0001062993-16-011070.txt : 20160812
0001062993-16-011070.hdr.sgml : 20160812
20160812163849
ACCESSION NUMBER: 0001062993-16-011070
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160812
DATE AS OF CHANGE: 20160812
EFFECTIVENESS DATE: 20160812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 1832 Asset Management L.P.
CENTRAL INDEX KEY: 0000944388
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11685
FILM NUMBER: 161828754
BUSINESS ADDRESS:
STREET 1: 1 ADELAIDE STREET EAST
STREET 2: 29TH FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5V 2C9
BUSINESS PHONE: 4168636990
MAIL ADDRESS:
STREET 1: 1 ADELAIDE STREET EAST
STREET 2: 29TH FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5V 2C9
FORMER COMPANY:
FORMER CONFORMED NAME: GCIC Ltd.
DATE OF NAME CHANGE: 20120214
FORMER COMPANY:
FORMER CONFORMED NAME: Goodman & Company, Investment Counsel Ltd.
DATE OF NAME CHANGE: 20050825
FORMER COMPANY:
FORMER CONFORMED NAME: GOODMAN & COMPANY, INVESTMENT COUNSEL LTD.
DATE OF NAME CHANGE: 20040527
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0000944388
XXXXXXXX
06-30-2016
06-30-2016
true
1
RESTATEMENT
1832 Asset Management L.P.
1 ADELAIDE STREET EAST
TORONTO
A6
M5V 2C9
13F HOLDINGS REPORT
028-11685
Y
1832 Asset Management L.P. was formed through a combination of GCIC Ltd. and Scotia Asset Management L.P.
Bruno Carchidi
VP Compliance
416-365-5114
/s/ Bruno Carchidi
Toronto
A6
08-12-2016
2
740
25712015
false
1
028-14406
Scotia Institutional Investments US, LP
2
028-12592
The Bank of New York Mellon Corporation
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
98130
557844
SH
DFND
1
557844
0
0
ABB LTD
SPONSORED ADR
000375204
47
2351
SH
DFND
1
2351
0
0
ABBOTT LABS
COM
002824100
165
4192
SH
DFND
1
4192
0
0
ABBVIE INC
COM
00287Y109
1064
17136
SH
DFND
1
17136
0
0
ABERDEEN GLOBAL INCOME FD IN
COM
003013109
65
7466
SH
DFND
1
7466
0
0
ABIOMED INC
COM
003654100
117824
1086000
SH
DFND
1
1086000
0
0
ABIOMED INC
COM
003654100
4033
36900
SH
SOLE
1
36900
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
68706
1758700
SH
DFND
1
1758700
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
3293
83100
SH
SOLE
1
83100
0
0
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
3826
300000
SH
DFND
1
300000
0
0
ADEPTUS HEALTH INC
CL A
006855100
1285
24710
SH
DFND
1
24710
0
0
ADOBE SYS INC
COM
00724F101
49484
524800
SH
DFND
1
524800
0
0
ADOBE SYS INC
COM
00724F101
2538
26500
SH
SOLE
1
26500
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
31132
192224
SH
DFND
1
192224
0
0
AETNA INC NEW
COM
00817Y108
113771
928120
SH
DFND
1
928120
0
0
AETNA INC NEW
COM
00817Y108
418
3400
SH
OTR
2
0
3400
0
AFLAC INC
COM
001055102
37
510
SH
DFND
1
510
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
42
945
SH
DFND
1
945
0
0
AGNICO EAGLE MINES LTD
COM
008474108
85444
1599171
SH
DFND
1
1599171
0
0
AGRIUM INC
COM
008916108
214009
2364800
SH
DFND
1
2364800
0
0
AIR LEASE CORP
CL A
00912X302
2221
82400
SH
DFND
1
82400
0
0
ALAMOS GOLD INC NEW
COM CL A
011532108
1895
250000
SH
DFND
1
250000
0
0
ALCOA INC
COM
013817101
47
5000
SH
DFND
1
5000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
21265
265630
SH
DFND
1
265630
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
12608
180400
SH
DFND
1
180400
0
0
ALLERGAN PLC
SHS
G0177J108
2680
11631
SH
DFND
1
11631
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
1862
150000
SH
DFND
1
150000
0
0
ALPHABET INC
CAP STK CL C
02079K107
155113
222683
SH
DFND
1
222683
0
0
ALPHABET INC
CAP STK CL A
02079K305
151220
214345
SH
DFND
1
214345
0
0
ALPHATEC HOLDINGS INC
COM
02081G102
5
14000
SH
DFND
1
14000
0
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
1691
306039
SH
DFND
1
306039
0
0
ALPINE TOTAL DYNAMIC DIVID F
COM SH BEN INT N
021060207
2973
406868
SH
DFND
1
406868
0
0
ALTRIA GROUP INC
COM
02209S103
1850
26763
SH
DFND
1
26763
0
0
AMAZON COM INC
COM
023135106
170045
238415
SH
DFND
1
238415
0
0
AMAZON COM INC
COM
023135106
3864
5400
SH
SOLE
1
5400
0
0
AMC ENTMT HLDGS INC
CL A COM
00165C104
14973
543067
SH
DFND
1
543067
0
0
AMDOCS LTD
SHS
G02602103
3
50
SH
DFND
1
50
0
0
AMERICAN EXPRESS CO
COM
025816109
6
99
SH
DFND
1
99
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
13
SH
DFND
1
13
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
292
5510
SH
DFND
1
5510
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
30992
271000
SH
DFND
1
271000
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
10778
126700
SH
DFND
1
126700
0
0
AMERIPRISE FINL INC
COM
03076C106
19
207
SH
DFND
1
207
0
0
AMGEN INC
COM
031162100
196
1283
SH
DFND
1
1283
0
0
ANADARKO PETE CORP
COM
032511107
4691
87525
SH
DFND
1
87525
0
0
ANSYS INC
COM
03662Q105
36
398
SH
DFND
1
398
0
0
ANTHEM INC
COM
036752103
48177
366300
SH
DFND
1
366300
0
0
APACHE CORP
COM
037411105
12
210
SH
DFND
1
210
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
1710
112100
SH
DFND
1
112100
0
0
APOLLO SR FLOATING RATE FD I
COM
037636107
1637
102942
SH
DFND
1
102942
0
0
APPLE INC
COM
037833100
61539
624354
SH
DFND
1
624354
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
7
170
SH
DFND
1
170
0
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
17
1300
SH
DFND
1
1300
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
37
802
SH
DFND
1
802
0
0
ASANKO GOLD INC
COM
04341Y105
36147
9500000
SH
DFND
1
9500000
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
7
222
SH
DFND
1
222
0
0
AT&T INC
COM
00206R102
766
19179
SH
DFND
1
19179
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
267065
2889313
SH
DFND
1
2889313
0
0
AUTOZONE INC
COM
053332102
62282
78182
SH
DFND
1
78182
0
0
AVALONBAY CMNTYS INC
COM
053484101
21518
118500
SH
DFND
1
118500
0
0
B & G FOODS INC NEW
COM
05508R106
12
250
SH
DFND
1
250
0
0
B2GOLD CORP
COM
11777Q209
0
22
SH
DFND
1
22
0
0
BALLARD PWR SYS INC NEW
COM
058586108
0
100
SH
DFND
1
100
0
0
BANCO SANTANDER SA
ADR
05964H105
1
370
SH
DFND
1
370
0
0
BANK AMER CORP
COM
060505104
1283
96355
SH
DFND
1
96355
0
0
BANK MONTREAL QUE
COM
063671101
133550
2103657
SH
DFND
1
2103657
0
0
BANK N S HALIFAX
COM
064149107
549882
11219509
SH
DFND
1
11219509
0
0
BARRICK GOLD CORP
COM
067901108
150
7020
SH
DFND
1
7020
0
0
BAXTER INTL INC
COM
071813109
233
5115
SH
DFND
1
5115
0
0
BAYTEX ENERGY CORP
COM
07317Q105
123
21222
SH
DFND
1
21222
0
0
BB&T CORP
COM
054937107
9804
277930
SH
DFND
1
277930
0
0
BCE INC
COM NEW
05534B760
448572
9474968
SH
DFND
1
9474968
0
0
BCE INC
COM NEW
05534B760
416
8800
SH
OTR
2
0
8800
0
BECTON DICKINSON & CO
COM
075887109
207201
1213933
SH
DFND
1
1213933
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
435
2
SH
DFND
1
2
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
29526
202722
SH
DFND
1
202722
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
24
843
SH
DFND
1
843
0
0
BIO RAD LABS INC
CL A
090572207
1080
7500
SH
DFND
1
7500
0
0
BIO TECHNE CORP
COM
09073M104
32
279
SH
DFND
1
279
0
0
BIOGEN INC
COM
09062X103
48440
199000
SH
DFND
1
199000
0
0
BLACKBAUD INC
COM
09227Q100
47
692
SH
DFND
1
692
0
0
BLACKBERRY LTD
COM
09228F103
68
10180
SH
DFND
1
10180
0
0
BLACKROCK ENERGY & RES TR
COM
09250U101
1434
100299
SH
DFND
1
100299
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
11307
1425486
SH
DFND
1
1425486
0
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
2698
203804
SH
DFND
1
203804
0
0
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
3229
270694
SH
DFND
1
270694
0
0
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
3021
522000
SH
DFND
1
522000
0
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
1938
250000
SH
DFND
1
250000
0
0
BLACKROCK SCIENCE & TECH TR
SHS
09258G104
5025
302532
SH
DFND
1
302532
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1724
69800
SH
DFND
1
69800
0
0
BOB EVANS FARMS INC
COM
096761101
35
909
SH
DFND
1
909
0
0
BOEING CO
COM
097023105
27806
213549
SH
DFND
1
213549
0
0
BOFI HLDG INC
COM
05566U108
6308
353849
SH
DFND
1
353849
0
0
BORGWARNER INC
COM
099724106
10800
363508
SH
DFND
1
363508
0
0
BOSTON PROPERTIES INC
COM
101121101
11206
84400
SH
DFND
1
84400
0
0
BP PLC
SPONSORED ADR
055622104
2
52
SH
DFND
1
52
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
73855
997550
SH
DFND
1
997550
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
2
19
SH
DFND
1
19
0
0
BROADCOM LTD
SHS
Y09827109
56137
367000
SH
DFND
1
367000
0
0
BROADCOM LTD
SHS
Y09827109
2890
18600
SH
SOLE
1
18600
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
265701
8030712
SH
DFND
1
8030712
0
0
BROOKFIELD BUSINESS PARTNERS
UNIT LTD LP
G16234109
415
21889
SH
DFND
1
21889
0
0
BROOKFIELD CDA OFFICE PPTYS
TR UNIT
112823109
13
600
SH
DFND
1
600
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
198406
4385599
SH
DFND
1
4385599
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
19384
862039
SH
DFND
1
862039
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
60
2000
SH
DFND
1
2000
0
0
BURLINGTON STORES INC
COM
122017106
10878
162000
SH
DFND
1
162000
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
5184
69356
SH
DFND
1
69356
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
1
56
SH
DFND
1
56
0
0
CAE INC
COM
124765108
1729
142918
SH
DFND
1
142918
0
0
CAESARSTONE LTD
ORD SHS
M20598104
15249
435823
SH
DFND
1
435823
0
0
CALAMOS DYNAMIC CONV & INCOM
COM
12811V105
1532
83603
SH
DFND
1
83603
0
0
CALIFORNIA RES CORP
COM NEW
13057Q206
0
1
SH
DFND
1
1
0
0
CAMECO CORP
COM
13321L108
129
11755
SH
DFND
1
11755
0
0
CANADIAN NAT RES LTD
COM
136385101
287883
9330305
SH
DFND
1
9330305
0
0
CANADIAN NAT RES LTD
COM
136385101
493
15978
SH
OTR
2
0
15978
0
CANADIAN NATL RY CO
COM
136375102
567281
9604808
SH
DFND
1
9604808
0
0
CANADIAN NATL RY CO
COM
136375102
573
9700
SH
OTR
2
0
9700
0
CANADIAN PAC RY LTD
COM
13645T100
454836
3534875
SH
DFND
1
3534875
0
0
CANADIAN PAC RY LTD
COM
13645T100
682
5300
SH
OTR
2
0
5300
0
CANON INC
SPONSORED ADR
138006309
8
265
SH
DFND
1
265
0
0
CAPELLA EDUCATION COMPANY
COM
139594105
7296
137688
SH
DFND
1
137688
0
0
CAPITAL ONE FINL CORP
COM
14040H105
38986
610995
SH
DFND
1
610995
0
0
CARDINAL HEALTH INC
COM
14149Y108
33439
427017
SH
DFND
1
427017
0
0
CARLISLE COS INC
COM
142339100
106
1000
SH
DFND
1
1000
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
4
100
SH
DFND
1
100
0
0
CARTER INC
COM
146229109
1876
17500
SH
DFND
1
17500
0
0
CATERPILLAR INC DEL
COM
149123101
9
120
SH
DFND
1
120
0
0
CATHAY GEN BANCORP
COM
149150104
15191
540728
SH
DFND
1
540728
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
616002
8199898
SH
DFND
1
8199898
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
21962
377333
SH
DFND
1
377333
0
0
CELESTICA INC
SUB VTG SHS
15101Q108
63960
6874257
SH
DFND
1
6874257
0
0
CELGENE CORP
COM
151020104
30927
313884
SH
DFND
1
313884
0
0
CENOVUS ENERGY INC
COM
15135U109
120397
8703479
SH
DFND
1
8703479
0
0
CENTENE CORP DEL
COM
15135B101
115134
1608591
SH
DFND
1
1608591
0
0
CENTURYLINK INC
COM
156700106
4
150
SH
DFND
1
150
0
0
CERNER CORP
COM
156782104
820
13900
SH
DFND
1
13900
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
92068
402852
SH
DFND
1
402852
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
58245
728015
SH
DFND
1
728015
0
0
CHEVRON CORP NEW
COM
166764100
286
2722
SH
DFND
1
2722
0
0
CHINA LODGING GROUP LTD
SPONSORED ADR
16949N109
660
18000
SH
DFND
1
18000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
17
289
SH
DFND
1
289
0
0
CHUBB LIMITED
COM
H1467J104
88553
673031
SH
DFND
1
673031
0
0
CHURCH & DWIGHT INC
COM
171340102
4244
41099
SH
DFND
1
41099
0
0
CIGNA CORPORATION
COM
125509109
33801
265315
SH
DFND
1
265315
0
0
CIMAREX ENERGY CO
COM
171798101
1309
10900
SH
DFND
1
10900
0
0
CINCINNATI FINL CORP
COM
172062101
1327
17600
SH
DFND
1
17600
0
0
CINEMARK HOLDINGS INC
COM
17243V102
38912
1064534
SH
DFND
1
1064534
0
0
CISCO SYS INC
COM
17275R102
35084
1220394
SH
DFND
1
1220394
0
0
CITIGROUP INC
COM NEW
172967424
62333
1463710
SH
DFND
1
1463710
0
0
CIVEO CORP CDA
COM
17878Y108
5
3034
SH
DFND
1
3034
0
0
CLARCOR INC
COM
179895107
27
441
SH
DFND
1
441
0
0
CLAYMORE EXCHANGE TRD FD TR
GUG BUL 2019 HY
18383M373
4
150
SH
DFND
1
150
0
0
CNOOC LTD
SPONSORED ADR
126132109
20
159
SH
DFND
1
159
0
0
COCA COLA CO
COM
191216100
280565
6166040
SH
DFND
1
6166040
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
10
300
SH
DFND
1
300
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
13
158
SH
DFND
1
158
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
7841
136077
SH
DFND
1
136077
0
0
COHEN & STEERS INC
COM
19247A100
17
408
SH
DFND
1
408
0
0
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
24451
1133982
SH
DFND
1
1133982
0
0
COLGATE PALMOLIVE CO
COM
194162103
1781
24270
SH
DFND
1
24270
0
0
COLLIERS INTL GROUP INC
SUB VTG SHS
194693107
6846
200480
SH
DFND
1
200480
0
0
COMCAST CORP NEW
CL A
20030N101
385605
5880786
SH
DFND
1
5880786
0
0
CONCHO RES INC
COM
20605P101
4226
35200
SH
DFND
1
35200
0
0
CONCORDIA INTL CORP
COM
20653P102
4
181
SH
DFND
1
181
0
0
CONOCOPHILLIPS
COM
20825C104
8965
207320
SH
DFND
1
207320
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
40571
243885
SH
DFND
1
243885
0
0
CONTINENTAL RESOURCES INC
COM
212015101
1458
32000
SH
DFND
1
32000
0
0
COPART INC
COM
217204106
51
1042
SH
DFND
1
1042
0
0
COSTCO WHSL CORP NEW
COM
22160K105
289953
1834509
SH
DFND
1
1834509
0
0
COTT CORP QUE
COM
22163N106
13600
967843
SH
DFND
1
967843
0
0
COUSINS PPTYS INC
COM
222795106
3193
305000
SH
DFND
1
305000
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
4
343
SH
DFND
1
343
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
92838
5877106
SH
DFND
1
5877106
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
210
13300
SH
OTR
2
0
13300
0
CRITEO S A
SPONS ADS
226718104
40219
870100
SH
DFND
1
870100
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
16408
160700
SH
DFND
1
160700
0
0
CSX CORP
COM
126408103
11582
441193
SH
DFND
1
441193
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
38972
939700
SH
DFND
1
939700
0
0
CVS HEALTH CORP
COM
126650100
362740
3770662
SH
DFND
1
3770662
0
0
DANAHER CORP DEL
COM
235851102
17052
168152
SH
DFND
1
168152
0
0
DEERE & CO
COM
244199105
70064
860511
SH
DFND
1
860511
0
0
DENNYS CORP
COM
24869P104
20138
1864478
SH
DFND
1
1864478
0
0
DENTSPLY SIRONA INC
COM
24906P109
80
1279
SH
DFND
1
1279
0
0
DESCARTES SYS GROUP INC
COM
249906108
4
205
SH
DFND
1
205
0
0
DEVON ENERGY CORP NEW
COM
25179M103
16567
454012
SH
DFND
1
454012
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
4736
41964
SH
DFND
1
41964
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
1552
16900
SH
DFND
1
16900
0
0
DIEBOLD INC
COM
253651103
25
1000
SH
DFND
1
1000
0
0
DISCOVER FINL SVCS
COM
254709108
771
14286
SH
DFND
1
14286
0
0
DISNEY WALT CO
COM DISNEY
254687106
98002
998220
SH
DFND
1
998220
0
0
DOLLAR GEN CORP NEW
COM
256677105
65679
696260
SH
DFND
1
696260
0
0
DOLLAR TREE INC
COM
256746108
56280
595355
SH
DFND
1
595355
0
0
DOMINION RES INC VA NEW
COM
25746U109
39
500
SH
DFND
1
500
0
0
DONALDSON INC
COM
257651109
25
738
SH
DFND
1
738
0
0
DONNELLEY R R & SONS CO
COM
257867101
21
1224
SH
DFND
1
1224
0
0
DOVER CORP
COM
260003108
2897
41655
SH
DFND
1
41655
0
0
DOW CHEM CO
COM
260543103
57
1136
SH
DFND
1
1136
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1553
23886
SH
DFND
1
23886
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
120
1393
SH
DFND
1
1393
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
18351
776100
SH
DFND
1
776100
0
0
EAST WEST BANCORP INC
COM
27579R104
24515
716531
SH
DFND
1
716531
0
0
EATON VANCE CORP
COM NON VTG
278265103
31
868
SH
DFND
1
868
0
0
EATON VANCE ENH EQTY INC FD
COM
278277108
1293
100000
SH
DFND
1
100000
0
0
EATON VANCE ENHANCED EQ INC
COM
278274105
962
75000
SH
DFND
1
75000
0
0
EATON VANCE MUN BD FD
COM
27827X101
756
53000
SH
DFND
1
53000
0
0
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
4917
500000
SH
DFND
1
500000
0
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
2026
100000
SH
DFND
1
100000
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
6893
800000
SH
DFND
1
800000
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
5070
350000
SH
DFND
1
350000
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
8383
800000
SH
DFND
1
800000
0
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
1830
175000
SH
DFND
1
175000
0
0
ECOLAB INC
COM
278865100
40823
342155
SH
DFND
1
342155
0
0
EDISON INTL
COM
281020107
50
645
SH
DFND
1
645
0
0
ELDORADO GOLD CORP NEW
COM
284902103
37
8300
SH
DFND
1
8300
0
0
ELECTRONIC ARTS INC
COM
285512109
20903
274100
SH
DFND
1
274100
0
0
ELLIE MAE INC
COM
28849P100
55117
610700
SH
DFND
1
610700
0
0
ELLIE MAE INC
COM
28849P100
2887
31500
SH
SOLE
1
31500
0
0
EMERSON ELEC CO
COM
291011104
6
110
SH
DFND
1
110
0
0
EMERSON RADIO CORP
COM NEW
291087203
7
11000
SH
DFND
1
11000
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
22
930
SH
DFND
1
930
0
0
ENBRIDGE INC
COM
29250N105
338726
7993885
SH
DFND
1
7993885
0
0
ENBRIDGE INC
COM
29250N105
250
5900
SH
OTR
2
0
5900
0
ENCANA CORP
COM
292505104
1149
147792
SH
DFND
1
147792
0
0
ENCANA CORP
COM
292505104
86
11100
SH
OTR
2
0
11100
0
ENDEAVOUR SILVER CORP
COM
29258Y103
20
5000
SH
DFND
1
5000
0
0
ENERPLUS CORP
COM
292766102
21299
3233956
SH
DFND
1
3233956
0
0
ENERPLUS CORP
COM
292766102
102
15500
SH
OTR
2
0
15500
0
ENI S P A
SPONSORED ADR
26874R108
8
255
SH
DFND
1
255
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
29
1000
SH
DFND
1
1000
0
0
ENVISION HEALTHCARE HLDGS IN
COM
29413U103
8025
314236
SH
DFND
1
314236
0
0
EOG RES INC
COM
26875P101
40541
487004
SH
DFND
1
487004
0
0
EQUIFAX INC
COM
294429105
84236
651733
SH
DFND
1
651733
0
0
EQUINIX INC
COM PAR $0.001
29444U700
1756
4500
SH
DFND
1
4500
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
18721
270000
SH
DFND
1
270000
0
0
ERICSSON
ADR B SEK 10
294821608
8
1094
SH
DFND
1
1094
0
0
ESSEX PPTY TR INC
COM
297178105
31960
139200
SH
DFND
1
139200
0
0
EVERSOURCE ENERGY
COM
30040W108
16642
276000
SH
DFND
1
276000
0
0
EXPEDIA INC DEL
COM NEW
30212P303
1626
15200
SH
DFND
1
15200
0
0
EXPEDITORS INTL WASH INC
COM
302130109
29
581
SH
DFND
1
581
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
86934
1141367
SH
DFND
1
1141367
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
4499
48300
SH
DFND
1
48300
0
0
EXXON MOBIL CORP
COM
30231G102
3337
35476
SH
DFND
1
35476
0
0
FABRINET
SHS
G3323L100
964
25800
SH
DFND
1
25800
0
0
FACEBOOK INC
CL A
30303M102
98146
865519
SH
DFND
1
865519
0
0
FACEBOOK INC
CL A
30303M102
3108
27200
SH
SOLE
1
27200
0
0
FACTSET RESH SYS INC
COM
303075105
46
281
SH
DFND
1
281
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
8316
49900
SH
DFND
1
49900
0
0
FEDERATED INVS INC PA
CL B
314211103
35
1219
SH
DFND
1
1219
0
0
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
382
2000
SH
DFND
1
2000
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
82467
1111925
SH
DFND
1
1111925
0
0
FIFTH THIRD BANCORP
COM
316773100
16828
954325
SH
DFND
1
954325
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
90438
1284330
SH
DFND
1
1284330
0
0
FIRST TR DYNAMIC EUROPE EQT
COM SHS
33740D107
2091
130000
SH
DFND
1
130000
0
0
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
506
12000
SH
DFND
1
12000
0
0
FIRSTSERVICE CORP NEW
SUB VTG SH
33767E103
8603
188100
SH
DFND
1
188100
0
0
FITBIT INC
CL A
33812L102
208
17000
SH
DFND
1
17000
0
0
FIVE BELOW INC
COM
33829M101
56783
1243000
SH
DFND
1
1243000
0
0
FIVE BELOW INC
COM
33829M101
2478
53400
SH
SOLE
1
53400
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
100
7900
SH
DFND
1
7900
0
0
FOUR CORNERS PPTY TR INC
COM
35086T109
0
3
SH
DFND
1
3
0
0
FRANCO NEVADA CORP
COM
351858105
129115
1695891
SH
DFND
1
1695891
0
0
FRANCO NEVADA CORP
COM
351858105
182
2400
SH
OTR
2
0
2400
0
FRANKLIN RES INC
COM
354613101
201
6025
SH
DFND
1
6025
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
0
75
SH
DFND
1
75
0
0
FS INVT CORP
COM
302635107
4555
500000
SH
DFND
1
500000
0
0
FUELCELL ENERGY INC
COM NEW
35952H502
0
16
SH
DFND
1
16
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
7703
400000
SH
DFND
1
400000
0
0
GABELLI EQUITY TR INC
COM
362397101
2017
365000
SH
DFND
1
365000
0
0
GENERAL AMERN INVS INC
COM
368802104
1551
50000
SH
DFND
1
50000
0
0
GENERAL DYNAMICS CORP
COM
369550108
16
117
SH
DFND
1
117
0
0
GENERAL ELECTRIC CO
COM
369604103
107769
3410444
SH
DFND
1
3410444
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
37819
1259900
SH
DFND
1
1259900
0
0
GENERAL MLS INC
COM
370334104
7
100
SH
DFND
1
100
0
0
GENERAL MTRS CO
COM
37045V100
99
3484
SH
DFND
1
3484
0
0
GIGAMON INC
COM
37518B102
26621
722500
SH
DFND
1
722500
0
0
GIGAMON INC
COM
37518B102
897
24000
SH
SOLE
1
24000
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
86838
2964684
SH
DFND
1
2964684
0
0
GILEAD SCIENCES INC
COM
375558103
80973
966955
SH
DFND
1
966955
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
2096
48040
SH
DFND
1
48040
0
0
GLOBAL PMTS INC
COM
37940X102
3643
50700
SH
DFND
1
50700
0
0
GOLDCORP INC NEW
COM
380956409
45117
2358115
SH
DFND
1
2358115
0
0
GOLDCORP INC NEW
COM
380956409
176
9200
SH
OTR
2
0
9200
0
GOLDMAN SACHS GROUP INC
COM
38141G104
45
300
SH
DFND
1
300
0
0
GOPRO INC
CL A
38268T103
2
200
SH
DFND
1
200
0
0
GRACO INC
COM
384109104
12953
162900
SH
DFND
1
162900
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
0
24
SH
DFND
1
24
0
0
GRANITE REAL ESTATE INVT TR
UNIT 99/99/9999
387437114
5357
178600
SH
DFND
1
178600
0
0
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
30
1475
SH
DFND
1
1475
0
0
GROUPE CGI INC
CL A SUB VTG
39945C109
285210
6676558
SH
DFND
1
6676558
0
0
GROUPE CGI INC
CL A SUB VTG
39945C109
910
21300
SH
OTR
2
0
21300
0
HAIN CELESTIAL GROUP INC
COM
405217100
20
400
SH
DFND
1
400
0
0
HALLIBURTON CO
COM
406216101
26580
590209
SH
DFND
1
590209
0
0
HALYARD HEALTH INC
COM
40650V100
0
7
SH
DFND
1
7
0
0
HANESBRANDS INC
COM
410345102
12648
500000
SH
DFND
1
500000
0
0
HANMI FINL CORP
COM NEW
410495204
6740
285040
SH
DFND
1
285040
0
0
HARLEY DAVIDSON INC
COM
412822108
83
1830
SH
DFND
1
1830
0
0
HEICO CORP NEW
CL A
422806208
26
477
SH
DFND
1
477
0
0
HENRY JACK & ASSOC INC
COM
426281101
72
822
SH
DFND
1
822
0
0
HILLENBRAND INC
COM
431571108
43
1429
SH
DFND
1
1429
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
1701
75000
SH
DFND
1
75000
0
0
HOME DEPOT INC
COM
437076102
235189
1833770
SH
DFND
1
1833770
0
0
HONEYWELL INTL INC
COM
438516106
196087
1674742
SH
DFND
1
1674742
0
0
HORMEL FOODS CORP
COM
440452100
368
10000
SH
DFND
1
10000
0
0
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
29
1000
SH
DFND
1
1000
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
15
948
SH
DFND
1
948
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
17
10000
SH
DFND
1
10000
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
24
764
SH
DFND
1
764
0
0
HUDBAY MINERALS INC
COM
443628102
955
200000
SH
DFND
1
200000
0
0
HUDBAY MINERALS INC
*W EXP 07/20/201
443628136
411
1517235
SH
DFND
1
1517235
0
0
HUDSON PAC PPTYS INC
COM
444097109
2497
85000
SH
DFND
1
85000
0
0
HUNT J B TRANS SVCS INC
COM
445658107
14224
174600
SH
DFND
1
174600
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
15
1663
SH
DFND
1
1663
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
9303
55000
SH
DFND
1
55000
0
0
IAC INTERACTIVECORP
COM
44919P508
161
2846
SH
DFND
1
2846
0
0
IDEXX LABS INC
COM
45168D104
15
160
SH
DFND
1
160
0
0
ILLINOIS TOOL WKS INC
COM
452308109
52
500
SH
DFND
1
500
0
0
IMPERIAL OIL LTD
COM NEW
453038408
18891
596711
SH
DFND
1
596711
0
0
INDIA FD INC
COM
454089103
10
411
SH
DFND
1
411
0
0
INFOSYS LTD
SPONSORED ADR
456788108
11
640
SH
DFND
1
640
0
0
ING GROEP N V
SPONSORED ADR
456837103
2
195
SH
DFND
1
195
0
0
INGERSOLL-RAND PLC
SHS
G47791101
2
39
SH
DFND
1
39
0
0
INOVALON HLDGS INC
COM CL A
45781D101
23539
1298400
SH
DFND
1
1298400
0
0
INPHI CORP
COM
45772F107
33269
1045200
SH
DFND
1
1045200
0
0
INPHI CORP
COM
45772F107
333
10400
SH
SOLE
1
10400
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
964
26400
SH
DFND
1
26400
0
0
INTEL CORP
COM
458140100
13117
401299
SH
DFND
1
401299
0
0
INTELLIPHARMACEUTICS INTL IN
COM
458173101
16
10012
SH
DFND
1
10012
0
0
INTERACTIVE BROKERS GROUP IN
COM
45841N107
1286
36100
SH
DFND
1
36100
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1512
9926
SH
DFND
1
9926
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
364
2881
SH
DFND
1
2881
0
0
INTERXION HOLDING N.V
SHS
N47279109
7365
198400
SH
DFND
1
198400
0
0
INTL PAPER CO
COM
460146103
19
455
SH
DFND
1
455
0
0
INTUIT
COM
461202103
283
2523
SH
DFND
1
2523
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
55397
85100
SH
DFND
1
85100
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
3109
4700
SH
SOLE
1
4700
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
4384
395164
SH
DFND
1
395164
0
0
INVESCO LTD
SHS
G491BT108
9468
373716
SH
DFND
1
373716
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
1544
110977
SH
DFND
1
110977
0
0
INVESCO SR INCOME TR
COM
46131H107
1262
300000
SH
DFND
1
300000
0
0
ISHARES
MSCI CDA ETF
464286509
1021
41496
SH
DFND
1
41496
0
0
ISHARES
MIN VOL EMRG MKT
464286533
31109
601890
SH
DFND
1
601890
0
0
ISHARES
MSCI SINGAP ETF
464286673
11
1000
SH
DFND
1
1000
0
0
ISHARES
MSCI GERMANY ETF
464286806
8
350
SH
DFND
1
350
0
0
ISHARES
MSCI JAPAN ETF
464286848
44
3850
SH
DFND
1
3850
0
0
ISHARES TR
SELECT DIVID ETF
464287168
43
500
SH
DFND
1
500
0
0
ISHARES TR
TIPS BD ETF
464287176
98
833
SH
DFND
1
833
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
4
120
SH
DFND
1
120
0
0
ISHARES TR
CORE S&P500 ETF
464287200
175
830
SH
DFND
1
830
0
0
ISHARES TR
CORE US AGGBD ET
464287226
1133
10000
SH
DFND
1
10000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
244
7081
SH
DFND
1
7081
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
11849
95914
SH
DFND
1
95914
0
0
ISHARES TR
20 YR TR BD ETF
464287432
15563
111305
SH
DFND
1
111305
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
53130
467215
SH
DFND
1
467215
0
0
ISHARES TR
MSCI EAFE ETF
464287465
2173
38799
SH
DFND
1
38799
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
40346
269570
SH
DFND
1
269570
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
3704
14300
SH
DFND
1
14300
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
17045
128993
SH
DFND
1
128993
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
81
981
SH
DFND
1
981
0
0
ISHARES TR
U.S. INDS ETF
464287754
17453
157735
SH
DFND
1
157735
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
21938
188430
SH
DFND
1
188430
0
0
ISHARES TR
EUROPE ETF
464287861
15
400
SH
DFND
1
400
0
0
ISHARES TR
SP SMCP600GR ETF
464287887
110
850
SH
DFND
1
850
0
0
ISHARES TR
GL CLEAN ENE ETF
464288224
221
25000
SH
DFND
1
25000
0
0
ISHARES TR
EAFE SML CP ETF
464288273
39047
807600
SH
DFND
1
807600
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
80152
694775
SH
DFND
1
694775
0
0
ISHARES TR
GLB INFRASTR ETF
464288372
47519
1172020
SH
DFND
1
1172020
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
31149
365395
SH
DFND
1
365395
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
676
6350
SH
DFND
1
6350
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
4415
34548
SH
DFND
1
34548
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
194
4845
SH
DFND
1
4845
0
0
ISHARES TR
FLTG RATE BD ETF
46429B655
1539
30295
SH
DFND
1
30295
0
0
ISHARES TR
MIN VOL USA ETF
46429B697
153
3300
SH
DFND
1
3300
0
0
ITC HLDGS CORP
COM
465685105
97384
2066300
SH
DFND
1
2066300
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
175
3499
SH
DFND
1
3499
0
0
JOHNSON & JOHNSON
COM
478160104
315686
2588892
SH
DFND
1
2588892
0
0
JPMORGAN CHASE & CO
COM
46625H100
186806
2991672
SH
DFND
1
2991672
0
0
JUNO THERAPEUTICS INC
COM
48205A109
3602
95200
SH
DFND
1
95200
0
0
KB HOME
COM
48666K109
886
57900
SH
DFND
1
57900
0
0
KELLOGG CO
COM
487836108
21
257
SH
DFND
1
257
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
65060
2221809
SH
DFND
1
2221809
0
0
KIMBERLY CLARK CORP
COM
494368103
617
4475
SH
DFND
1
4475
0
0
KIMCO RLTY CORP
COM
49446R109
3904
123600
SH
DFND
1
123600
0
0
KINDER MORGAN INC DEL
COM
49456B101
467
24900
SH
DFND
1
24900
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
0
261
SH
DFND
1
261
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
2
451
SH
DFND
1
451
0
0
KITE PHARMA INC
COM
49803L109
3278
66600
SH
DFND
1
66600
0
0
KKR & CO L P DEL
COM UNITS
48248M102
2
200
SH
DFND
1
200
0
0
KNOWLES CORP
COM
49926D109
4
304
SH
DFND
1
304
0
0
KOPIN CORP
COM
500600101
8
3400
SH
DFND
1
3400
0
0
KORN FERRY INTL
COM NEW
500643200
4992
239590
SH
DFND
1
239590
0
0
KRAFT HEINZ CO
COM
500754106
4
40
SH
DFND
1
40
0
0
KROGER CO
COM
501044101
76426
2080016
SH
DFND
1
2080016
0
0
KT CORP
SPONSORED ADR
48268K101
34
2400
SH
DFND
1
2400
0
0
L BRANDS INC
COM
501797104
2591
38440
SH
DFND
1
38440
0
0
LAM RESEARCH CORP
COM
512807108
26536
313600
SH
DFND
1
313600
0
0
LANDSTAR SYS INC
COM
515098101
30
439
SH
DFND
1
439
0
0
LAUDER ESTEE COS INC
CL A
518439104
110964
1213050
SH
DFND
1
1213050
0
0
LAZARD LTD
SHS A
G54050102
3114
110977
SH
DFND
1
110977
0
0
LENNAR CORP
CL A
526057104
32437
699000
SH
DFND
1
699000
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
67328
1299004
SH
DFND
1
1299004
0
0
LGI HOMES INC
COM
50187T106
891
27700
SH
DFND
1
27700
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
4512
892933
SH
DFND
1
892933
0
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
3059
119800
SH
DFND
1
119800
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
52444
446500
SH
DFND
1
446500
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
2767
23200
SH
SOLE
1
23200
0
0
LILLY ELI & CO
COM
532457108
89
1129
SH
DFND
1
1129
0
0
LIVANOVA PLC
SHS
G5509L101
2761
54600
SH
DFND
1
54600
0
0
LOCKHEED MARTIN CORP
COM
539830109
858
3458
SH
DFND
1
3458
0
0
LOWES COS INC
COM
548661107
151
1900
SH
DFND
1
1900
0
0
LULULEMON ATHLETICA INC
COM
550021109
73708
1003100
SH
DFND
1
1003100
0
0
LULULEMON ATHLETICA INC
COM
550021109
1979
26800
SH
SOLE
1
26800
0
0
LUMENTUM HLDGS INC
COM
55024U109
0
1
SH
DFND
1
1
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
37
500
SH
DFND
1
500
0
0
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
14737
84866
SH
DFND
1
84866
0
0
MAG SILVER CORP
COM
55903Q104
13087
1049000
SH
DFND
1
1049000
0
0
MAGNA INTL INC
COM
559222401
138716
3950619
SH
DFND
1
3950619
0
0
MANULIFE FINL CORP
COM
56501R106
561177
41027431
SH
DFND
1
41027431
0
0
MANULIFE FINL CORP
COM
56501R106
533
39000
SH
OTR
2
0
39000
0
MARATHON OIL CORP
COM
565849106
3531
233700
SH
DFND
1
233700
0
0
MARATHON PETE CORP
COM
56585A102
106
2791
SH
DFND
1
2791
0
0
MARKETO INC
COM
57063L107
1013
28910
SH
DFND
1
28910
0
0
MASCO CORP
COM
574599106
25850
830100
SH
DFND
1
830100
0
0
MASTEC INC
COM
576323109
6985
310900
SH
DFND
1
310900
0
0
MASTERCARD INC
CL A
57636Q104
38793
439266
SH
DFND
1
439266
0
0
MATTEL INC
COM
577081102
14107
455046
SH
DFND
1
455046
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
1531
14300
SH
DFND
1
14300
0
0
MCDONALDS CORP
COM
580135101
394040
3253463
SH
DFND
1
3253463
0
0
MCKESSON CORP
COM
58155Q103
65861
352483
SH
DFND
1
352483
0
0
MEDNAX INC
COM
58502B106
170978
2347799
SH
DFND
1
2347799
0
0
MEDTRONIC PLC
SHS
G5960L103
273819
3139611
SH
DFND
1
3139611
0
0
MEDTRONIC PLC
SHS
G5960L103
507
5800
SH
OTR
2
0
5800
0
MERCK & CO INC
COM
58933Y105
31769
549927
SH
DFND
1
549927
0
0
MERUS LABS INTL INC NEW
COM
59047R101
12474
9767818
SH
DFND
1
9767818
0
0
METHANEX CORP
COM
59151K108
4
148
SH
DFND
1
148
0
0
METLIFE INC
COM
59156R108
77
1920
SH
DFND
1
1920
0
0
MEXICO FD INC
COM
592835102
2189
130000
SH
DFND
1
130000
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
32
631
SH
DFND
1
631
0
0
MICRON TECHNOLOGY INC
COM
595112103
15126
1092050
SH
DFND
1
1092050
0
0
MICROSOFT CORP
COM
594918104
526206
10226493
SH
DFND
1
10226493
0
0
MITEL NETWORKS CORP
COM
60671Q104
19542
3113461
SH
DFND
1
3113461
0
0
MITEL NETWORKS CORP
COM
60671Q104
117
18600
SH
OTR
2
0
18600
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
8
1859
SH
DFND
1
1859
0
0
MKS INSTRUMENT INC
COM
55306N104
26390
608850
SH
DFND
1
608850
0
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
16030
1923230
SH
DFND
1
1923230
0
0
MOHAWK INDS INC
COM
608190104
5843
30888
SH
DFND
1
30888
0
0
MOLSON COORS BREWING CO
CL B
60871R209
23617
232120
SH
DFND
1
232120
0
0
MONDELEZ INTL INC
CL A
609207105
14394
320749
SH
DFND
1
320749
0
0
MONSANTO CO NEW
COM
61166W101
5205
50000
SH
DFND
1
50000
0
0
MOODYS CORP
COM
615369105
3221
34821
SH
DFND
1
34821
0
0
MORGAN STANLEY
COM NEW
617446448
44886
1716364
SH
DFND
1
1716364
0
0
MOUNTAIN PROV DIAMONDS INC
COM NEW
62426E402
2084
451000
SH
DFND
1
451000
0
0
MSC INDL DIRECT INC
CL A
553530106
30
423
SH
DFND
1
423
0
0
MSCI INC
COM
55354G100
55
705
SH
DFND
1
705
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
14975
1302700
SH
DFND
1
1302700
0
0
NATIONAL BEVERAGE CORP
COM
635017106
683
10800
SH
DFND
1
10800
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
7428
99281
SH
DFND
1
99281
0
0
NATIONAL INSTRS CORP
COM
636518102
15
540
SH
DFND
1
540
0
0
NEPTUNE TECHNOLOGIES BIORESO
COM
64077P108
3
3150
SH
DFND
1
3150
0
0
NETEASE INC
SPONSORED ADR
64110W102
59125
303990
SH
DFND
1
303990
0
0
NETFLIX INC
COM
64110L106
361
3918
SH
DFND
1
3918
0
0
NEVRO CORP
COM
64157F103
5268
72200
SH
DFND
1
72200
0
0
NEVRO CORP
COM
64157F103
207
2800
SH
SOLE
1
2800
0
0
NEW GOLD INC CDA
COM
644535106
9
2147
SH
DFND
1
2147
0
0
NEWS CORP NEW
CL A
65249B109
18
1595
SH
DFND
1
1595
0
0
NEXTERA ENERGY INC
COM
65339F101
155822
1187100
SH
DFND
1
1187100
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
34863
669100
SH
DFND
1
669100
0
0
NIKE INC
CL B
654106103
138111
2486592
SH
DFND
1
2486592
0
0
NOBILIS HEALTH CORP
COM
65500B103
0
200
SH
DFND
1
200
0
0
NOBLE ENERGY INC
COM
655044105
10323
285900
SH
DFND
1
285900
0
0
NOKIA CORP
SPONSORED ADR
654902204
3
477
SH
DFND
1
477
0
0
NORBORD INC
COM NEW
65548P403
38
1931
SH
DFND
1
1931
0
0
NORDSON CORP
COM
655663102
23
273
SH
DFND
1
273
0
0
NORFOLK SOUTHERN CORP
COM
655844108
32
370
SH
DFND
1
370
0
0
NORTHERN TR CORP
COM
665859104
66
1000
SH
DFND
1
1000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
19563
87433
SH
DFND
1
87433
0
0
NOVACOPPER INC
COM
66988K102
5
9836
SH
DFND
1
9836
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
37083
447065
SH
DFND
1
447065
0
0
NOVO-NORDISK A S
ADR
670100205
20
374
SH
DFND
1
374
0
0
NTT DOCOMO INC
SPONS ADR
62942M201
13
467
SH
DFND
1
467
0
0
NU SKIN ENTERPRISES INC
CL A
67018T105
11940
256800
SH
DFND
1
256800
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
5488
674700
SH
DFND
1
674700
0
0
NUVEEN DOW 30 DYN OVERWRITE
SHS
67075F105
2925
200000
SH
DFND
1
200000
0
0
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
4586
255096
SH
DFND
1
255096
0
0
NUVEEN NY AMT FREE MUN INCOM
COM
670656107
1434
100000
SH
DFND
1
100000
0
0
NUVEEN PERFORMANCE PLUS MUN
COM
67062P108
266
16000
SH
DFND
1
16000
0
0
NUVEEN PREM INCOME MUN FD
COM
67062T100
988
63600
SH
DFND
1
63600
0
0
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
1559
100000
SH
DFND
1
100000
0
0
NVIDIA CORP
COM
67066G104
62201
1341000
SH
DFND
1
1341000
0
0
NVIDIA CORP
COM
67066G104
2849
60600
SH
SOLE
1
60600
0
0
NVR INC
COM
62944T105
14516
8100
SH
DFND
1
8100
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1522
19300
SH
DFND
1
19300
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
3330
43780
SH
DFND
1
43780
0
0
OIL STS INTL INC
COM
678026105
50
1517
SH
DFND
1
1517
0
0
OMNICELL INC
COM
68213N109
3805
110421
SH
DFND
1
110421
0
0
OMNICOM GROUP INC
COM
681919106
69327
847259
SH
DFND
1
847259
0
0
OPEN TEXT CORP
COM
683715106
48481
820181
SH
DFND
1
820181
0
0
OPEN TEXT CORP
COM
683715106
674
11400
SH
OTR
2
0
11400
0
ORACLE CORP
COM
68389X105
19860
482076
SH
DFND
1
482076
0
0
ORANGE
SPONSORED ADR
684060106
56
3380
SH
DFND
1
3380
0
0
PACCAR INC
COM
693718108
13
242
SH
DFND
1
242
0
0
PANDORA MEDIA INC
COM
698354107
3
280
SH
DFND
1
280
0
0
PARKER HANNIFIN CORP
COM
701094104
3
31
SH
DFND
1
31
0
0
PARSLEY ENERGY INC
CL A
701877102
2359
86600
SH
DFND
1
86600
0
0
PATTERSON COMPANIES INC
COM
703395103
848
17600
SH
DFND
1
17600
0
0
PAYCHEX INC
COM
704326107
1403
23500
SH
DFND
1
23500
0
0
PAYLOCITY HLDG CORP
COM
70438V106
7862
180800
SH
DFND
1
180800
0
0
PDC ENERGY INC
COM
69327R101
6640
114500
SH
DFND
1
114500
0
0
PEMBINA PIPELINE CORP
COM
706327103
250086
8229618
SH
DFND
1
8229618
0
0
PENGROWTH ENERGY CORP
COM
70706P104
1
350
SH
DFND
1
350
0
0
PENN WEST PETE LTD NEW
COM
707887105
1
750
SH
DFND
1
750
0
0
PEPSICO INC
COM
713448108
12404
116932
SH
DFND
1
116932
0
0
PERFORMANCE SPORTS GROUP LTD
COM
71377G100
3809
1268520
SH
DFND
1
1268520
0
0
PERFORMANCE SPORTS GROUP LTD
COM
71377G100
91
30400
SH
OTR
2
0
30400
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
3
438
SH
DFND
1
438
0
0
PFIZER INC
COM
717081103
289239
8165315
SH
DFND
1
8165315
0
0
PHILIP MORRIS INTL INC
COM
718172109
443
4342
SH
DFND
1
4342
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
7703
400000
SH
DFND
1
400000
0
0
PIONEER NAT RES CO
COM
723787107
39910
264263
SH
DFND
1
264263
0
0
POSCO
SPONSORED ADR
693483109
2
44
SH
DFND
1
44
0
0
POTASH CORP SASK INC
COM
73755L107
33316
2049647
SH
DFND
1
2049647
0
0
POTASH CORP SASK INC
COM
73755L107
164
10100
SH
OTR
2
0
10100
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
24
1000
SH
DFND
1
1000
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
4561
197262
SH
DFND
1
197262
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
53
490
SH
DFND
1
490
0
0
POWERSHS DB MULTI SECT COMM
DB GOLD FUND
73936B606
44
1027
SH
DFND
1
1027
0
0
PRAXAIR INC
COM
74005P104
7991
70645
SH
DFND
1
70645
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
50437
9513742
SH
DFND
1
9513742
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
297
56000
SH
OTR
2
0
56000
0
PRETIUM RES INC
COM
74139C102
6502
590000
SH
DFND
1
590000
0
0
PRICELINE GRP INC
COM NEW
741503403
38
30
SH
DFND
1
30
0
0
PRICESMART INC
COM
741511109
10
107
SH
DFND
1
107
0
0
PROCTER & GAMBLE CO
COM
742718109
22459
264404
SH
DFND
1
264404
0
0
PROGRESSIVE CORP OHIO
COM
743315103
52442
1558504
SH
DFND
1
1558504
0
0
PROLOGIS INC
COM
74340W103
11374
230400
SH
DFND
1
230400
0
0
PRUDENTIAL FINL INC
COM
744320102
82
1152
SH
DFND
1
1152
0
0
PUBLIC STORAGE
COM
74460D109
9082
35300
SH
DFND
1
35300
0
0
Q2 HLDGS INC
COM
74736L109
739
26200
SH
DFND
1
26200
0
0
QUALCOMM INC
COM
747525103
154
2866
SH
DFND
1
2866
0
0
QUALYS INC
COM
74758T303
1
50
SH
DFND
1
50
0
0
QUANTA SVCS INC
COM
74762E102
16009
690692
SH
DFND
1
690692
0
0
RAND LOGISTICS INC
COM
752182105
0
260
SH
DFND
1
260
0
0
RANDGOLD RES LTD
ADR
752344309
44696
397000
SH
DFND
1
397000
0
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
2
180
SH
DFND
1
180
0
0
RAYONIER INC
COM
754907103
14
540
SH
DFND
1
540
0
0
RAYTHEON CO
COM NEW
755111507
87409
639076
SH
DFND
1
639076
0
0
RBC BEARINGS INC
COM
75524B104
24
334
SH
DFND
1
334
0
0
REGAL ENTMT GROUP
CL A
758766109
374
16869
SH
DFND
1
16869
0
0
REPUBLIC SVCS INC
COM
760759100
951
18500
SH
DFND
1
18500
0
0
RESOLUTE FST PRODS INC
COM
76117W109
0
17
SH
DFND
1
17
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
120836
2902235
SH
DFND
1
2902235
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
5757
263900
SH
DFND
1
263900
0
0
REYNOLDS AMERICAN INC
COM
761713106
94520
1742090
SH
DFND
1
1742090
0
0
RICHMONT MINES INC
COM
76547T106
21166
2290000
SH
DFND
1
2290000
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
2160
68579
SH
DFND
1
68579
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
23182
685654
SH
DFND
1
685654
0
0
RITE AID CORP
COM
767754104
19551
2593188
SH
DFND
1
2593188
0
0
RMR GROUP INC
CL A
74967R106
0
16
SH
DFND
1
16
0
0
ROBERT HALF INTL INC
COM
770323103
1274
33168
SH
DFND
1
33168
0
0
ROCKWELL AUTOMATION INC
COM
773903109
5259
45500
SH
DFND
1
45500
0
0
ROCKWELL COLLINS INC
COM
774341101
11948
139500
SH
DFND
1
139500
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
434698
10736469
SH
DFND
1
10736469
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
494
12200
SH
OTR
2
0
12200
0
ROLLINS INC
COM
775711104
54555
1851600
SH
DFND
1
1851600
0
0
ROSS STORES INC
COM
778296103
48
836
SH
DFND
1
836
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
974464
16388816
SH
DFND
1
16388816
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
851
14400
SH
OTR
2
0
14400
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
18112
321311
SH
DFND
1
321311
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
2861
51480
SH
DFND
1
51480
0
0
ROYCE VALUE TR INC
COM
780910105
6220
525000
SH
DFND
1
525000
0
0
RSP PERMIAN INC
COM
74978Q105
1415
40300
SH
DFND
1
40300
0
0
RYDER SYS INC
COM
783549108
35271
574548
SH
DFND
1
574548
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
976
12100
SH
DFND
1
12100
0
0
S&P GLOBAL INC
COM
78409V104
1867
17296
SH
DFND
1
17296
0
0
SALESFORCE COM INC
COM
79466L302
122873
1557800
SH
DFND
1
1557800
0
0
SALESFORCE COM INC
COM
79466L302
3756
47300
SH
SOLE
1
47300
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
7
221
SH
DFND
1
221
0
0
SANOFI
SPONSORED ADR
80105N105
14
330
SH
DFND
1
330
0
0
SAP SE
SPON ADR
803054204
12213
163945
SH
DFND
1
163945
0
0
SCHLUMBERGER LTD
COM
806857108
9419
118330
SH
DFND
1
118330
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
6888
275364
SH
DFND
1
275364
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
17250
310723
SH
DFND
1
310723
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
15306
194821
SH
DFND
1
194821
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
17403
398729
SH
DFND
1
398729
0
0
SERVICENOW INC
COM
81762P102
40608
621300
SH
DFND
1
621300
0
0
SERVICENOW INC
COM
81762P102
2092
31500
SH
SOLE
1
31500
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
182188
9488639
SH
DFND
1
9488639
0
0
SHERWIN WILLIAMS CO
COM
824348106
4009
13595
SH
DFND
1
13595
0
0
SHIRE PLC
SPONSORED ADR
82481R106
14
77
SH
DFND
1
77
0
0
SHOPIFY INC
CL A
82509L107
3
107
SH
DFND
1
107
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
22976
279882
SH
DFND
1
279882
0
0
SILGAN HOLDINGS INC
COM
827048109
19
359
SH
DFND
1
359
0
0
SILVER WHEATON CORP
COM
828336107
6790
288495
SH
DFND
1
288495
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
100052
458260
SH
DFND
1
458260
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
7437
127495
SH
DFND
1
127495
0
0
SL GREEN RLTY CORP
COM
78440X101
77980
727600
SH
DFND
1
727600
0
0
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
854
24710
SH
DFND
1
24710
0
0
SNAP ON INC
COM
833034101
7969
50162
SH
DFND
1
50162
0
0
SOTHEBYS
COM
835898107
5709
207000
SH
DFND
1
207000
0
0
SOUTHERN COPPER CORP
COM
84265V105
9
323
SH
DFND
1
323
0
0
SOUTHWEST AIRLS CO
COM
844741108
115
2925
SH
DFND
1
2925
0
0
SOVRAN SELF STORAGE INC
COM
84610H108
3918
37100
SH
DFND
1
37100
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
30
235
SH
DFND
1
235
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
161
5137
SH
DFND
1
5137
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
25706
122100
SH
DFND
1
122100
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
107
391
SH
DFND
1
391
0
0
SPDR SER TR
SHRT TRSRY ETF
78468R101
202
6580
SH
DFND
1
6580
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
2143
25454
SH
DFND
1
25454
0
0
SPLUNK INC
COM
848637104
34872
653900
SH
DFND
1
653900
0
0
SPLUNK INC
COM
848637104
1793
33100
SH
SOLE
1
33100
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
182
25000
SH
DFND
1
25000
0
0
SPX CORP
COM
784635104
7
500
SH
DFND
1
500
0
0
SPX FLOW INC
COM
78469X107
17586
677489
SH
DFND
1
677489
0
0
STANLEY BLACK & DECKER INC
COM
854502101
38991
349621
SH
DFND
1
349621
0
0
STANTEC INC
COM
85472N109
85615
3530264
SH
DFND
1
3530264
0
0
STARBUCKS CORP
COM
855244109
50247
876615
SH
DFND
1
876615
0
0
STATOIL ASA
SPONSORED ADR
85771P102
3
152
SH
DFND
1
152
0
0
STRATASYS LTD
SHS
M85548101
14
600
SH
DFND
1
600
0
0
STRYKER CORP
COM
863667101
39
325
SH
DFND
1
325
0
0
SUN LIFE FINL INC
COM
866796105
205248
6246565
SH
DFND
1
6246565
0
0
SUNCOR ENERGY INC NEW
COM
867224107
414829
14950205
SH
DFND
1
14950205
0
0
SUNCOR ENERGY INC NEW
COM
867224107
347
12500
SH
OTR
2
0
12500
0
SYMANTEC CORP
COM
871503108
31
1505
SH
DFND
1
1505
0
0
SYNCHRONY FINL
COM
87165B103
49380
1947263
SH
DFND
1
1947263
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
36
466
SH
DFND
1
466
0
0
SYSCO CORP
COM
871829107
15
300
SH
DFND
1
300
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
10957
222500
SH
DFND
1
222500
0
0
TAHOE RES INC
COM
873868103
7748
517342
SH
DFND
1
517342
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
26
1000
SH
DFND
1
1000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
6
150
SH
DFND
1
150
0
0
TAL ED GROUP
ADS REPSTG COM
874080104
35558
569200
SH
DFND
1
569200
0
0
TALMER BANCORP INC
COM
87482X101
965
50000
SH
DFND
1
50000
0
0
TANZANIAN ROYALTY EXPL CORP
COM
87600U104
14
20428
SH
DFND
1
20428
0
0
TARGET CORP
COM
87612E106
8749
124667
SH
DFND
1
124667
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
2784
97126
SH
DFND
1
97126
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
159061
3896135
SH
DFND
1
3896135
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
450
11000
SH
OTR
2
0
11000
0
TECK RESOURCES LTD
CL B
878742204
571
43317
SH
DFND
1
43317
0
0
TEKLA HEALTHCARE OPPORTUNIT
SHS
879105104
8590
513161
SH
DFND
1
513161
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
3
188
SH
DFND
1
188
0
0
TELEFONICA S A
SPONSORED ADR
879382208
23
2468
SH
DFND
1
2468
0
0
TELUS CORP
COM
87971M103
336324
10443033
SH
DFND
1
10443033
0
0
TERADYNE INC
COM
880770102
4
178
SH
DFND
1
178
0
0
TESLA MTRS INC
COM
88160R101
17
80
SH
DFND
1
80
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2006
39801
SH
DFND
1
39801
0
0
TEXTRON INC
COM
883203101
635
17300
SH
DFND
1
17300
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
48933
328996
SH
DFND
1
328996
0
0
THOMSON REUTERS CORP
COM
884903105
91737
2264884
SH
DFND
1
2264884
0
0
TIFFANY & CO NEW
COM
886547108
14718
241994
SH
DFND
1
241994
0
0
TIME WARNER INC
COM NEW
887317303
89
1206
SH
DFND
1
1206
0
0
TJX COS INC NEW
COM
872540109
97510
1254300
SH
DFND
1
1254300
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
752051
17506317
SH
DFND
1
17506317
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
507
11800
SH
OTR
2
0
11800
0
TOTAL S A
SPONSORED ADR
89151E109
25
515
SH
DFND
1
515
0
0
TOTAL SYS SVCS INC
COM
891906109
2085
39000
SH
DFND
1
39000
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
33
327
SH
DFND
1
327
0
0
TRANSALTA CORP
COM
89346D107
3327
639564
SH
DFND
1
639564
0
0
TRANSCANADA CORP
COM
89353D107
716597
15834115
SH
DFND
1
15834115
0
0
TRANSCANADA CORP
COM
89353D107
344
7600
SH
OTR
2
0
7600
0
TRAVELERS COMPANIES INC
COM
89417E109
178
1492
SH
DFND
1
1492
0
0
TRI CONTL CORP
COM
895436103
2481
120000
SH
DFND
1
120000
0
0
TRIUMPH GROUP INC NEW
COM
896818101
17689
495087
SH
DFND
1
495087
0
0
TRUPANION INC
COM
898202106
5
400
SH
DFND
1
400
0
0
TWITTER INC
COM
90184L102
2
100
SH
DFND
1
100
0
0
TYLER TECHNOLOGIES INC
COM
902252105
889
5300
SH
DFND
1
5300
0
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
163180
674000
SH
DFND
1
674000
0
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
4507
18500
SH
SOLE
1
18500
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
95867
459400
SH
DFND
1
459400
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
3428
16300
SH
SOLE
1
16300
0
0
UNDER ARMOUR INC
CL C
904311206
37
1000
SH
DFND
1
1000
0
0
UNILEVER N V
N Y SHS NEW
904784709
16536
351083
SH
DFND
1
351083
0
0
UNILEVER PLC
SPON ADR NEW
904767704
520
10825
SH
DFND
1
10825
0
0
UNION PAC CORP
COM
907818108
216415
2468141
SH
DFND
1
2468141
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
38833
358135
SH
DFND
1
358135
0
0
UNITED RENTALS INC
COM
911363109
4005
61600
SH
DFND
1
61600
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
72
702
SH
DFND
1
702
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
126326
895090
SH
DFND
1
895090
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1920
13600
SH
SOLE
1
13600
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
5570
41262
SH
DFND
1
41262
0
0
US BANCORP DEL
COM NEW
902973304
23618
583720
SH
DFND
1
583720
0
0
V F CORP
COM
918204108
278
4508
SH
DFND
1
4508
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
16123
800789
SH
DFND
1
800789
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
31544
616833
SH
DFND
1
616833
0
0
VANECK VECTORS ETF TR
AGRIBUSINESS ETF
92189F700
52
1089
SH
DFND
1
1089
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
255
3134
SH
DFND
1
3134
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
255
3015
SH
DFND
1
3015
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
37841
424996
SH
DFND
1
424996
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
18293
337760
SH
DFND
1
337760
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
118
2750
SH
DFND
1
2750
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
573
12235
SH
DFND
1
12235
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
454
5438
SH
DFND
1
5438
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
53
1500
SH
DFND
1
1500
0
0
VANTIV INC
CL A
92210H105
14374
252294
SH
DFND
1
252294
0
0
VARONIS SYS INC
COM
922280102
6
250
SH
DFND
1
250
0
0
VEEVA SYS INC
CL A COM
922475108
40595
1207700
SH
DFND
1
1207700
0
0
VEEVA SYS INC
CL A COM
922475108
2020
59200
SH
SOLE
1
59200
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
365155
6502421
SH
DFND
1
6502421
0
0
VERMILION ENERGY INC
COM
923725105
8242
258567
SH
DFND
1
258567
0
0
VIACOM INC NEW
CL B
92553P201
63
1522
SH
DFND
1
1522
0
0
VIASAT INC
COM
92552V100
40176
558993
SH
DFND
1
558993
0
0
VIAVI SOLUTIONS INC
COM
925550105
0
10
SH
DFND
1
10
0
0
VISA INC
COM CL A
92826C839
336670
4514547
SH
DFND
1
4514547
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
2
67
SH
DFND
1
67
0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
3494
500910
SH
DFND
1
500910
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
7391
1434107
SH
DFND
1
1434107
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
36947
442915
SH
DFND
1
442915
0
0
WAL-MART STORES INC
COM
931142103
487
6635
SH
DFND
1
6635
0
0
WASTE CONNECTIONS INC
COM
94106B101
183805
2540429
SH
DFND
1
2540429
0
0
WATSCO INC
COM
942622200
496
3500
SH
DFND
1
3500
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
592
106000
SH
DFND
1
106000
0
0
WEC ENERGY GROUP INC
COM
92939U106
14205
216100
SH
DFND
1
216100
0
0
WEIBO CORP
SPONSORED ADR
948596101
47418
1658100
SH
DFND
1
1658100
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
1479
13700
SH
DFND
1
13700
0
0
WELLS FARGO & CO NEW
COM
949746101
359616
7553923
SH
DFND
1
7553923
0
0
WESTPAC BKG CORP
SPONSORED ADR
961214301
30
1375
SH
DFND
1
1375
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
1
636
SH
DFND
1
636
0
0
WEYERHAEUSER CO
COM
962166104
162871
5435470
SH
DFND
1
5435470
0
0
WHITEWAVE FOODS CO
COM
966244105
71
1500
SH
DFND
1
1500
0
0
WHOLE FOODS MKT INC
COM
966837106
10
300
SH
DFND
1
300
0
0
WI-LAN INC
COM
928972108
10
3942
SH
DFND
1
3942
0
0
WILEY JOHN & SONS INC
CL A
968223206
35
677
SH
DFND
1
677
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
11119
88855
SH
DFND
1
88855
0
0
WISDOMTREE TR
ASIA PAC EXJP FD
97717W828
6
100
SH
DFND
1
100
0
0
WOLVERINE WORLD WIDE INC
COM
978097103
28
1380
SH
DFND
1
1380
0
0
WORKDAY INC
CL A
98138H101
3142
41800
SH
DFND
1
41800
0
0
WORLD FUEL SVCS CORP
COM
981475106
26
539
SH
DFND
1
539
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
12691
177000
SH
DFND
1
177000
0
0
YAHOO INC
COM
984332106
57
1500
SH
DFND
1
1500
0
0
YAMANA GOLD INC
COM
98462Y100
2
473
SH
DFND
1
473
0
0
YANDEX N V
SHS CLASS A
N97284108
27728
1260700
SH
DFND
1
1260700
0
0
YELP INC
CL A
985817105
2
50
SH
DFND
1
50
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
2991
59300
SH
DFND
1
59300
0
0
ZENDESK INC
COM
98936J101
23193
873400
SH
DFND
1
873400
0
0
ZILLOW GROUP INC
CL A
98954M101
14074
390200
SH
DFND
1
390200
0
0
ZILLOW GROUP INC
CL A
98954M101
726
19800
SH
SOLE
1
19800
0
0
ZIONS BANCORPORATION
COM
989701107
10913
431400
SH
DFND
1
431400
0
0
ZOES KITCHEN INC
COM
98979J109
56670
1588200
SH
DFND
1
1588200
0
0
ZOES KITCHEN INC
COM
98979J109
3239
89300
SH
SOLE
1
89300
0
0
ZOETIS INC
CL A
98978V103
8691
181923
SH
DFND
1
181923
0
0
ZWEIG TOTAL RETURN FD INC
COM NEW
989837208
1737
143450
SH
DFND
1
143450
0
0