POS AM 1 y02807posam.htm POS AM posam
As filed with the Securities and Exchange Commission on December 30, 2009
Registration No. 333-156616
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 2
to
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
VION PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
         
Delaware
(State or other jurisdiction of
incorporation or organization)
  2836
(Primary Standard Industrial
Classification Code Number)
  13-3671221
(IRS Employer
Identification Number)
4 Science Park
New Haven, Connecticut 06511
(203) 498-4210

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Alan Kessman, Chief Executive Officer
Vion Pharmaceuticals, Inc.
4 Science Park
New Haven, Connecticut 06511
(203) 498-4210

(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Paul Jacobs, Esq.
Merrill M. Kraines, Esq.
Fulbright & Jaworski L.L.P.
666 Fifth Avenue
New York, New York 10103
(212) 318-3000
     Approximate date of commencement of proposed sale to public: This post-effective amendment deregisters those securities that remain unissued hereunder as of the effective date hereof.
     If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. o
     If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: o
     If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: o
     If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: o
     Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
             
Large accelerated filer o   Accelerated filer o   Non-accelerated filer o   Smaller reporting company þ
        (Do not check if a smaller reporting company)    
 
 


 

DEREGISTRATION OF SECURITIES
     This Post-Effective Amendment No. 2 relates to the Registration Statement on Form S-1 (File 333-156616)), as amended (the “Registration Statement”), initially filed with the Securities and Exchange Commission by Vion Pharmaceuticals, Inc. (the “Company”) on January 7, 2009. Pursuant to the Registration Statement, the Company registered its potential issuance of up to 15, 900,000 shares (the “Shares”) of its common stock in payment of interest to the holders of the Company’s 7.75% convertible senior notes due 2012.
     As previously disclosed, on December 17, 2009, the Company filed a voluntary petition for relief under Chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (Case No. 09-14429). Since filing its petition, the Company has operated as a debtor-in-possession under the jurisdiction of the Bankruptcy Court.
     This Post-Effective Amendment is being filed solely to deregister all of the Shares previously registered under the Registration Statement that remain unissued as of the date hereof.


 

SIGNATURES
     Pursuant to the requirements of the Securities Act, Vion Pharmaceuticals, Inc. has duly caused this Amendment No. 2 to Form S-1 Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of New Haven, State of Connecticut, on December 30, 2009.
         
  VION PHARMACEUTICALS, INC.

 
 
  By:   /s/ Howard B. Johnson    
    Howard B. Johnson   
    President and Chief Financial Officer   
 
     Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.
         
Signature   Title   Date
*
 
William R. Miller
  Chairman of the Board of Directors    December 30, 2009
 
       
/s/ Alan Kessman
 
Alan Kessman
  Chief Executive Officer 
(Principal Executive Officer)
  December 30, 2009
 
       
/s/ Howard B. Johnson
 
Howard B. Johnson
  President and Chief Financial Officer 
(Principal Financial Officer)
  December 30, 2009
 
       
/s/ Karen Schmedlin
 
Karen Schmedlin
  VP Finance and Chief Accounting Officer 
(Principal Accounting Officer)
  December 30, 2009
 
       
*
 
George Bickerstaff
  Director    December 30, 2009
 
       
 
  Director    
 
Alan C. Sartorelli, Ph.D.
       
 
       
*
  Director   December 30, 2009
 
Ian Williams, D. Phil.
       
 
       
*
 
Gary K. Willis
  Director    December 30, 2009
 
       
*
 
Kevin Rakin
  Director    December 30, 2009
 
         
*By:   /s/ Howard B. Johnson      
  Howard B. Johnson     
  Attorney-in-fact     

 


 

         
EXHIBIT INDEX
     
Exhibit No.   Description
24
  Power of Attorney of certain directors and officers of the registrant (included on signature page to the Registration Statement on Form S-1 (File No. 333-156616) filed with the Commission on January 7. 2009)