-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qkl/e3QEytuk4IH7uymnfqd8fMsu+ncm4B1ALhuF840VrELTGJBMdzrpmXrYOHYB 7/8yKb/TJheLx4QL9NHTIw== 0000899078-99-000002.txt : 19990105 0000899078-99-000002.hdr.sgml : 19990105 ACCESSION NUMBER: 0000899078-99-000002 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19990104 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19990104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MATRIX CAPITAL CORP /CO/ CENTRAL INDEX KEY: 0000944725 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 841233716 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-21231 FILM NUMBER: 99500243 BUSINESS ADDRESS: STREET 1: 1380 LAWRENCE ST STREET 2: STE 1410 CITY: DENVER STATE: CO ZIP: 80204 BUSINESS PHONE: 3035959898 MAIL ADDRESS: STREET 1: 1380 LAWRENCE STREET STREET 2: SUITE 1410 CITY: DENVER STATE: CO ZIP: 80204 8-K 1 FORM 8-K FOR MATRIX BANCORP, INC. ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 4, 1999 MATRIX BANCORP, INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Colorado 0-21231 84-1233716 - -------------------------------------------------------------------------------- (State or other Jurisdiction of (Commission File Number) (I.R.S. Employer Incorporation) Identification Number) 1380 Lawrence Street, Suite 1410 Denver, Colorado 80204 - -------------------------------------------------------------------------------- (Address of principal executive offices) (303) 595-9898 - -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) ================================================================================ Item 5. Other Events On December 30, 1998, Matrix Capital Corporation announced that effective on Tuesday, December 29, 1998, its name changed to Matrix Bancorp, Inc. The name change was initially approved by the Company's shareholders at its 1998 Annual Meeting of Shareholders, held on May 1, 1998. Its CUSIP number will remain the same. The Company will continue to trade on the NASDAQ National Market under the symbol "MTXC." The name change allows the Company to be more readily identified as a thrift holding company, and will reinforce to management of the Company and others the focus of the Company on traditional thrift activities, such as lending activities, loan purchase and servicing activities and deposit generation activities. The Company also believes that the name change allows the Company to distance itself from identification with the numerous specialty financial services companies that have traditionally relied on gain-on-sale accounting from securitizations of subordinate lien consumer or real estate loans or sub-prime first lien mortgage loans. Forward-Looking Statements Certain statements contained in this report that are not historical facts including, but not limited to, statements that can be identified by the use of forward-looking terminology such as "may," "will," "expect," "anticipate," "predict," "plan," "estimate" or "continue," or the negative thereof or other variations thereon, or comparable terminology, are forward-looking statements within the meaning of the Private Security Litigation Reform Act of 1995, that involve a number of risks and uncertainties. The actual results of the future events described in such forward-looking statements in this report may differ materially from those stated in such forward-looking statements. Among the factors that could cause actual results to differ materially are the risks and uncertainties discussed in the company's current report on Form 8-K, filed March 25, 1998 and the uncertainties set forth from time to time and the company's periodic reports, filings and other public statements. Item 7. Financial Statements and Exhibits (c) Exhibits: Exhibit 99.1 Press release, dated December 30, 1998 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MATRIX CAPITAL CORPORATION Dated: January 4, 1999 /s/ David W. Kloos ------------------------------ David W. Kloos Senior Vice President and Chief Financial Officer EX-99 2 EXHIBIT 99.1 - PRESS RELEASE, DATED DEC. 30, 1998 Exhibit 99.1 EXHIBIT 99.1 Company Press Release Matrix Capital Corporation Announces Name Change to Matrix Bancorp, Inc. DENVER, December 30 / PRNewswire/ -- Matrix Capital Corporation (Nasdaq: MTXC - news) today announced that it has changed its name to Matrix Bancorp, Inc. (the "Company"). The common stock of the Company will continue to trade on The Nasdaq National Market under the symbol "MTXC". The Company's website (http://www.matrixcap.com) will have a new address at www.matrixbancorp.com, which is scheduled to be operational by Friday, January 8, 1999. In the meantime, access to the Company's website will be available at www.matrixcap.com. The Company is a unitary thrift holding company headquartered in Denver, Colorado. Its operations are conducted primarily in Colorado, Arizona, Texas and New Mexico. Certain information contained in this press release constitutes "Forward-Looking Statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which can be identified by the use of forward-looking terminology such as "may," "will," "expect," "anticipate," "estimate," or "continue" or the negative thereof or other variations thereon or comparable terminology. The statements in "Risk Factors" contained in the Company's current report on Form 8-K, filed with the Securities and Exchange Commission on March 25, 1998, constitute cautionary statements identifying important factors, including certain risks and uncertainties, with respect to such forward-looking statements that could cause actual results to differ materially from those reflected in such forward-looking statements. -----END PRIVACY-ENHANCED MESSAGE-----