-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0CkYl5boDgMAALO9WL5ivMpKWSnE6+prCD0mFGq3SalwayM4qLnx14A5E6kLJo+ N+poOp5k0k4dIWxZORI4kQ== 0000899078-03-000407.txt : 20030721 0000899078-03-000407.hdr.sgml : 20030721 20030721160340 ACCESSION NUMBER: 0000899078-03-000407 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030718 ITEM INFORMATION: Other events FILED AS OF DATE: 20030721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MATRIX BANCORP INC CENTRAL INDEX KEY: 0000944725 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 841233716 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21231 FILM NUMBER: 03794727 MAIL ADDRESS: STREET 1: 700 17TH STREET STREET 2: SUITE 2100 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: MATRIX CAPITAL CORP /CO/ DATE OF NAME CHANGE: 19960711 8-K 1 matrixbancorp8k703.txt FORM 8-K - JULY 18, 2003 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (or Date of Earliest Event Reported): July 18, 2003 MATRIX BANCORP, INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Colorado 0-21231 84-1233716 (State or other jurisdiction of (Commission File Number) (IRS Employer incorporation or organization) Identification No.) 700 Seventeenth Street, Suite 2100 80202 Denver, Colorado - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (303) 595-9898. ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE. ----------------------------------------- On July 18, 2003, Matrix Bancorp, Inc. (the "Company") announced the resignation of Stephen G. Skiba, who served as the President and Chief Executive Officer of Matrix Capital Bank, the Company's wholly-owned subsidiary. Mr. Skiba left the Company to pursue other business opportunities and has agreed to act as a consultant to Matrix Capital Bank as needed over the next 12 months. The Company's press release is attached as Exhibit 99.1. Forward-Looking Statements Certain statements contained in this Form 8-K that are not historical facts, including, but not limited to, statements that can be identified by the use of forward-looking terminology such as "may," "will," "expect," "anticipate," "predict," "plan," "estimate" or "continue" or the negative thereof or other variations thereon or comparable terminology are forward-looking statements, within the meaning of the Private Securities Litigation Reform Act of 1995, and involve a number of risks and uncertainties. The actual results of future events described in such forward-looking statements in this report could differ materially from those stated in such forward-looking statements. Among the factors that could cause actual results to differ materially are: third party claims or actions in relation to the ongoing or future bankruptcies filed by clients or customers; interest rate fluctuations; level of delinquencies; defaults and prepayments; general economic conditions; the occurrence of acts of terrorism, such as the events of September 11, 2001, or acts of war; competition; government regulation; possible future litigation; the actions or inactions of third parties; and other risks set forth in our periodic reports, filings and other public statements, including the Company's current report on Form 8-K filed with the Securities and Exchange Commission on March 14, 2001. Readers should not place undue expectations on any forward-looking statements. We are not promising to make any public announcement when we consider forward-looking statements in this document to be no longer accurate, whether a result of new information, what actually happens in the future or for any other reason. 2 ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. --------------------------------- 99.1 Press Release, dated July 18, 2003, announcing the resignation of the President and Chief Executive Officer of Matrix Capital Bank. 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: July 20, 2003 MATRIX BANCORP, INC. By: /s/ Allen McConnell ------------------------------------- Title: Senior Vice President 4 EXHIBIT INDEX Exhibit No. Description - ----------- ----------- 99.1 Press Release, dated July 18, 2003, announcing the resignation of the President and Chief Executive Officer of Matrix Capital Bank. 5 EX-99 3 matrixbancorpex99.txt EXHIBIT 99.1 - PRESS RELEASE MATRIX BANCORP, INC. CONTACT: DAVID W. KLOOS 700 Seventeenth Street, Suite 2100 CHIEF FINANCIAL OFFICER Denver, Colorado 80202 (303) 595-9898 For Immediate Release July 18, 2003 MATRIX BANCORP ANNOUNCES RESIGNATION OF PRESIDENT AND CEO OF ITS BANK SUBSIDIARY Denver, Colorado - July 18, 2003 - Matrix Bancorp, Inc. (NASDAQ:MTXC) announced today that Stephen G. Skiba has resigned as President and CEO of Matrix Capital Bank. Matrix Capital Bank is a wholly owned subsidiary of Matrix Bancorp. Mr. Skiba has agreed to serve as a consultant to Matrix Capital Bank from time to time over the next 12 months. D. Mark Spencer, President and Co-CEO of Matrix Bancorp and the new President and CEO of Matrix Capital Bank, commented: "We thank Steve for his service to Matrix Capital Bank over the past several years, but understand his decision to move on and pursue other business opportunities. The past several years have seen significant changes at Matrix Capital Bank, including moving its headquarters from Las Cruces to Denver and the sale of the mortgage origination platform at its Matrix Financial subsidiary. And Steve has been instrumental in helping assure these changes have been dealt with timely and efficiently. We will continue, however, to execute on the long-standing business plan at Matrix Capital Bank and expect business to continue as usual going forward." Certain statements contained in this press release that are not historical facts, including, but not limited to, statements that can be identified by the use of forward-looking terminology such as "may," "will," "expect," "anticipate," "predict," "plan," "estimate," or "continue" or the negative thereof or other variations thereon or comparable terminology, are forward-looking statements, within the meaning of the Private Securities Litigation Reform Act of 1995, and involve a number of risks and uncertainties. The actual results of the future events described in such forward-looking statements in this report could differ materially from those stated in such forward-looking statements. Among the factors that could cause actual results to differ materially are: third party claims or actions in relation to the ongoing or future bankruptcies filed by clients or customers; interest rate fluctuations; level of delinquencies; defaults and prepayments; general economic conditions; competition; government regulation; possible future litigation; the actions or inactions of third parties; the risks and uncertainties discussed elsewhere in this report and in Matrix Bancorp's current report on current report on Form 8-K, filed March 14, 2001; and the uncertainties set forth from time to time in Matrix Bancorp periodic reports, filings and other public statements. Matrix Bancorp is a unitary thrift holding company headquartered in Denver, Colorado. Its subsidiaries' operations are conducted primarily in Colorado, Arizona, Texas and New Mexico. -----END PRIVACY-ENHANCED MESSAGE-----