550.00 WATTAGE MONITOR INC COM 94274R102 1 27060.00 SH SOLE 27060.00 WELLS FARGO & CO COM 949746101 4321 99449.00 SH SOLE 99449.00 WORLDCOM INC COM 98157d106 2626 186525.00SH SOLE 186525.00 WRIGLEY WM JR CO COM 982526105 235 4570.00 SH SOLE 4570.00 X-RITE INC COM 983857103 235 27600.00 SH SOLE 27600.00 XILINX INC COM 983919101 3387 86733.00 SH SOLE 86733.00 ZIONS BANCORPORATION COM 989701107 1530 29100.00 SH SOLE 29100.00 BABSON DAVID L GROWTH COM 204 18451.727SH SOLE 18451.727 SCHWAB VALUE ADVANTAGE MONEY F 808515605 496 496411.660SH SOLE 496411.660
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