-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QkmvmzosTRagRgWArqFtP1Mz6shF/0RQ/QfkzIfeGbLIazmOnl/ovn2jIY8HaK/5 PlLLDEPIkd4oC04mAxbA6A== 0000919567-01-500022.txt : 20010608 0000919567-01-500022.hdr.sgml : 20010608 ACCESSION NUMBER: 0000919567-01-500022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010531 FILED AS OF DATE: 20010607 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POORE BROTHERS INC CENTRAL INDEX KEY: 0000944508 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 860786101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14556 FILM NUMBER: 1655900 BUSINESS ADDRESS: STREET 1: 3500 S LA COMETA DR CITY: GOODYEAR STATE: AZ ZIP: 85338 BUSINESS PHONE: 6029326200 MAIL ADDRESS: STREET 1: 2664 SOUTH LITCHFIELD RD CITY: GOODYEAR STATE: AZ ZIP: 85338 COMPANY DATA: COMPANY CONFORMED NAME: PEARSON ROBERT C CENTRAL INDEX KEY: 0001129793 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 8080 N CENTRAL EXPWY STREET 2: #210 LB-59 CITY: DALLAS STATE: TX ZIP: 75206 MAIL ADDRESS: STREET 1: 8080 N CENTRAL EXPWY STREET 2: #210 LB-59 CITY: DALLAS STATE: TX ZIP: 75206 4 1 rpsnakform4-053101.txt BOB PEARSON DIRECTOR - SNAK
- ---------------- ---------------------------- FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL - ---------------- Washington, D.C. 20549 ---------------------------- OMB Number: 3235-0287 / / Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Expires: September 30, 1998 longer subject to Estimated Average burden Section 16, Form 4 or hours per response.......0.5 Form 5 obligations ---------------------------- may continue. See Instruction 1 (b) (Print or Type Responses) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30 (f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Resorting 2. Issuer Name and Ticker Trading Symbol 3. Relationship of Reporting Person(s) Person* to Issuer (Check all applicable) Pearson, Robert C. Poore Brothers, Inc. (SNAK) _X_ Director _X_ 10% Owner ___ Officer ___ Other (Specify (give below) title below - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS or Social 4. Statement for Security Number Month/Year of Reporting Person (Voluntary) - ------------------------------------------------------------------------------------------------------------------------------------ 8080 N. Central Expressway Suite 210 LB-59 - ------------------------------------------------------------------------------------------------------------------------------------ May 2001 - ------------------------------------------------------------------------------------------------------------------------------------ (Street) 5. If Amendment 7. Individual or Joint/Group Date of Original Filing (check applicable line) (Month/Year) Dallas TX 75206-1857 _X_ Form filed by One Reporting Person ____ Form filed by More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I -- Non - Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Type of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount of 6. Owner- 7. Nature of (Instr. 3) action action (A) or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/ (Instr. 8) Owned at Direct Owner- Date/ End of Month (D) or Ship Year) (Instr. 3 Indirect (I) (Instr. 4) and 4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ (A) Code V Amount or Price (D) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1,931,357 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 990,125 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/01/01 J(3) 30,000 A $3.0445 30,000 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/02/01 J(3) 17,500 A $3.0300 17,500 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/03/01 J(3) 40,000 A $3.0300 40,000 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/07/01 J(3) 10,000 A $3.1800 10,000 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/07/01 J(3) 2,500 A $3.1400 2,500 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/23/01 J(3) 5,000 A $3.0200 1,000 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/24/01 J(3) 30,000 A $3.0200 30,000 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ REMARKS: (1) Represents shares owned by Renaissance Capital Growth & Income Fund III, Inc. ("Renaissance III"). Renaissance III is the beneficial owner of more than 10% of the Company's common stock on a fully converted basis. (2) Represents shares owned by Renaissance US Growth and Income Trust PLC ("RUSGIT"). (3) Represents shares owned by BFS US Special Opportunities Trust PLC ("BFS"). (J)(3) Shares of common stock purchased on the open market by BFS on various dates throughout the month of May 2001. The reporting person is an executive officer of Renaissance Capital Group, Inc., which is Investment Advisor to Renaissance III and Investment Manager for RUSGIT and BFS and may be deemed the beneficial owner of such shares. The reporting person disclaims such beneficial ownership. - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line each class of securities beneficially owned directly or indirectly. (Over) - ------------------------------------------------------------------------------------------------------------------------------------ * If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1474 (7-96) - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ FORM 4 (continued) Table II --- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g..puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Deriva- 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and 8. Price of tive Security sion or action action Derivative cisable Amount of Deriv- (Instr. 3) Exercise Date Code Securities and Underlying ative Price of (Instr. Acquired Expiration Securities Secur- Deri- Month/ 8) (A) or Date (Instr. 3 ity vative Date/ Disposed (Month/Day/ and 4) (Instr. Security Year) of (D) Year) 5) (Instr. 3, 4 and 5) - ------------------------------------------------------------------------------------------------------------------------------------ Date Expira- Amount Exer- tion Title or Number cisable Date of Shares - ------------------------------------------------------------------------------------------------------------------------------------ Code V (A) (D) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants 02/02/98 07/01/02 Common $1.00 - ------------------------------------------------------------------------------------------------------------------------------------ Warrants 11/15/98 07/01/02 Common $1.50 - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option 06/12/98 06/12/02 Common $3.0625 - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option 05/14/99 05/14/03 Common $1.3125 - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option 12/13/00 12/13/04 Common $1.50 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of derivative Form of Indirect Securities Derivative Beneficial Beneficilly Security: Ownership Owned Direct (D) (Instr.4) at End of or Indirect Month (I) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ 25,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ 60,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ 15,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ 10,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ 8,659 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Represents shares owned by Renaissance Capital Growth & Income Fund III, Inc. ("Renaissance III"). Renaissance III is the beneficial owner of more than 10% of the Company's common stock on a fully converted basis. (2) Represents shares owned by Renaissance US Growth and Income Trust PLC ("RUSGIT"). (3) Represents shares owned by BFS US Special Opportunities Trust PLC ("BFS"). The reporting person is an executive officer of Renaissance Capital Group, Inc., which is Investment Advisor to Renaissance III and Investment Manager for RUSGIT and BFS and may be deemed the beneficial owner of such shares. The reporting person disclaims such beneficial ownership. - ------------------------------------------------------------------------------------------------------------------------------------ Robert C. Pearson - ------------------------------------------------------------------------------------------------------------------------------------ May 10, 2001 - ------------------------------------------------------------------------------------------------------------------------------------ ** Intentional misstatements or omissions of facts **Signature of Reporting Person Date constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Page 2 - ------------------------------------------------------------------------------------------------------------------------------------ Potential persons who are to respond to the collection of information contained SEC 1474 (7-96) in this form are not required to respond unless the form displays a currently valid OMB Number. 1997(C) ProFormWare 561-447-6684 - ------------------------------------------------------------------------------------------------------------------------------------
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