-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pixp+tNj1o4sH+EgS0LpD7XH8Im10MkwJ57MzbV56RDVO7LwRjAQJFkbgLP5MfNs dN5esh+76zIYMOb1Vhu3mQ== 0000950147-00-000316.txt : 20000302 0000950147-00-000316.hdr.sgml : 20000302 ACCESSION NUMBER: 0000950147-00-000316 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PILGRIM ADVISORY FUNDS INC CENTRAL INDEX KEY: 0000944689 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 954532342 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-09040 FILM NUMBER: 558136 BUSINESS ADDRESS: STREET 1: 2 RENAISSANCE SQUARE 12TH FLR STREET 2: 40 NORTH CENTRAL CITY: PHOENIX STATE: AZ ZIP: 85004-4424 BUSINESS PHONE: 6024178100 MAIL ADDRESS: STREET 1: 2 RENAISSANCE SQUARE 12TH FLR STREET 2: 40 NORTH CENTRAL CITY: PHOENIX STATE: AZ ZIP: 85004 NSAR-A 1 NSAR-A FOR PILGRIM ADVISORY FUNDS PAGE 1 000 A000000 12/31/1999 000 C000000 0000944689 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PILGRIM ADVISORY FUNDS INC 001 B000000 811-09040 001 C000000 6024178100 002 A000000 40 NORTH CENTRAL AVENUE, SUITE 1200 002 B000000 PHOENIX 002 C000000 AZ 002 D010000 85004 002 D020000 4408 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 PILGRIM ASIA-PACIFIC EQUITY FUND 007 C030100 N 007 C010200 2 007 C020200 PILGRIM MIDCAP VALUE FUND 007 C030200 N 007 C010300 3 007 C020300 PILGRIM LARGECAP LEADERS FUND 007 C030300 N 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 PILGRIM INVESTMENTS, INC 008 B00AA01 A 008 C00AA01 801-8178 008 D01AA01 PHOENIX 008 D02AA01 AZ 008 D03AA01 85004 008 D04AA01 4408 010 A00AA01 PILGRIM GROUP, INC. 010 C01AA01 PHOENIX 010 C02AA01 AZ 010 C03AA01 85004 010 C04AA01 4408 PAGE 2 011 A00AA01 PILGRIM SECURITIES, INC. 011 B00AA01 8-8272 011 C01AA01 PHOENIX 011 C02AA01 AZ 011 C03AA01 85004 011 C04AA01 4408 012 A00AA01 PILGRIM GROUP, INC. 012 B00AA01 85-00535 012 C01AA01 PHOENIX 012 C02AA01 AZ 012 C03AA01 85004 012 C04AA01 4408 013 A00AA01 KPMG LLP 013 B01AA01 LOS ANGELES 013 B02AA01 CA 013 B03AA01 90017 014 A00AA01 PILGRIM SECURITIES, INC. 014 B00AA01 8-38545 014 A00AA02 WASHINGTON SQUARE SECURITIES, INC. 014 B00AA02 8-00000 014 A00AA03 PRIMEVEST FINANCIAL SERVICES, INC. 014 B00AA03 8-00000 014 A00AA04 GRANITE INVESTMENT SERVICES 014 B00AA04 8-00000 014 A00AA05 FINANCIAL NORTHEASTERN SECURITIES 014 B00AA05 8-00000 015 A00AA01 STATE STREET KANSAS CITY 015 B00AA01 C 015 C01AA01 KANSAS CITY 015 C02AA01 MO 015 C03AA01 64105 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 38 019 C00AA00 PILGRIMINV 020 A000001 GOLDMAN SACHS AND COMPANY 020 B000001 13-5108880 020 C000001 45 020 A000002 MERRILL LYNCH 020 B000002 13-3495487 020 C000002 41 020 A000003 AUTRANET 020 B000003 13-2961507 020 C000003 24 020 A000004 SALOMON SMITH BARNEY 020 B000004 13-1912900 020 C000004 20 020 A000005 MORGAN STANLEY/DEAN WITTER 020 B000005 13-2655998 020 C000005 19 PAGE 3 020 A000006 JARDINE FLEMING MARTIN LONDON 020 B000006 13-3724403 020 C000006 18 020 A000007 SBC WARBURG DILLON REED 020 C000007 17 020 A000008 STANDARD AND POORS 020 B000008 13-2671951 020 C000008 14 020 A000009 SHEARSON LEHMAN 020 B000009 36-3710666 020 C000009 14 020 A000010 BEAR STEARNS 020 B000010 13-3299429 020 C000010 14 021 000000 368 022 A000001 INVESTMENT MANAGEMENT RESEARCH 022 C000001 110457 022 D000001 0 022 A000002 MERRILL LYNCH, PIERCE, FEN 022 B000002 13-3495487 022 C000002 2319 022 D000002 1543 022 A000003 GOLDMAN SACHS & CO. 022 B000003 13-5108880 022 C000003 2228 022 D000003 265 022 A000004 BEAR STEARNS 022 B000004 13-3299429 022 C000004 630 022 D000004 1354 022 A000005 COWEN & CO. 022 B000005 13-5616116 022 C000005 1202 022 D000005 6111 022 A000006 SBC WARBURG DILLON REED 022 C000006 1419 022 D000006 324 022 A000007 SALOMON SMITH BARNEY 022 B000007 13-3082694 022 C000007 1290 022 D000007 0 022 A000008 WATERHOUSE SECURITIES 022 C000008 0 022 D000008 1237 022 A000009 PAINE WEBBER, INC. 022 C000009 640 022 D000009 411 022 A000010 SHEARSON LEHMAN 022 B000010 36-3710666 022 C000010 632 022 D000010 136 PAGE 4 023 C000000 134990 023 D000000 644488 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 054 A00AA00 Y 054 B00AA00 N 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 1000 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 PAGE 5 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 Y 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 024 000100 N 028 A010100 2730 028 A020100 0 028 A030100 0 028 A040100 4807 028 B010100 5047 028 B020100 0 028 B030100 0 028 B040100 4887 028 C010100 10087 028 C020100 0 028 C030100 0 028 C040100 9850 028 D010100 11322 028 D020100 0 028 D030100 0 028 D040100 8921 028 E010100 12779 028 E020100 0 PAGE 6 028 E030100 0 028 E040100 10807 028 F010100 9949 028 F020100 0 028 F030100 0 028 F040100 11921 028 G010100 51914 028 G020100 0 028 G030100 0 028 G040100 51193 028 H000100 42163 029 000100 Y 030 A000100 67 030 B000100 5.75 030 C000100 0.00 031 A000100 9 031 B000100 0 032 000100 58 033 000100 0 034 000100 Y 035 000100 40 036 A000100 Y 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 90 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 1.250 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 PAGE 7 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 Y 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N PAGE 8 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 N 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 21866 071 B000100 20687 071 C000100 31566 071 D000100 66 072 A000100 6 072 B000100 36 072 C000100 213 072 D000100 0 072 E000100 1 072 F000100 209 072 G000100 0 072 H000100 0 072 I000100 17 072 J000100 71 072 K000100 2 072 L000100 2 072 M000100 1 072 N000100 14 072 O000100 0 072 P000100 5 072 Q000100 2 072 R000100 -3 072 S000100 3 072 T000100 90 072 U000100 15 072 V000100 0 072 W000100 96 072 X000100 524 072 Y000100 97 072 Z000100 -177 072AA000100 3967 PAGE 9 072BB000100 0 072CC010100 4586 072CC020100 0 072DD010100 0 072DD020100 0 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 10 074 B000100 443 074 C000100 0 074 D000100 1060 074 E000100 503 074 F000100 38552 074 G000100 0 074 H000100 0 074 I000100 850 074 J000100 0 074 K000100 0 074 L000100 578 074 M000100 28 074 N000100 42024 074 O000100 0 074 P000100 8 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 360 074 S000100 0 074 T000100 41656 074 U010100 1938 074 U020100 1896 074 V010100 8.93 074 V020100 8.65 074 W000100 0.0000 074 X000100 7730 074 Y000100 0 075 A000100 0 075 B000100 33392 076 000100 0.00 024 000200 N 028 A010200 760 028 A020200 0 028 A030200 0 028 A040200 2006 028 B010200 324 028 B020200 0 028 B030200 0 PAGE 10 028 B040200 2073 028 C010200 312 028 C020200 0 028 C030200 0 028 C040200 2769 028 D010200 338 028 D020200 0 028 D030200 0 028 D040200 2669 028 E010200 676 028 E020200 249 028 E030200 0 028 E040200 4057 028 F010200 475 028 F020200 0 028 F030200 0 028 F040200 3904 028 G010200 2885 028 G020200 249 028 G030200 0 028 G040200 17478 028 H000200 1284 029 000200 Y 030 A000200 17 030 B000200 5.75 030 C000200 0.00 031 A000200 3 031 B000200 0 032 000200 14 033 000200 0 034 000200 Y 035 000200 94 036 A000200 Y 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 142 044 000200 0 045 000200 Y 046 000200 N PAGE 11 047 000200 Y 048 000200 1.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 055 A000200 Y 055 B000200 N 056 000200 Y 057 000200 N 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 N 070 B020200 N 070 C010200 Y PAGE 12 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 N 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 43159 071 B000200 56741 071 C000200 45621 071 D000200 95 072 A000200 6 072 B000200 53 072 C000200 222 072 D000200 0 072 E000200 0 072 F000200 236 072 G000200 0 072 H000200 0 072 I000200 31 072 J000200 5 072 K000200 5 072 L000200 8 072 M000200 3 072 N000200 37 072 O000200 0 072 P000200 1 PAGE 13 072 Q000200 1 072 R000200 2 072 S000200 5 072 T000200 142 072 U000200 15 072 V000200 0 072 W000200 89 072 X000200 580 072 Y000200 52 072 Z000200 -253 072AA000200 892 072BB000200 0 072CC010200 0 072CC020200 7868 072DD010200 0 072DD020200 0 072EE000200 275 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0873 073 C000200 0.0000 074 A000200 6 074 B000200 545 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 37905 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 256 074 K000200 0 074 L000200 108 074 M000200 38 074 N000200 38858 074 O000200 0 074 P000200 1 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 308 074 S000200 0 074 T000200 38549 074 U010200 809 074 U020200 1535 074 V010200 13.86 074 V020200 13.42 074 W000200 0.0000 074 X000200 5570 074 Y000200 0 PAGE 14 075 A000200 0 075 B000200 47195 076 000200 0.00 024 000300 N 028 A010300 1265 028 A020300 0 028 A030300 0 028 A040300 1062 028 B010300 816 028 B020300 0 028 B030300 0 028 B040300 977 028 C010300 703 028 C020300 0 028 C030300 0 028 C040300 836 028 D010300 625 028 D020300 0 028 D030300 0 028 D040300 866 028 E010300 1568 028 E020300 4014 028 E030300 0 028 E040300 1866 028 F010300 1874 028 F020300 0 028 F030300 0 028 F040300 1630 028 G010300 6851 028 G020300 4014 028 G030300 0 028 G040300 7237 028 H000300 1790 029 000300 Y 030 A000300 27 030 B000300 5.75 030 C000300 0.00 031 A000300 4 031 B000300 0 032 000300 23 033 000300 0 034 000300 Y 035 000300 41 036 A000300 Y 036 B000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 PAGE 15 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 122 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 1.000 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N PAGE 16 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 N 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 3787 071 B000300 5861 071 C000300 36130 071 D000300 10 072 A000300 6 072 B000300 41 072 C000300 213 072 D000300 0 072 E000300 0 PAGE 17 072 F000300 191 072 G000300 0 072 H000300 0 072 I000300 30 072 J000300 2 072 K000300 3 072 L000300 6 072 M000300 1 072 N000300 21 072 O000300 0 072 P000300 0 072 Q000300 2 072 R000300 0 072 S000300 2 072 T000300 122 072 U000300 15 072 V000300 0 072 W000300 53 072 X000300 448 072 Y000300 10 072 Z000300 -184 072AA000300 2174 072BB000300 0 072CC010300 384 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 4378 073 A010300 0.0000 073 A020300 0.0000 073 B000300 2.0037 073 C000300 0.0000 074 A000300 9 074 B000300 2036 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 37572 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 157 074 K000300 0 074 L000300 337 074 M000300 37 074 N000300 40148 074 O000300 0 074 P000300 6 074 Q000300 0 074 R010300 0 074 R020300 0 PAGE 18 074 R030300 0 074 R040300 141 074 S000300 0 074 T000300 40001 074 U010300 566 074 U020300 1557 074 V010300 16.43 074 V020300 15.90 074 W000300 0.0000 074 X000300 4519 074 Y000300 0 075 A000300 0 075 B000300 37928 076 000300 0.00 SIGNATURE MIKE ROLAND TITLE CFO EX-27.11 2 FDS-LARGECAP LEADERS FUND CLASS A
6 944689 PILGRIM ADVISORY FUNDS, INC. 011 PILGRIM LARGECAP LEADERS FUND CLASS A 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 30,527,488 37,571,545 494,468 36,806 2,044,811 40,147,360 0 0 146,525 146,525 0 31,941,240 566,257 490,358 0 183,723 1,199,531 0 7,044,057 9,305,383 212,476 41,449 0 437,625 (183,700) 2,174,345 384,417 2,375,040 0 0 4,377,554 0 81,977 64,483 58,405 1,620,710 0 3,403,000 0 0 190,841 342 448,072 8,624,000 17.35 .04 1.12 0 2.00 0 16.43 1.75

EX-27.12 3 FDS-LARGECAP LEADERS FUND CLASS B
6 944689 PILGRIM ADVISORY FUNDS, INC. 012 PILGRIM LARGECAP LEADERS FUND CLASS B 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 30,527,488 37,571,545 494,468 36,806 2,044,811 40,147,360 0 0 146,525 146,525 0 31,941,240 1,566,902 490,358 0 183,723 1,199,531 0 7,044,057 24,747,898 212,476 41,449 0 437,625 (183,700) 2,174,345 384,417 2,375,040 0 0 4,377,554 0 289,561 326,077 160,941 1,620,710 0 3,403,000 0 0 190,841 342 448,072 23,774,000 16.90 (.07) 1.07 0 2.00 0 15.90 2.50

EX-27.13 4 FDS-LARGECAP LEADERS FUND CLASS C
6 944689 PILGRIM ADVISORY FUNDS, INC. 013 PILGRIM LARGECAP LEADERS FUND CLASS C 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 30,527,488 37,571,545 494,468 36,806 2,044,811 40,147,360 0 0 146,525 146,525 0 31,941,240 22,207 2 0 183,723 1,199,531 0 7,044,057 358,328 212,476 41,449 0 437,625 (183,700) 2,174,345 384,417 2,375,040 0 0 4,377,554 0 24,933 2,725 667 1,620,710 0 3,403,100 0 0 190,841 342 448,072 114,000 16.92 (.03) 1.02 0 2.00 0 15.91 2.50

EX-27.14 5 FDS-LARGECAP LEADERS FUND CLASS M
6 944689 PILGRIM ADVISORY FUNDS, INC. 014 PILGRIM LARGECAP LEADERS FUND CLASS M 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 30,527,488 37,571,545 494,468 36,806 2,044,811 40,147,360 0 0 146,525 146,525 0 31,941,240 347,648 331,376 0 183,723 1,119,531 0 7,044,057 5,594,496 212,476 41,449 0 437,625 (183,700) 2,174,345 384,417 2,375,040 0 0 4,377,554 0 24,487 46,603 38,028 1,620,710 0 3,403,000 0 0 190,841 342 448,072 5,416 17.08 (.07) 1.08 0 2.00 0 16.09 2.25

EX-27.21 6 FDS-MIDCAP VALUE FUND CLASS A
6 944689 PILGRIM ADVISORY FUNDS, INC. 021 PILGRIM MIDCAP VALUE FUND CLASS A 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 36,035,654 37,905,373 363,965 37,052 551,399 38,857,789 0 0 308,681 308,681 0 36,838,672 809,398 1,189,967 0 253,178 93,895 0 1,869,719 11,220,928 221,647 53,471 0 528,296 (253,178) 892,425 (7,867,614) (7,228,367) 0 0 275,279 0 43,276 428,890 5,045 (21,846,632) 0 523,000 0 0 236,363 502 580,140 14,200,000 15.65 (.09) (1.61) 0 .09 03.86 13.86 1.75

EX-27.22 7 FDS-MIDCAP VALUE FUND CLASS B
6 944689 PILGRIM ADVISORY FUNDS, INC. 022 PILGRIM MIDCAP VALUE FUND CLASS B 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 36,035,654 37,905,373 363,965 37,052 551,399 38,857,789 0 0 308,681 308,681 0 36,838,672 1,534,790 2,052,618 0 253,178 93,895 0 1,869,719 20,593,302 221,647 53,471 0 528,296 (253,178) 392,425 (7,867,614) (7,228,367) 0 0 275,279 0 109,243 637,196 10,125 (21,846,032) 0 523,000 0 0 236,363 502 580,140 24,754,000 15.21 (.18) (1.52) 0 .09 0 13.42 2.50

EX-27.23 8 FDS-MIDCAP VALUE FUND CLASS C
6 944689 PILGRIM ADVISORY FUNDS, INC 023 PILGRIM MIDCAP VALUE FUND CLASS C 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 36,035,654 37,905,373 363,965 37,052 551,399 38,857,789 0 0 308,681 308,681 0 36,838,672 13,338 3,101 0 253,178 39,895 0 1,869,719 178,918 221,647 53,471 0 528,296 (253,178) 892,425 (7,867,614) (7,228,367) 0 0 275,279 0 10,792 605 50 (21,846,632) 0 523,000 0 0 236,363 502 580,140 89,000 15.20 (.02) (1.68) 0 .09 0 13.41 2.50

EX-27.24 9 FDS-MIDCAP VALUE FUND CLASS M
6 944689 PILGRIM ADVISORY FUNDS, INC. 024 PILGRIM MIDCAP VALUE FUND CLASS M 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 36,035,654 37,905,373 363,965 37,052 551,399 38,857,789 0 0 140,721 308,681 0 36,838,672 484,961 687,000 0 253,178 93,895 0 1,869,719 38,549,108 221,647 53,471 0 528,296 (253,178) 892,425 (7,867,614) (7,228,367) 0 0 275,279 0 51,147 256,102 3,293 (21,846,632) 0 523,000 0 0 236,363 502 580,140 8,152,000 15.30 (.16) (1.53) 0 .09 0 13.52 2.25

EX-27.31 10 FDS-ASIA-PACIFIC EQUITY FUND CLASS A
6 944689 PILGRIM ADVISORY FUNDS, INC. 031 PILGRIM ASIA-PACIFIC EQUITY FUND CLASS A 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 27,433,240 401,243,292 578,033 27,556 1,175,404 42,024,285 0 0 368,136 368,136 0 56,419,427 1,937,674 1,995,972 0 177,616 (27,307,253) 0 12,721,591 17,308,808 213,267 35,724 813 427,420 (177,616) 3,966,593 4,585,543 8,374,520 0 0 0 0 4,394,879 4,453,176 0 9,095,612 0 0 0 31,273,846 209,002 4,674 524,081 14,066,000 7.22 (0.02) 1.73 0 0 0 8.93 2.00

EX-27.32 11 FDS-ASIA-PACIFIC EQUITY FUND CLASS B
6 944689 PILGRIM ADVISORY FUND, INC. 032 PILGRIM ASIA-PACIFIC EQUITY FUND CLASS B 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 27,433,240 40,243,242 578,033 27,556 1,175,404 42,024,285 0 0 368,136 368,136 0 56,419,427 1,895,593 1,845,611 0 177,616 (27,307,253) 0 12,721,591 16,393,325 213,267 35,724 813 427,420 (177,616) 3,966,593 4,585,543 8,374,520 0 0 0 0 1,396,704 1,346,722 0 9,095,612 0 0 0 31,273,846 209,002 4,674 524,081 13,599,000 7.02 (0.05) 1.68 0 0 0 8.65 2.75

EX-27.33 12 FDS-ASIA-PACIFIC EQUITY FUND CLASS M
6 944689 PILGRIM ADVISORY FUNDS, INC. 033 PILGRIM ASIA-PACIFIC EQUITY FUND CLASS M 1 U.S. DOLLAR 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 27,433,240 40,243,242 578,033 27,556 1,175,404 42,024,285 0 0 368,136 368,136 0 56,419,427 911,936 733,316 0 177,616 (27,307,253) 0 12,721,591 7,954,016 213,267 35,724 813 427,420 (177,616) 3,966,593 4,585,543 8,374,520 0 0 0 0 1,360,783 1,182,162 0 9,095,612 0 0 0 31,273,846 209,002 4,674 524,081 5,727,000 7.07 (0.04) 1.69 0 0 0 8.72 2.50

EX-99.77.C 13 SHAREHOLDER MEETING VOTING RESULTS SHAREHOLDER MEETINGS - -------------------------------------------------------------------------------- I. A special meeting of the shareholders of the Pilgrim Mutual Funds was held in San Diego, California on October 26, 1999. A brief description of each matter voted upon as well as the results are outlined below:
Shares Shares voted against Shares Broker voted for or withheld abstained non-vote Total ------------- --------------- ----------- ---------- ------------- 1. Election of Trustees to serve until the election and qualifications of their successors: Name - ---- Mary A. Baldwin 173,566,928 3,019,701 -- -- 176,586,629 Al Burton 173,526,092 3,110,537 -- -- 176,536,629 Paul S. Doherty 173,562,130 3,024,499 -- -- 176,586,629 Robert B. Goode, Jr. 173,524,538 3,062,091 -- -- 176,586,629 Alan L. Gosule 173,601,730 2,984,899 -- -- 176,586,629 Mark Lipson 173,603,955 2,982,674 -- -- 176,586,629 Walter H. May 173,589,664 2,966,965 -- -- 176,586,629 Jock Patton 173,607,208 2,979,421 -- -- 176,586,629 David W.C. Putnam 173,596,791 2,989,838 -- -- 176,586,629 John R. Smith 173,440,576 3,146,053 -- -- 176,586,629 Robert W. Stallings 173,605,732 2,980,897 -- -- 176,586,629 John G. Turner 173,594,721 2,991,908 -- -- 176,586,629 David W. Wallace 173,459,812 3,125,817 -- -- 176,586,629 2. Approval of the selection of independent public accountants, KPMG LLP, for the fiscal year ended June 30, 2000 Fund - ---- Pilgrim Bank & Thrift Fund, Inc. 22,631,201 506,895 -- -- 23,138,096 Pilgrim Advisory Funds, Inc. 7,158,402 124,438 -- -- 7,282,840 Pilgrim Investment Funds, Inc. 72,087,236 2,071,003 -- -- 74,158,239 Pilgrim Mutual Funds 68,230,426 1,675,090 -- -- 69,905,516 3.a. Approval of the management agreement between Pilgrim Mutual Funds and Nicholas Applegate Fund - ---- Pilgrim Convertible Fund 7,745,962 390,963 -- -- 8,137,925 Pilgrim Emerging Countries Fund 7,742,317 153,510 -- -- 7,895,827 Pilgrim Int'l Core Growth Fund 1,572,037 41,967 -- -- 1,614,004 Pilgrim Int'l SmallCap Growth Fund 3,481,258 94,125 -- -- 3,575,383 Pilgrim LargeCap Growth Fund 4,102,660 150,348 -- -- 4,253,008 Pilgrim MidCap Growth Fund 10,912,221 629,116 -- -- 11,541,337 Pilgrim SmallCap Growth Fund 13,534,326 717,130 -- -- 14,251,456 Pilgrim Worldwide Growth Fund 8,123,819 618,136 -- -- 8,741,955 3.b. Approval of the management agreement between Pilgrim Mutual Funds and HSBC Fund - ---- Pilgrim Asia-Pacific Equity Fund 2,788,432 130,823 -- -- 2,919,255 4. Approval of sub-advisory between Pilgrim Investments, Inc. and the Funds Fund - ---- Pilgrim Bank & Thrift Fund, Inc. 22,043,033 1,095,063 -- -- 23,138,095 Pilgrim LargeCap Leaders Fund 1,667,693 38,937 -- -- 1,706,630 Pilgrim MidCap Value Fund 2,586,750 70,205 -- -- 2,656,955 Pilgrim Asia-Pacific Equity Fund 2,877,917 41,338 -- -- 2,919,255 Pilgrim MagnaCap Fund 16,433,186 953,331 -- -- 17,386,517 Pilgrim High Yield Fund 54,078,191 2,693,531 -- -- 56,771,722 Pilgrim Balanced Fund 1,573,739 58,095 -- -- 1,631,834 Pilgrim Convertible Fund 7,702,985 434,940 -- -- 8,137,925 Pilgrim Emerging Countries Fund 7,735,262 160,565 -- -- 7,895,827 Pilgrim High Yield II Fund 5,259,680 201,342 -- -- 5,461,022 Pilgrim Strategic Income Fund 998,479 41,275 -- -- 1,039,754 Pilgrim Int'l Core Growth Fund 1,576,276 37,728 -- -- 1,614,004 Pilgrim Int'l SmallCap Growth Fund 3,483,148 92,235 -- -- 3,575,383 Pilgrim LargeCap Growth Fund 4,116,432 136,576 -- -- 4,253,008 Pilgrim MidCap Growth Fund 10,794,994 746,343 -- -- 11,541,337 Pilgrim SmallCap Growth Fund 13,511,955 739,501 -- -- 14,251,456 Pilgrim Worldwide Growth Fund 8,086,550 655,405 -- -- 8,741,955 Pilgrim Money Market Fund 1,762,011 0 -- -- 1,762,011
TAX INFORMATION (unaudited) - -------------------------------------------------------------------------------- Corporate shareholders are generally entitled to take the dividend received deduction on the portion of the Funds' dividend distribution that qualifies under tax law. The percentage of calendar year 1999 net investment income dividends that qualify for the corporate dividends received deduction are as follows: MagnaCap Fund 99.89% Bank and Thrift Fund 100% Strategic Income Fund 7.39% Shareholders are strongly advised to consult their own tax advisers with respect to the tax consequences of their investments in the Funds. In January 2000, shareholders, excluding corporate shareholders, should have received an IRS Form 1099 DIV regarding their federal tax status of the dividends and distributions received from them in calendar 1999. EX-99.77.H 14 CHANGES IN CONTROL OF REGISTRANT Disclosure regarding change in control of Registrant incorporated by reference to Post-Effective Amendment No. 12 to the Registration Statement on Form N-1A as filed on November 5, 1999 EX-99.77.I 15 TERMS OF NEW OR AMENDED SECURITIES On November 16, 1999, the Board of Directors amended the Articles of Incorporation for Pilgrim Advisory Funds, Inc. to add Class Q Shares of Pilgrim Mid Cap Value Fund and Pilgrim Large Cap Leaders Fund. Form of Articles Supplementary to the Articles of Incorporation designating Class Q are incorporated by reference to Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A as filed on January 4, 2000. EX-99.77.Q.1 16 EXHIBITS (a) Form of Articles Supplementary designating Class Q incorporated by reference to Post-Effective Amendment No. 13 to the Registrant's Registration Statement on Form N-1A as filed on January 4, 2000. (e) Form of Investment Management Agreement between the Fund and Pilgrim Investments, Inc. and Form of Portfolio Management Agreement with HSBC Asset Management (Americas) Inc. and HSBC Asset Management (Hong Kong) Limited relating to Asia-Pacific Equity Fund are incorporated by reference to Post-Effective Amendment No. 10 to the Registration Statement on Form N-1A as filed on September 2, 1999. ~~-----END PRIVACY-ENHANCED MESSAGE-----~~