X0306 4 2015-10-13 1 0000944765 MERGE HEALTHCARE INC MRGE 0001283072 GUGGENHEIM CAPITAL LLC 227 WEST MONROE SUITE 4900 CHICAGO IL 60606 0 0 1 0 0001425498 Guggenheim Partners, LLC 227 WEST MONROE STREET SUITE 4900 CHICAGO IL 60606 0 0 1 0 0001581086 Guggenheim Partners Investment Management Holdings, LLC 330 MADISON AVENUE NEW YORK NY 10017 0 0 1 0 0001425852 Guggenheim Partners Investment Management, LLC 100 WILSHIRE BOULEVARD, 5TH FLOOR SANTA MONICA CA 90401 0 0 1 0 Common Stock 2015-10-13 4 C 0 8963302 A 8963302 I See footnotes Common Stock 2015-10-13 4 C 0 2202299 A 2202299 I See footnotes Common Stock 2015-10-13 4 C 0 110236 A 110236 I See footnotes Common Stock 2015-10-13 4 C 0 27861 A 27861 I See footnotes Common Stock 2015-10-13 4 C 0 810157 A 810157 I See footnotes Common Stock 2015-10-13 4 U 0 8963302 7.13 D 0 I See footnotes Common Stock 2015-10-13 4 U 0 2202299 7.13 D 0 I See footnotes Common Stock 2015-10-13 4 U 0 110236 7.13 D 0 I See footnotes Common Stock 2015-10-13 4 U 0 27861 7.13 D 0 I See footnotes Common Stock 2015-10-13 4 U 0 810157 7.13 D 0 I See footnotes Series A Convertible Preferred Stock 2015-10-13 4 C 0 36996 0 A 2015-02-25 Common Stock 8963302 0 I See footnotes Series A Convertible Preferred Stock 2015-10-13 4 C 0 9090 0 A 2015-02-25 Common Stock 2202299 0 I See footnotes Series A Convertible Preferred Stock 2015-10-13 4 C 0 455 0 A 2015-02-25 Common Stock 110236 0 I See footnotes Series A Convertible Preferred Stock 2015-10-13 4 C 0 115 0 A 2015-02-25 Common Stock 27861 0 I See footnotes Series A Convertible Preferred Stock 2015-10-13 4 C 0 3344 0 A 2015-02-25 Common Stock 810157 0 I See footnotes Each share of Preferred Stock was converted into a number of shares of Common Stock calculated by dividing (i) the liquidation value of $1,000 per share of Preferred Stock plus the accrued but unpaid dividends on the Preferred Stock by (ii) a conversion price of $4.14. Each share of Preferred Stock was convertible at any time, at the holder's election, and had no expiration date. These shares of Common Stock were disposed of pursuant to merger agreement between the Issuer and International Business Machines Corporation in exchange for the right to receive $7.13 in cash at the effective time of the merger. Held directly by Guggenheim Private Debt Fund Note Issuer, LLC ("GPDF"). Guggenheim Partners Investment Management, LLC ("GPIM") serves as manager to GPDF. Held directly by NZC Guggenheim Fund LLC ("NZCG"). GPIM serves as manager to NZCG. Held directly by Maverick Enterprises, Inc. ("Maverick"). GPIM serves as investment manager to Maverick. Held directly by Verger Capital Fund LLC ("Verger"). GPIM serves as sub-advisor to Verger. Held directly by Guggenheim Private Debt Master Fund, LLC ("GPDMF"). GPIM serves as manager to GPDMF. Guggenheim Partners Investment Management Holdings, LLC ("GPIMH") is the majority owner of GPIM. Guggenheim Partners, LLC is the majority indirect owner of GPIMH. Guggenheim Capital, LLC is the majority owner of Guggenheim Partners, LLC. Each of the Reporting Persons disclaims beneficial ownership over the shares of Common Stock and Preferred Stock, except to the extent of its pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any shares of Common Stock or Preferred Stock for purposes of Section 16 of the Exchange Act or for any other purpose. Guggenheim Capital, LLC By: Robert Saperstein, Managing Director /s/ Robert Saperstein 2015-10-15 Guggenheim Partners, LLC By: Guggenheim Capital, LLC, parent company By: Robert Saperstein, Managing Director /s/ Robert Saperstein 2015-10-15 Guggenheim Partners Investment Management Holdings LLC By: Guggenheim Capital, LLC, parent company By: Robert Saperstein, Managing Director /s/ Robert Saperstein 2015-10-15 Guggenheim Partners Investment Management, LLC By: Guggenheim Capital LLC, parent company By: Robert Saperstein, Managing Director /s/ Robert Saperstein 2015-10-15