SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Dihle Gordon D.
(Last) (First) (Middle)
37990 COMANCHE CREEK ROAD
(Street)
KIOWA CO 80117
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Capital Financial Holdings, Inc [ CPFH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/12/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/25/2013 P 2 A $1,093 9(1) D
Common Stock 09/20/2013 P 6 A $1,093 78(2) I Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account.(3)
Common Stock 09/23/2013 P 4 A $1,093 82 I Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account.(3)
Common Stock 09/24/2013 P 4 A $1,093 86 I Held in the name of Gordon Dihle Charles Schwab & Co Inc IRA Rollover Account.(3)
Common Stock 09/25/2013 P 4 A $1,093 90 I Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account.(3)
Common Stock 07/12/2013 P 735 A $0.09 174,935 I Held in the name of Gordon Dihle Ttee Dihle Chattel Trust.(4)
Common Stock 08/13/2013 P 5,065 A $0.092 180,000 I Held in the name of Gordon Dihle Ttee Dihle Chattel Trust.(4)
Common Stock 10/18/2013 P 277 A $1,500 295(5) I Held in the name of Gordon Dihle Ttee Dihle Chattel Trust.(4)
Common Stock 09/17/2013 P 4 A $1,093 163(6) I Held in the name of Antelope Creek Realty & Energy Services, LLC.(7)
Common Stock 09/18/2013 P 3 A $1,093 166 I Held in the name of Antelope Creek Realty & Energy Services, LLC.(7)
Common Stock 10/01/2013 P 1 A $1,093 167 I Held in the name of Antelope Creek Realty & Energy Services, LLC.(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 7 shares.
2. Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by the Reporting Person prior to this transaction reduced to 72 shares.
3. Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account, which account is controlled by Reporting Person.
4. Held in the name of Gordon Dihle, TTEE, Dihle Chattel Trust U/A Dtd 8/31/2005, which Account is controlled by Reporting Person.
5. Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 18 shares.
6. Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 159 shares.
7. Held in the name of Antelope Creek Realty & Energy Services, LLC, a subsidiary of Dihle Chattel Trust, which Trust is controlled by Reporting Person.
Gordon Dihle 10/22/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.