-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RKofbmAtmvnPOXRTpe8Sp26lK81gCVl8SgypKju/akeR/BaAQoe+ofVGfDsjExAx 7VL/xf2oPC8PSX1TIatXjA== 0000919574-99-001331.txt : 19991117 0000919574-99-001331.hdr.sgml : 19991117 ACCESSION NUMBER: 0000919574-99-001331 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARDINAL CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000944481 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061422705 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04549 FILM NUMBER: 99755094 BUSINESS ADDRESS: STREET 1: ONE FAWCETT PL CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038638990 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cardinal Capital Management, LLC Address: One Fawcett Place Greenwich, CT 06830 Form 13F File Number: 28-4549 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Amy K. Minella Title: Managing Director Phone: (203) 863-8981 Signature, Place, and Date of Signing: /s/ Amy K. Minella Greenwich, CT November 15, 1999 __________________ _______________ _______________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 72 Form 13F Information Table Value Total: $284,295 [thousands] List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.] 3 Form 13F INFORMATION TABLE Cardinal Capital Management, L.L.C.
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 - ---------------------- ------------ -------- -------- ------------------- ---------- -------------------------- SHARES OR VOTING AUTHORITY TITLE CUSIP VALUE PRINCIPAL INVESTMENT NAME OF ISSUER OF CLASS NUMBER (x$1000) AMOUNT DISCRETION SOLE SHARED NONE --------------- --------- ------- -------- ------- ---------- ---- ----- ----- 3DFX Interactive Inc. Common Stock 88553X103 $99 12,000 Sole 7,000 5,000 Adrian Steel Common Stock 007338106 $4,777 11,651 Sole 7,792 3,859 American Pad & Paper Common Stock 028816106 $17 30,000 Sole 30,000 Anacomp Common Stock 032371106 $6,630 402,569 Sole 191,900 210,669 Arizona Land Income Common Stock 040515108 $2,324 489,255 Sole 384,405 104,850 Astrosystems, Inc. Common Stock 046465100 $1,202 437,143 Sole 70,300 366,843 Avalon Holdings Common Stock 05343P109 $2,385 424,000 Sole 226,500 197,500 Barr Laboratories Common Stock 068306109 $476 15,000 Sole 15,000 Benjamin Moore & Co. Common Stock 615649100 $11,060 318,276 Sole 164,134 154,142 Burns Int'l Common Stock 122374101 $5,602 347,400 Sole 177,500 169,900 Canandaigua Brands Common Stock 137219200 $1,135 19,000 Sole 6,500 12,500 Cencor Inc. Common Stock 151310406 $34 11,392 Sole 4,213 7,179 Clean Harbors Common Stock 184496107 $107 74,763 Sole 74,763 Columbian Rope Co. Common Stock 198684102 $1,128 8,679 Sole 1,289 7,390 Corporate Express Inc. Common Stock 219888104 $2,892 307,500 Sole 155,000 152,500 Crowley Maritime Common Stock 228090106 $4,964 3,546 Sole 1,779 1,767 Crown City Plating Co Common Stock 228237103 $426 35,500 Sole 35,500 Earthgrains Common Stock 270319106 $270 12,190 Sole 12,190 El Paso Electric Common Stock 283677854 $13,536 1,504,000 Sole 705,800 798,200 Emcor Group Common Stock 29084Q100 $7,685 399,200 Sole 174,300 224,900 Farmer Bros. Common Stock 307675108 $2,907 17,515 Sole 7,053 10,462 First City Liq Trust Cert Common Stock 33762E108 $12,856 587,720 Sole 277,115 310,605 Furniture Brands Intl Common Stock 360921100 $947 48,100 Sole 24,100 24,000 GP Strategies Common Stock 36225V104 $15,175 1,348,900 Sole 739,500 609,400 Gantos Common Stock 36473U204 $88 64,251 Sole 64,251 Golden State-Litig WT Common Stock 381197136 $622 523,400 Sole 269,900 253,500 Group Maintenance Common Stock 39943E107 $4,412 353,000 Sole 168,500 184,500 Harvard Industries Common Stock 417434503 $209 22,465 Sole 22,465 Hellenic Telecomm Common Stock 423325307 $275 24,600 Sole 3,000 21,600 Herbalife Decs Trust 3 Common Stock 243665205 $11,634 762,865 Sole 324,900 437,965 Herbalife Intl. Class B Common Stock 426908307 $678 47,166 Sole 10,300 36,866 Hollinger Int'l Common Stock 435569108 $11,630 979,400 Sole 448,300 531,100 ITI Technologies Common Stock 450564109 $4,520 150,350 Sole 71,050 79,300 4 Ikon Office Supplies Common Stock 451713101 $1,180 110,400 Sole 40,900 69,500 Int'l Home Foods Common Stock 459655106 $9,487 542,100 Sole 237,500 304,600 J. Jill Common Stock 466189107 $49 10,500 Sole 10,500 KTI Inc. Common Stock 482689205 $5,487 702,350 Sole 391,750 310,600 Lab Corp of America Common Stock 50540R102 $4,327 1,573,500 Sole 932,800 640,700 M&F Worldwide Corp. Common Stock 552541104 $6,094 761,800 Sole 403,800 358,000 Meritor Savings Bank Common Stock 590007100 $3,580 2,546,000 Sole 902,100 1,643,900 Modtech Common Stock 607914108 $2,317 314,119 Sole 89,950 224,169 Musicland Common Stock 62758B109 $4,698 529,400 Sole 281,600 247,800 Nautica Common Stock 639089101 $6,606 409,650 Sole 211,150 198,500 Network Associates Inc. Common Stock 640938106 $201 10,500 Sole 10,500 Network Peripherals Common Stock 64121R100 $403 22,100 Sole 19,600 2,500 Oneida Ltd. Common Stock 682505102 $6,079 255,300 Sole 109,000 146,300 Prison Realty Trust Inc. Common Stock 74264N105 $7,397 680,145 Sole 272,897 407,248 Pulaski Furniture Common Stock 745553107 $2,009 132,800 Sole 50,500 82,300 Quest Diagnostic Common Stock 74834L100 $2,688 103,400 Sole 23,300 80,100 RWC Inc. Common Stock 749904108 $2,130 50,722 Sole 24,650 26,072 Republic Services Inc. Common Stock 760759100 $3,534 325,000 Sole 138,500 186,500 Rymer Foods Inc. Common Stock 783771306 $108 115,000 Sole 115,000 SLM International Common Stock 784414203 $1,083 67,699 Sole 67,699 Scholastic Corporation Common Stock 807066105 $7,470 149,400 Sole 79,000 70,400 Scientific Games Common Stock 808747109 $8,814 446,300 Sole 201,200 245,100 Smith Investment Co. Common Stock 832118103 $322 6,410 Sole 6,410 Sterling Commerce Common Stock 859205106 $2,653 142,900 Sole 25,200 117,700 Sterling Software Common Stock 859547101 $14,614 730,700 Sole 377,200 353,500 Suiza Foods Common Stock 865077101 $12,532 334,200 Sole 163,200 171,000 Synthetic Industries Inc. Common Stock 871914107 $10,304 376,407 Sole 186,700 189,707 Trans World Ent. Common Stock 89336Q100 $2,392 188,555 Sole 97,455 91,100 Trinity Industries Inc Common Stock 896522109 $3,316 107,400 Sole 48,300 59,100 US Leather Inc Common Stock 912134103 $46 45,506 Sole 45,506 Unilab Common Stock 904763109 $3,155 554,800 Sole 211,600 343,200 Velcro Industries Common Stock 922571104 $12,229 897,576 Sole 448,726 448,850 York Group Inc. Common Stock 986632107 $2,262 603,300 Sole 275,100 328,200 Ziff Davis Inc. Common Stock 989511100 $403 25,000 Sole 22,500 2,500 Clean Harbors 8% Pfd $583 26,500 Sole 26,500 Concentric 20589r305 $256 275 Sole 275 Eagle Picher $10,000 (11.5%) 269799409 $38 8 Sole 8 Laboratory Corp. 8.5% Prd A $448 8,000 Sole 8,000 Prison Reit 8.5% Pfd A 12486R207 $299 20,250 Sole 20,250 $284,295
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