13F-HR 1 e-6859.txt FORM 13F OF PILGRIM ADVISORS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ING Pilgrim Advisors, Inc.(1) Address: 7337 East Doubletree Ranch Rd., Scottsdale, Arizona 85258 Form 13F File Number: 28-4547 ---------- (1) Effective March 31, 2001 the name of ING Lexington Management Corporation changed to ING Pilgrim Advisors, Inc. The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robyn L. Ichilov Title: Vice President Phone: (480) 477-2160 Signature, Place, and Date of Signing: /s/ Robyn L. Ichilov Scottsdale, AZ May 15, 2001 -------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 132 Form 13F Information Table Value Total: $600,610,974 List of Other Included Managers: NONE
IN- VEST- MENT DIS- OTHER TITLE OF CUSIP MARKET SHARES OR SH PUT/ CRE- MANA- VOTING AUTHORITY NAME OF ISSUER CLASS NUMBER VALUE PRN AMT PRN CALL TION GERS SOLE SHARED NONE -------------- ----- ------ ----- ------- --- ---- ---- ---- ---- ------ ---- ABN AMRO HLDG NV ADR SPONSORED ADR 000937102 4,366,000 237,933 SH N/A SOLE NONE 237,933 N/A N/A AT&T CORP COM 001957109 7,237,233 339,791 SH N/A SOLE NONE 339,791 N/A N/A ABBOTT LABS COM 002824100 4,318,929 91,530 SH N/A SOLE NONE 91,530 N/A N/A ADAPTEC COM 00651f108 583,617 67,300 SH N/A SOLE NONE 67,300 N/A N/A ADOBE SYS INC COM 00724F101 721,058 20,614 SH N/A SOLE NONE 20,614 N/A N/A AEGON N V COM 007924103 10,077,042 344,635 SH N/A SOLE NONE 344,635 N/A N/A ALCOA INC. COM 013817101 11,409,002 317,359 SH N/A SOLE NONE 317,359 N/A N/A AMERICAN EXPRESS CO COM 025816109 10,664,438 258,230 SH N/A SOLE NONE 258,230 N/A N/A AMERICAN HOME PRODUCTS COM 026609107 655,000 11,150 SH N/A SOLE NONE 11,150 N/A N/A AMERICAN INTL GROUP INC COM 026874107 10,175,322 126,396 SH N/A SOLE NONE 126,396 N/A N/A AMGEN INC COM 031162100 1,042,688 17,327 SH N/A SOLE NONE 17,327 N/A N/A ANADARKO PETE CORP COM 032511107 1,062,411 16,921 SH N/A SOLE NONE 16,921 N/A N/A ANHEUSER BUSCH COM 035229103 711,915 15,500 SH N/A SOLE NONE 15,500 N/A N/A ANNTAYLOR STORES CORP COM 036115103 639,855 24,100 SH N/A SOLE NONE 24,100 N/A N/A APACHE CORP COM 037411105 1,037,504 18,007 SH N/A SOLE NONE 18,007 N/A N/A AVENTIS - SPON ADR COM 053561106 19,252,314 250,523 SH N/A SOLE NONE 250,523 N/A N/A AXA SPONS ADR COM 054536107 5,577,494 101,875 SH N/A SOLE NONE 101,875 N/A N/A BAKER HUGHES INC COM 057224107 6,955,676 191,554 SH N/A SOLE NONE 191,554 N/A N/A BANK NEW YORK INC COM 064057102 13,291,587 269,938 SH N/A SOLE NONE 269,938 N/A N/A BARCLAYS PLC - SPONS ADR COM 06738e204 7,807,940 62,069 SH N/A SOLE NONE 62,069 N/A N/A BEAR STEARNS COMPANIES INC COM 073902108 731,840 16,000 SH N/A SOLE NONE 16,000 N/A N/A BECTON DICKINSON & CO COM 075887109 981,896 27,800 SH N/A SOLE NONE 27,800 N/A N/A BOEING CO COM 097023105 1,020,084 18,316 SH N/A SOLE NONE 18,316 N/A N/A BRISTOL-MYERS SQUIBB COM 110122108 766,260 12,900 SH N/A SOLE NONE 12,900 N/A N/A CVS CORP COM 126650100 2,137,072 36,530 SH N/A SOLE NONE 36,530 N/A N/A CABLE & WIRELESS PLC SP ADR COM 126830207 3,373,477 163,761 SH N/A SOLE NONE 163,761 N/A N/A CADBURY SCHWEPPES PLC COM 127209302 16,901,740 645,087 SH N/A SOLE NONE 645,087 N/A N/A CANON INC COM 138006309 6,404,893 175,243 SH N/A SOLE NONE 175,243 N/A N/A CARDINAL HEALTH, INC. COM 14149Y108 203,000 2,100 SH N/A SOLE NONE 2,100 N/A N/A CATERPILLAR INC DEL COM 149123101 12,282,294 276,747 SH N/A SOLE NONE 276,747 N/A N/A CHEVRON CORP. COM 166751107 2,516,000 28,654 SH N/A SOLE NONE 28,654 N/A N/A CISCO SYSTEMS INC. COM 17275R102 3,185,000 201,414 SH N/A SOLE NONE 201,414 N/A N/A CITIGROUP INC COM 172967101 12,760,298 283,695 SH N/A SOLE NONE 283,695 N/A N/A COLGATE PALMOLIVE CO COM 194162103 13,752,450 248,876 SH N/A SOLE NONE 248,876 N/A N/A COMCAST CORP A SPCL COM 200300200 910,044 21,700 SH N/A SOLE NONE 21,700 N/A N/A COMPUTER ASSOC INTL INC COM 204912109 848,640 31,200 SH N/A SOLE NONE 31,200 N/A N/A COORS (ADOLPH) - CL B COM 217016104 1,074,938 16,432 SH N/A SOLE NONE 16,432 N/A N/A CORNING INC COM 219350105 343,454 16,600 SH N/A SOLE NONE 16,600 N/A N/A COSTCO WHOLESALE CORP. COM 22160K105 604,450 15,400 SH N/A SOLE NONE 15,400 N/A N/A DEERE & CO COM 244199105 454,250 12,500 SH N/A SOLE NONE 12,500 N/A N/A DIAGEO PLC SPONSORED COM 25243q205 7,270,021 179,727 SH N/A SOLE NONE 179,727 N/A N/A DIAMOND OFFSHORE DRILLIN COM 25271C102 11,342,705 288,242 SH N/A SOLE NONE 288,242 N/A N/A DOVER CORP COM 260003108 523,264 14,600 SH N/A SOLE NONE 14,600 N/A N/A DUPONT E I DE NEMOURS COM 263534109 3,061,000 75,210 SH N/A SOLE NONE 75,210 N/A N/A EMC CORP COM 268648102 5,476,000 186,266 SH N/A SOLE NONE 186,266 N/A N/A E.ON AG ADR COM 268780103 5,675,283 119,724 SH N/A SOLE NONE 119,724 N/A N/A J.D. EDWARDS COM 281667105 606,450 62,200 SH N/A SOLE NONE 62,200 N/A N/A EL PASO CORP COM 28336L109 321,929 4,930 SH N/A SOLE NONE 4,930 N/A N/A El PASO NATURAL GAS CO NEW COM 283905107 206,000 3,150 SH N/A SOLE NONE 3,150 N/A N/A EMERSON ELECTRIC CO COM 291011104 245,000 3,951 SH N/A SOLE NONE 3,951 N/A N/A ENRON CORP COM 293561106 720,440 12,400 SH N/A SOLE NONE 12,400 N/A N/A ERICSSON (LM) TEL SP ADR COM 294821400 3,397,570 607,363 SH N/A SOLE NONE 607,363 N/A N/A EXXON MOBIL CORPORATION COM 30231g102 8,100,800 100,007 SH N/A SOLE NONE 100,007 N/A N/A F M C CORP COM 302491303 1,085,374 14,741 SH N/A SOLE NONE 14,741 N/A N/A FEDERAL NATIONAL MORTGAGE ASSOC. COM 313586109 13,425,000 168,655 SH N/A SOLE NONE 168,655 N/A N/A FORD MOTOR CO. COM 345370860 6,458,000 229,658 SH N/A SOLE NONE 229,658 N/A N/A FOREST LABORATORIES INC. COM 345838106 1,018,132 17,195 SH N/A SOLE NONE 17,195 N/A N/A GAP INC DEL COM 364760108 9,791,673 412,801 SH N/A SOLE NONE 412,801 N/A N/A GENERAL ELECTRIC CO COM 369604103 12,829,121 306,484 SH N/A SOLE NONE 306,484 N/A N/A GEORGIA PACIFIC CORP COM 373298108 402,780 13,700 SH N/A SOLE NONE 13,700 N/A N/A GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 16,817,091 321,555 SH N/A SOLE NONE 321,555 N/A N/A GOLDEN TELECOM INC. COM 38122g107 413,438 13,500 SH N/A SOLE NONE 13,500 N/A N/A GOLDEN WEST FIN COM 381317106 517,595 7,979 SH N/A SOLE NONE 7,979 N/A N/A GRANT PRIDECO INC COM 38821g101 359,480 20,900 SH N/A SOLE NONE 20,900 N/A N/A HARCOURT GEN COM 41163G101 1,129,626 20,287 SH N/A SOLE NONE 20,287 N/A N/A HEALTHSOUTH CP COM 421924101 967,220 75,056 SH N/A SOLE NONE 75,056 N/A N/A HONEYWELL INC COM 438516106 11,379,932 278,910 SH N/A SOLE NONE 278,910 N/A N/A INTEL CORP. COM 458140100 5,236,000 198,995 SH N/A SOLE NONE 198,995 N/A N/A INTL BUS MACHINE COM 459200101 567,462 5,900 SH N/A SOLE NONE 5,900 N/A N/A ISHARES MSCI JAPAN INDEX FUND MSCI JAPAN 464286848 5,656,340 552,377 SH N/A SOLE NONE 552,377 N/A N/A JEFFERSON SMURFIT GROUP COM 47508W107 6,467,472 387,963 SH N/A SOLE NONE 387,963 N/A N/A JOHNSON & JOHNSON COM 478160104 12,508,654 143,003 SH N/A SOLE NONE 143,003 N/A N/A KINDER MORGAN INC COM 49455p101 1,234,529 23,206 SH N/A SOLE NONE 23,206 N/A N/A KOHLS CORP. COM 500255104 1,086,851 17,617 SH N/A SOLE NONE 17,617 N/A N/A KONINKLIJKE AHOLD NV-SP ADR SPON ADR NEW 500467303 7,469,694 240,564 SH N/A SOLE NONE 240,564 N/A N/A KROGER CO COM 501044101 16,083,475 623,645 SH N/A SOLE NONE 623,645 N/A N/A LSI LOGIC COM 502161102 715,715 45,500 SH N/A SOLE NONE 45,500 N/A N/A LINCOLN NATL CP COM 534187109 917,352 21,600 SH N/A SOLE NONE 21,600 N/A N/A LOCKHEED MARTIN CORP COM 539830109 1,252,242 35,126 SH N/A SOLE NONE 35,126 N/A N/A LOWES COMPANIES COM 548661107 841,680 14,400 SH N/A SOLE NONE 14,400 N/A N/A LUCENT TECHNOLOGIES INC COM 549463107 1,369,807 137,350 SH N/A SOLE NONE 137,350 N/A N/A MATAV RT-SPONSORED ADR SPONSORED ADR 559776109 372,045 25,500 SH N/A SOLE NONE 25,500 N/A N/A SUN INTERBREW, LTD. A COM 5713994 175,021 55,000 SH N/A SOLE NONE 55,000 N/A N/A MARSH & MCLENNAN COS INC COM 571748102 1,772,595 18,655 SH N/A SOLE NONE 18,655 N/A N/A MARRIOTT INTL COM 571900109 1,059,816 25,735 SH N/A SOLE NONE 25,735 N/A N/A MARTIN MARIETTA MATERIALS COM 573284106 11,153,115 261,205 SH N/A SOLE NONE 261,205 N/A N/A MEDTRONIC INC COM 585055106 15,047,624 328,971 SH N/A SOLE NONE 328,971 N/A N/A MICROSOFT CORP COM 594918104 8,107,109 148,241 SH N/A SOLE NONE 148,241 N/A N/A MILLIPORE CORP COM 601073109 843,524 18,230 SH N/A SOLE NONE 18,230 N/A N/A MOTOROLA INC COM 620076109 1,797,063 125,992 SH N/A SOLE NONE 125,992 N/A N/A NESTLE S A SPONS ADR COM 641069406 6,941,110 66,242 SH N/A SOLE NONE 66,242 N/A N/A NIPPON TELEGRAPH & TELE SP ADR SOPONSORED ADR 654624105 4,993,781 154,702 SH N/A SOLE NONE 154,702 N/A N/A NORTHERN TRUST CORP. COM 665859104 1,028,938 16,459 SH N/A SOLE NONE 16,459 N/A N/A NOVARTIS AG ADR COM 66987v109 6,897,510 175,387 SH N/A SOLE NONE 175,387 N/A N/A ORACLE CORP COM 68389X105 2,734,445 182,533 SH N/A SOLE NONE 182,533 N/A N/A PARKER HANNIFIN CORP COM 701094104 710,988 17,900 SH N/A SOLE NONE 17,900 N/A N/A PEOPLESOFT COM 712713106 401,000 17,100 SH N/A SOLE NONE 17,100 N/A N/A PEPSICO CO. COM 713448108 14,909,400 339,241 SH N/A SOLE NONE 339,241 N/A N/A PERKINELMER INC COM 714046109 712,141 13,581 SH N/A SOLE NONE 13,581 N/A N/A PFIZER INC COM 717081103 3,886,000 94,900 SH N/A SOLE NONE 94,900 N/A N/A PHARMACIA CORP. COM 71713U102 590,236 11,718 SH N/A SOLE NONE 11,718 N/A N/A PROCTER & GAMBLE CO COM 742718109 10,172,630 162,510 SH N/A SOLE NONE 162,510 N/A N/A PULTE CORP COM 745867101 293,579 7,265 SH N/A SOLE NONE 7,265 N/A N/A PHM CORP COM 745867101 961,000 23,775 SH N/A SOLE NONE 23,775 N/A N/A QUAKER OATS CO COM 747402105 1,038,435 10,700 SH N/A SOLE NONE 10,700 N/A N/A RALSTON PURINA GRP COM 751277302 906,465 29,100 SH N/A SOLE NONE 29,100 N/A N/A RIO TINTO PLC SPONSORED ADR COM 767204100 15,247,191 217,389 SH N/A SOLE NONE 217,389 N/A N/A ROYAL DUTCH PETE NY RE COM 780257804 6,423,402 115,857 SH N/A SOLE NONE 115,857 N/A N/A ST PAUL COS INC COM 792860108 960,290 21,800 SH N/A SOLE NONE 21,800 N/A N/A SANMINA CORP COM 800907107 250,400 12,800 SH N/A SOLE NONE 12,800 N/A N/A SCHERING-PLOUGH COM 806605101 500,461 13,700 SH N/A SOLE NONE 13,700 N/A N/A SCHLUMBERGER LTD - NY shares COM 806857108 5,911,933 102,640 SH N/A SOLE NONE 102,640 N/A N/A SCIENTIFIC ATL COM 808655104 524,034 12,600 SH N/A SOLE NONE 12,600 N/A N/A SEARS ROEBUCK & CO COM 812387108 11,112,119 315,059 SH N/A SOLE NONE 315,059 N/A N/A SIEBEL SYSTEMS, INC COM 826170102 317,000 11,650 SH N/A SOLE NONE 11,650 N/A N/A SOLECTRON CORP COM 834182107 298,457 15,700 SH N/A SOLE NONE 15,700 N/A N/A SONY CORP. ADR COM 835699307 13,682,047 189,367 SH N/A SOLE NONE 189,367 N/A N/A SOUTHWEST AIRLINES CO. COM 844741108 1,075,439 60,582 SH N/A SOLE NONE 60,582 N/A N/A SOVEREIGN BANCORP INC. COM 845905108 895,147 105,700 SH N/A SOLE NONE 105,700 N/A N/A SPRINT CORP COM 852061100 549,750 25,000 SH N/A SOLE NONE 25,000 N/A N/A SYSCO CORP COM 871829107 1,158,676 43,718 SH N/A SOLE NONE 43,718 N/A N/A TEMPLE INLAND COM 879868107 575,250 13,000 SH N/A SOLE NONE 13,000 N/A N/A TENET HEALTHCARE CORP. COM 88033G100 1,106,400 25,150 SH N/A SOLE NONE 25,150 N/A N/A TEVA PHARMACEUTICAL INDS ADR COM 881624209 6,535,666 119,639 SH N/A SOLE NONE 119,639 N/A N/A TEXACO INC COM 881694103 252,320 3,800 SH N/A SOLE NONE 3,800 N/A N/A TOTAL S.A.- SPONSORED ADR COM 89151e109 16,060,080 236,355 SH N/A SOLE NONE 236,355 N/A N/A TYCO INTL LTD COM 902124106 497,145 11,500 SH N/A SOLE NONE 11,500 N/A N/A VISTEON CORP COM 92839U107 469,000 31,190 SH N/A SOLE NONE 31,190 N/A N/A VIVENDI UNIVERSAL SPON ADR NEW 92851S204 5,548,432 91,483 SH N/A SOLE NONE 91,483 N/A N/A VODAFONE GROUP PLC ADR COM 92857T107 13,798,006 508,202 SH N/A SOLE NONE 508,202 N/A N/A WASTE MANAGEMENT INC COM 94106L109 971,376 39,313 SH N/A SOLE NONE 39,313 N/A N/A WELLS FARGO & COMPANY COM 949746101 14,598,082 295,093 SH N/A SOLE NONE 295,093 N/A N/A ------------ 600,610,974 ============