0001140361-13-013032.txt : 20130318 0001140361-13-013032.hdr.sgml : 20130318 20130318174604 ACCESSION NUMBER: 0001140361-13-013032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130314 FILED AS OF DATE: 20130318 DATE AS OF CHANGE: 20130318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GSE SYSTEMS INC CENTRAL INDEX KEY: 0000944480 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 521868008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1332 LONDONTOWN BLVD CITY: SYKESVILLE STATE: MD ZIP: 21784 BUSINESS PHONE: 4109707874 MAIL ADDRESS: STREET 1: 1332 LONDONTOWN BLVD CITY: SYKESVILLE STATE: MD ZIP: 21784 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feldman Jerome I CENTRAL INDEX KEY: 0001018200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14785 FILM NUMBER: 13699191 MAIL ADDRESS: STREET 1: 120 WHITE PLAINS ROAD STREET 2: SUITE 425 CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER NAME: FORMER CONFORMED NAME: FELDMAN JEROME I DATE OF NAME CHANGE: 19960706 4 1 doc1.xml FORM 4 X0306 4 2013-03-14 0 0000944480 GSE SYSTEMS INC GVP 0001018200 Feldman Jerome I GSE SYSTEMS, INC. 1332 LONDONTOWN BLVD. SYKESVILLE MD 21784 1 1 0 0 Chariman Common Stock 2013-03-14 4 M 0 85000 2.00 A 313858 D Common Stock 2013-03-14 4 F 0 70655 2.00 D 243203 D Common Stock 2013-03-14 4 S 0 1200 2.03 D 242003 D Common Stock 2013-03-14 4 S 0 500 2.0220 D 241503 D Common Stock 2013-03-14 4 S 0 300 2.0210 D 241203 D Common Stock 2013-03-14 4 S 0 3845 2.02 D 237358 D Common Stock 2013-03-14 4 S 0 400 2.01 D 236958 D Common Stock 2013-03-14 4 S 0 1200 2.0001 D 235758 D Common Stock 2013-03-14 4 S 0 1900 2.00 D 233858 D Common Stock 2013-03-14 4 S 0 1000 1.99 D 232858 D Common Stock 2013-03-15 4 S 0 900 1.98 D 231958 D Common Stock 2013-03-15 4 S 0 2840 1.99 D 229118 D Common Stock 2013-03-15 4 S 0 260 2.00 D 228858 D Common Stock 1341 I GP 402(K) Retirement Plan Common Stock 354 I Held by members of Mr. Feldman's Family Employee Stock Option 1.61 2013-03-14 4 M 0 85000 0 D 2013-03-14 Common Stock 85000 0 D Employee Stock Option 1.85 2018-11-11 Common Stock 150000 150000 D Employee Stock Option 3.40 2017-10-28 Common Stock 40000 40000 D Employee Stock Option 5.95 2018-10-23 Common Stock 100000 100000 D Employee Stock Option 3.40 2017-10-28 Common Stock 10000 10000 I Held by member of Mr. Feldman's Family Employee Stock Option 5.95 2018-10-23 Common Stock 25000 25000 I Held by member of Mr. Feldman's Family Exercisable as follows: 34,000 3/14/2007; 25,500 3/14/2008; 25,500 3/14/2009 Exercisable as follows: 30,000 11/11/2012; 30,000 11/11/2013; 30,000 11/11/2014; 30,000 11/11/2015, 30,000 11/11/2016 Exercisable as follows: 16,000 10/28/2011; 12,000 10/28/2012; 12,000 10/28/2013 Exercisable as follows: 14,285 10/23/2009; 14,286 10/23/2010; 14,286 10/23/2011; 14,285 10/23/2012; 14,286 10/23/2013; 14,286 10/23/2014; 14,286 10/23/2015 Exercisable as follows: 4,000 10/28/2011; 3,000 10/28/2012; 3,000 10/28/2013 Exercisable as follows: 3,571 10/23/2009; 3,571 10/23/2010; 3,572 10/23/2011; 3,571 10/23/2012; 3,572 10/23/2013; 3,571 10/23/2014; 3,572 10/23/2015 /s/ Jerome I Feldman 2013-03-18