-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BjoSkyeuWbQd8SuZKYcq+/2IEvGnCbrzE4nX0E86/T4xj4OKnJh0Ub8gngHo2LwK Yp2Dl9sbLRuyW4E9p6JSkQ== 0000950147-02-000827.txt : 20020701 0000950147-02-000827.hdr.sgml : 20020701 20020701154456 ACCESSION NUMBER: 0000950147-02-000827 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20020430 FILED AS OF DATE: 20020701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ING ADVISORY FUNDS INC CENTRAL INDEX KEY: 0000944689 IRS NUMBER: 954532342 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-09040 FILM NUMBER: 02693634 BUSINESS ADDRESS: STREET 1: 7337 E. DOUBLETREE RANCH ROAD STREET 2: . CITY: SCOTTSDALE STATE: AZ ZIP: 85258-2034 BUSINESS PHONE: 480-477-3000 MAIL ADDRESS: STREET 1: 7337 E. DOUBLETREE RANCH ROAD STREET 2: . CITY: SCOTTSDALE STATE: AZ ZIP: 85258-2034 FORMER COMPANY: FORMER CONFORMED NAME: PILGRIM ADVISORY FUNDS INC DATE OF NAME CHANGE: 19981113 NSAR-A 1 answer.fil NSAR-A OF ING ADVISORY FUNDS, INC. PAGE 1 000 A000000 04/30/2002 000 C000000 0000944689 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 ING ADVISORY FUNDS,INC. 001 B000000 811-09040 001 C000000 8009920180 002 A000000 7337 E. DOUBLE TREE RANCH ROAD 002 B000000 SCOTTSDALE 002 C000000 AZ 002 D010000 85258 002 D020000 2034 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 ING ASIA PACIFIC EQUITY FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 ING INVESTMENTS, LLC 008 B00AA01 A 008 C00AA01 801-8178 008 D01AA01 SCOTTSDALE 008 D02AA01 AZ 008 D03AA01 85258 008 D04AA01 2034 010 A00AA01 ING FUNDS SERVICES, LLC 010 C01AA01 SCOTTSDALE 010 C02AA01 AZ 010 C03AA01 85258 010 C04AA01 2034 011 A00AA01 ING FUNDS DISTRIBUTOR, INC 011 B00AA01 8-8272 011 C01AA01 SCOTTSDALE 011 C02AA01 AZ PAGE 2 011 C03AA01 85258 011 C04AA01 2034 012 A00AA01 DST SYSTEMS, INC. 012 B00AA01 85-00000 012 C01AA01 KANSAS CITY 012 C02AA01 MO 012 C03AA01 64141 012 C04AA01 9368 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 DENVER 013 B02AA01 CO 013 B03AA01 80202 013 B04AA01 4870 014 A00AA01 ING FUNDS DISTRIBUTOR, INC 014 B00AA01 8-38545 014 A00AA02 AETNA INVESTMENT SERVICES, INC. 014 B00AA02 8-00000 014 A00AA03 BANCWEST INVSETMENT SERVICES, INC. 014 B00AA03 8-00000 014 A00AA04 BLEAKLEYS LTD. 014 B00AA04 8-00000 014 A00AA05 C.T.M.N. 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LTD. 014 B00AA84 8-00000000 014 A00AA85 ING BARING SECURITIES(PHILIPPINES)INC. 014 B00AA85 8-00000000 014 A00AA86 ING BARING SECURITIES(POLAND)HOLDING B.V. 014 B00AA86 8-00000000 014 A00AA87 ING BARING SECURITIES (SLOVAKIA), O.C.P.A.S. 014 B00AA87 8-00000000 014 A00AA88 ING BARING SECURITIES ARGENTINA S.A. 014 B00AA88 8-00000000 014 A00AA89 ING BARING SECURITIES MGT SVS(HONG KONG) LTD. 014 B00AA89 8-00000000 014 A00AA90 ING BARING SCOIEDAD DE BOLSA(ARGENTINA), S.A. 014 B00AA90 8-00000000 014 A00AA91 ING BARING SOUTH AFRICA LTD. 014 B00AA91 8-00000000 014 A00AA92 ING BARINGS LTD. 014 B00AA92 8-00000000 014 A00AA93 ING BARINGS SOUTHERN AFRICA(PROPRIETARY)LTD. 014 B00AA93 8-00000000 014 A00AA94 ING DERIVATIVES(LONDON)LTD. 014 B00AA94 8-00000000 014 A00AA95 ING BARING SECURITIES(HUNGARY)RT. 014 B00AA95 8-00000000 015 A00AA01 BROWN BROTHERS HARRIMAN & CO. 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L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 Y 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 6384 071 B000100 8189 071 C000100 11567 071 D000100 55 072 A000100 6 072 B000100 2 072 C000100 88 072 D000100 0 072 E000100 9 072 F000100 74 072 G000100 3 072 H000100 0 072 I000100 26 072 J000100 19 072 K000100 5 072 L000100 5 072 M000100 1 072 N000100 22 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 2 072 S000100 6 072 T000100 35 PAGE 12 072 U000100 0 072 V000100 0 072 W000100 2 072 X000100 200 072 Y000100 62 072 Z000100 -39 072AA000100 0 072BB000100 1345 072CC010100 4424 072CC020100 0 072DD010100 0 072DD020100 0 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 11644 074 G000100 0 074 H000100 0 074 I000100 363 074 J000100 0 074 K000100 74 074 L000100 166 074 M000100 51 074 N000100 12298 074 O000100 0 074 P000100 25 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 598 074 S000100 0 074 T000100 11675 074 U010100 1439 074 U020100 1053 074 V010100 4.19 074 V020100 4.03 074 W000100 0.0000 074 X000100 5164 074 Y000100 0 075 A000100 0 075 B000100 11997 076 000100 0.00 PAGE 13 SIGNATURE MIKE ROLAND TITLE VICE PRESIDENT CFO EX-99.77.C 3 ex77c.txt SUBMISSION OF MATTERS TO A VOTE OF SEC. HOLDERS Exhibit 77(c) SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS A special meeting of shareholders of the Fund was held on April 9, 2002 to approve the reorganization of the Fund as a newly created series of ING Mutual Funds, a Delaware business trust (For: 1,588,051, Against: 63,071). EX-99.77.D 4 ex77d.txt POLICIES WITH RESPECT TO SECURITIES INVESTMENTS Exhibit 77(d) POLICIES WITH RESPECT TO SECURITIES INVESTMENTS On February 26, 2002, the Board of Directors of the Registrant adopted, on behalf of the Fund, and in accordance with the requirements of Rule 35d-1 of the Investment Company Act of 1940, non-fundamental investment policies to (1) invest at least 80% of the Fund's assets in the type of investment suggested by its name, and (2) give shareholders 60 days' prior notice before any change in the 80% investment policy is implemented. EX-99.77.Q.1 5 ex77q1.txt EXHIBITS Exhibit 77(q)(1) EXHIBITS (a)(1) Form of Articles Supplementary to the Registrant's Articles of Incorporation is incorporated by reference to Post-Effective Amendment No. 18 to the Registrant's Registration Statement on Form N-1A as filed on February 27, 2002. (a)(2) Form of Articles of Amendment to the Registrant's Articles of Incorporation is incorporated by reference to Post-Effective Amendment No. 18 to the Registrant's Registration Statement on Form N-1A as filed on February 27, 2002. (b) Disclosure relating to the Fund's new investment policies complying with Rule 35d-1 is incorporated by reference to Post-Effective Amendment No. 18 to the Registrant's Registration Statement on Form N-1A as filed on February 27, 2002. -----END PRIVACY-ENHANCED MESSAGE-----