-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQZhqCMz+zqinErxlmdtDMiTfKXvsENp6sZP10Vq6RtngedauCxBRJCaeQFnJfUQ XdejnswtJ8BQZtEOPooP+w== 0000950147-01-501169.txt : 20010702 0000950147-01-501169.hdr.sgml : 20010702 ACCESSION NUMBER: 0000950147-01-501169 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20010430 FILED AS OF DATE: 20010629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PILGRIM ADVISORY FUNDS INC CENTRAL INDEX KEY: 0000944689 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 954532342 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-09040 FILM NUMBER: 1671800 BUSINESS ADDRESS: STREET 1: 2 RENAISSANCE SQUARE 12TH FLR STREET 2: 40 NORTH CENTRAL CITY: PHOENIX STATE: AZ ZIP: 85004-4424 BUSINESS PHONE: 6024178100 MAIL ADDRESS: STREET 1: 2 RENAISSANCE SQUARE 12TH FLR STREET 2: 40 NORTH CENTRAL CITY: PHOENIX STATE: AZ ZIP: 85004 NSAR-A 1 0001.txt N-SAR (6.1) PAGE 1 000 A000000 04/30/2001 000 C000000 0000944689 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 PILGRIM ADVISORY FUNDS, INC. 001 B000000 811-09040 001 C000000 8003343444 002 A000000 7337 E. 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0 074 T00AA00 18091 074 U01AA00 2133 074 U02AA00 1283 074 V01AA00 4.28 074 V02AA00 4.15 074 W00AA00 0.0000 074 X00AA00 6868 074 Y00AA00 0 075 A00AA00 0 075 B00AA00 15792 076 00AA00 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N PAGE 10 077 K000000 Y 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MIKE ROLAND TITLE CFO, SVP EX-99.77.K 2 ex77k.txt CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT Exhibit 77(k) On February 26, 2001, the Board of Trustees, and Audit Committee thereof, of Pilgrim Advisory Funds, Inc., on behalf of Pilgrim Asia-Pacific Equity Fund (the "Fund"), approved replacing KPGM LLP with PricewaterhouseCoopers LLP as the Fund's certifying accountant. The change was part of standardizing the accountancy process to ensure that the International Funds in the Pilgrim Fund complex shared the same independent accountant. KPMG LLP did not in the past two years issue a principal accountant's report that (i) contained an adverse opinion or a disclaimer of opinion, or (ii) was qualified or modified as to uncertainty, audit scope, or accounting principles. Also, during the past two years, the Fund had no disagreements with KPMG LLP regarding accounting principles or practices, financial statement disclosure, or auditing scope or procedure. EX-99.77.M 3 ex77m.txt MERGERS Exhibit 77(m) (a) The Board of Trustees of Pilgrim SmallCap Asia Growth Fund, (on November 2, 2000) and Shareholders of Pilgrim SmallCap Asia Growth Fund (on March 15, 2001), and the Board of Directors of Pilgrim Advisory Funds, Inc., on behalf of the Fund (on November 2, 2000) approved an Agreement and Plan of Reorganization under which the Fund acquired all of the assets and liabilities of Pilgrim SmallCap Asia Growth Fund in exchange for Classes A and Class B shares, as applicable, of the Fund. The reorganization concluded on March 23, 2001. EX-99.77.Q.1 4 ex77q1.txt EXHIBITS Exhibit 77(q)(1) (e)(1) Form of Investment Management Agreement between Pilgrim Advisory Funds, Inc., on behalf of the Fund, and ING Pilgrim Investment, Inc. - filed as an exhibit to Post-Effective Amendment No. 15 to the Registrant's Form N-1A Registration Statement on December 22, 2000 and incorporated herein by reference. (g)(1) Form of Agreement and Plan of Reorganization between Pilgrim SmallCap Asia Growth Fund and Pilgrim Advisory Funds, Inc., on behalf of the Fund, is incorporated by reference to the Registration Statement on Form N-14 as filed on December 13, 2000. -----END PRIVACY-ENHANCED MESSAGE-----