Compliance Analyst

0000944361-21-000005.txt : 20210524 0000944361-21-000005.hdr.sgml : 20210524 20210524122033 ACCESSION NUMBER: 0000944361-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210524 DATE AS OF CHANGE: 20210524 EFFECTIVENESS DATE: 20210524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CENTRAL INDEX KEY: 0000944361 IRS NUMBER: 411803291 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15253 FILM NUMBER: 21952502 BUSINESS ADDRESS: STREET 1: 220 S. SIXTH STREET STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4505 BUSINESS PHONE: 612-397-3036 MAIL ADDRESS: STREET 1: 220 S. SIXTH STREET STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4505 FORMER COMPANY: FORMER CONFORMED NAME: LARSONALLEN FINANCIAL, LLC DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: LARSONALLEN FINANCIAL LLC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: LAWCO FINANCIAL LLC /BD DATE OF NAME CHANGE: 19990106 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000944361 XXXXXXXX 03-31-2021 03-31-2021 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

220 S. SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402-4505

13F HOLDINGS REPORT 028-15253 N Shawn Harris Compliance Analyst 16086629485 Shawn Harris Middleton X1 05-24-2021 0 166 2117436 false INFORMATION TABLE 2 13FCLAWA03312021.xml AT&T INC COM 00206R102 492 16251 SH SOLE 0 0 16251 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 1491 23976 SH SOLE 0 0 23976 APPLE INC COM 037833100 11522 94323 SH SOLE 0 0 94323 BNY MELLON STRATEGIC MUNS IN COM 05588W108 215 25184 SH SOLE 0 0 25184 BK OF AMERICA CORP COM 060505104 1201 31029 SH SOLE 0 0 31029 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 690 27143 SH SOLE 0 0 27143 BRISTOL-MYERS SQUIBB CO COM 110122108 753 11935 SH SOLE 0 0 11935 CHEVRON CORP NEW COM 166764100 1126 10741 SH SOLE 0 0 10741 COCA COLA CO COM 191216100 924 17539 SH SOLE 0 0 17539 COHEN & STEERS QUALITY INCOM COM 19247L106 355 25485 SH SOLE 0 0 25485 COHEN & STEERS MLP INCOME & COM SHS 19249B106 214 67000 SH SOLE 0 0 67000 DEVON ENERGY CORP NEW COM 25179M103 2111 96601 SH SOLE 0 0 96601 EMERSON ELEC CO COM 291011104 1742 19310 SH SOLE 0 0 19310 ENBRIDGE INC COM 29250N105 649 17820 SH SOLE 0 0 17820 ENTERPRISE PRODS PARTNERS L COM 293792107 487 22109 SH SOLE 0 0 22109 EXELON CORP COM 30161N101 2120 48458 SH SOLE 0 0 48458 EXXON MOBIL CORP COM 30231G102 596 10677 SH SOLE 0 0 10677 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 533 21193 SH SOLE 0 0 21193 INNOVATOR ETFS TR IBD 50 ETF 45782C102 595 13569 SH SOLE 0 0 13569 INTEL CORP COM 458140100 1268 19810 SH SOLE 0 0 19810 INVESCO VALUE MUN INCOME TR COM 46132P108 225 14352 SH SOLE 0 0 14352 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 4344 26446 SH SOLE 0 0 26446 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 3706 21016 SH SOLE 0 0 21016 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 20072 345168 SH SOLE 0 0 345168 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 340 15095 SH SOLE 0 0 15095 GOLD TR ISHARES 464285105 420 25819 SH SOLE 0 0 25819 ISHARES INC JP MRGN EM HI BD 464286285 720 16193 SH SOLE 0 0 16193 ISHARES TR CORE S&P TTL STK 464287150 20427 223007 SH SOLE 0 0 223007 ISHARES TR SELECT DIVID ETF 464287168 1895 16607 SH SOLE 0 0 16607 ISHARES TR TIPS BD ETF 464287176 34603 275718 SH SOLE 0 0 275718 ISHARES TR CORE S&P500 ETF 464287200 38612 97059 SH SOLE 0 0 97059 ISHARES TR CORE US AGGBD ET 464287226 108786 955685 SH SOLE 0 0 955685 ISHARES TR MSCI EMG MKT ETF 464287234 2968 55636 SH SOLE 0 0 55636 ISHARES TR S&P 500 GRWT ETF 464287309 94891 1457395 SH SOLE 0 0 1457395 ISHARES TR S&P 500 VAL ETF 464287408 100725 713146 SH SOLE 0 0 713146 ISHARES TR 20 YR TR BD ETF 464287432 1928 14232 SH SOLE 0 0 14232 ISHARES TR 1 3 YR TREAS BD 464287457 5152 59732 SH SOLE 0 0 59732 ISHARES TR MSCI EAFE ETF 464287465 4397 57960 SH SOLE 0 0 57960 ISHARES TR RUS MID CAP ETF 464287499 1189 16085 SH SOLE 0 0 16085 ISHARES TR CORE S&P MCP ETF 464287507 48553 186541 SH SOLE 0 0 186541 ISHARES TR RUS 1000 VAL ETF 464287598 13404 88448 SH SOLE 0 0 88448 ISHARES TR RUS 1000 GRW ETF 464287614 9490 39049 SH SOLE 0 0 39049 ISHARES TR RUSSELL 2000 ETF 464287655 10234 46320 SH SOLE 0 0 46320 ISHARES TR CORE S&P SCP ETF 464287804 27183 250464 SH SOLE 0 0 250464 ISHARES TR SHRT NAT MUN ETF 464288158 4470 41456 SH SOLE 0 0 41456 ISHARES TR JPMORGAN USD EMG 464288281 22549 207097 SH SOLE 0 0 207097 ISHARES TR NATIONAL MUN ETF 464288414 127136 1095527 SH SOLE 0 0 1095527 ISHARES TR INTL SEL DIV ETF 464288448 1346 42766 SH SOLE 0 0 42766 ISHARES TR MBS ETF 464288588 7094 65427 SH SOLE 0 0 65427 ISHARES TR USD INV GRDE ETF 464288620 7300 123644 SH SOLE 0 0 123644 ISHARES TR ISHS 1-5YR INVS 464288646 1833 33514 SH SOLE 0 0 33514 ISHARES TR SHORT TREAS BD 464288679 1195 10817 SH SOLE 0 0 10817 ISHARES TR PFD AND INCM SEC 464288687 11023 287063 SH SOLE 0 0 287063 ISHARES TR EAFE VALUE ETF 464288877 725 14224 SH SOLE 0 0 14224 ISHARES TR US TREAS BD ETF 46429B267 11385 434712 SH SOLE 0 0 434712 ISHARES TR FLTG RATE NT ETF 46429B655 5735 112930 SH SOLE 0 0 112930 ISHARES TR CORE HIGH DV ETF 46429B663 1783 18785 SH SOLE 0 0 18785 ISHARES TR MSCI EAFE MIN VL 46429B689 4837 66270 SH SOLE 0 0 66270 ISHARES TR MSCI USA MIN VOL 46429B697 2320 33526 SH SOLE 0 0 33526 ISHARES U S ETF TR INT RT HDG C B 46431W705 1722 17843 SH SOLE 0 0 17843 ISHARES TR MSCI USA QLT FCT 46432F339 98450 808426 SH SOLE 0 0 808426 ISHARES TR MSCI USA VALUE 46432F388 65198 636328 SH SOLE 0 0 636328 ISHARES TR CORE MSCI TOTAL 46432F834 23377 332630 SH SOLE 0 0 332630 ISHARES TR CORE MSCI EAFE 46432F842 111938 1553616 SH SOLE 0 0 1553616 ISHARES INC CORE MSCI EMKT 46434G103 38927 604825 SH SOLE 0 0 604825 ISHARES INC ESG AWR MSCI EM 46434G863 3695 85325 SH SOLE 0 0 85325 ISHARES TR 0-5YR HI YL CP 46434V407 2731 59608 SH SOLE 0 0 59608 ISHARES TR MSCI INTL QUALTY 46434V456 14037 385207 SH SOLE 0 0 385207 ISHARES TR CORE DIV GRWTH 46434V621 8687 179970 SH SOLE 0 0 179970 ISHARES TR HDG MSCI EAFE 46434V803 806 24434 SH SOLE 0 0 24434 ISHARES TR BLACKROCK ULTRA 46434V878 14181 280706 SH SOLE 0 0 280706 ISHARES TR IBONDS DEC23 ETF 46434VAX8 2792 106804 SH SOLE 0 0 106804 ISHARES TR IBONDS DEC22 ETF 46434VBA7 3146 123556 SH SOLE 0 0 123556 ISHARES TR IBONDS DEC25 ETF 46434VBD1 2282 85045 SH SOLE 0 0 85045 ISHARES TR IBONDS DEC24 ETF 46434VBG4 2321 87968 SH SOLE 0 0 87968 ISHARES TR IBONDS DEC21 ETF 46434VBK5 2947 118590 SH SOLE 0 0 118590 ISHARES TR IBONDS DEC2023 46435G318 2877 109951 SH SOLE 0 0 109951 ISHARES TR FALN ANGLS USD 46435G474 824 28168 SH SOLE 0 0 28168 ISHARES TR ESG AW MSCI EAFE 46435G516 1250 16469 SH SOLE 0 0 16469 ISHARES TR IBONDS DEC2022 46435G755 3369 127917 SH SOLE 0 0 127917 ISHARES TR IBONDS DEC2021 46435G789 4663 181330 SH SOLE 0 0 181330 ISHARES TR IBONDS DEC2026 46435GAA0 2088 79214 SH SOLE 0 0 79214 ISHARES TR ESG MSCI LEADR 46435U218 3387 48888 SH SOLE 0 0 48888 ISHARES TR IBONDS DEC 26 46435U259 1526 56900 SH SOLE 0 0 56900 ISHARES TR IBONDS DEC 27 46435U283 1257 46647 SH SOLE 0 0 46647 ISHARES TR IBONDS DEC 28 46435U325 2035 74921 SH SOLE 0 0 74921 ISHARES TR IBONDS DEC 25 46435U432 850 30439 SH SOLE 0 0 30439 ISHARES TR GBL GREEN ETF 46435U440 635 11622 SH SOLE 0 0 11622 ISHARES TR IBDS DEC28 ETF 46435U515 772 27256 SH SOLE 0 0 27256 ISHARES TR ESG AWR US AGRGT 46435U549 2529 46226 SH SOLE 0 0 46226 ISHARES TR ESG AWARE MSCI 46435U663 508 13188 SH SOLE 0 0 13188 ISHARES TR IBONDS DEC 46435U697 1439 53311 SH SOLE 0 0 53311 ISHARES TR IBONDS 27 ETF 46435UAA9 1005 37603 SH SOLE 0 0 37603 ISHARES TR IBONDS DEC 29 46436E205 522 19973 SH SOLE 0 0 19973 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 68916 1350242 SH SOLE 0 0 1350242 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 45089 888363 SH SOLE 0 0 888363 KIRKLAND LAKE GOLD LTD COM 49741E100 362 10712 SH SOLE 0 0 10712 MATTHEWS INTL CORP CL A 577128101 505 12771 SH SOLE 0 0 12771 MERCK & CO. INC COM 58933Y105 2101 27252 SH SOLE 0 0 27252 MICROSOFT CORP COM 594918104 6327 26836 SH SOLE 0 0 26836 MONDELEZ INTL INC CL A 609207105 611 10433 SH SOLE 0 0 10433 NEXTERA ENERGY INC COM 65339F101 2325 30751 SH SOLE 0 0 30751 NUVEEN AMT FREE QLTY MUN INC COM 670657105 2942 198535 SH SOLE 0 0 198535 NUVEEN QUALITY MUNCP INCOME COM 67066V101 4201 277446 SH SOLE 0 0 277446 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 3036 210384 SH SOLE 0 0 210384 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 557 34471 SH SOLE 0 0 34471 NUVEEN AMT FREE MUN CR INC F COM 67071L106 1110 65676 SH SOLE 0 0 65676 NUVEEN MUN VALUE FD INC COM 670928100 726 65142 SH SOLE 0 0 65142 PG&E CORP COM 69331C108 352 30038 SH SOLE 0 0 30038 PFIZER INC COM 717081103 532 14692 SH SOLE 0 0 14692 PIONEER MUN HIGH INCOME ADVA COM 723762100 1458 123375 SH SOLE 0 0 123375 PIONEER MUN HIGH INCOME TR COM SHS 723763108 1742 140858 SH SOLE 0 0 140858 PROCTER AND GAMBLE CO COM 742718109 2516 18575 SH SOLE 0 0 18575 PROSHARES TR S&P 500 DV ARIST 74348A467 58429 677358 SH SOLE 0 0 677358 ROCKWELL AUTOMATION INC COM 773903109 9345 35204 SH SOLE 0 0 35204 SBA COMMUNICATIONS CORP NEW CL A 78410G104 3222 11607 SH SOLE 0 0 11607 SPDR S&P 500 ETF TR TR UNIT 78462F103 7038 17757 SH SOLE 0 0 17757 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2124 48513 SH SOLE 0 0 48513 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 24675 853509 SH SOLE 0 0 853509 SPDR SER TR BLOMBRG BRC INTL 78464A151 5859 163514 SH SOLE 0 0 163514 SPDR SER TR PRTFLO S&P500 GW 78464A409 21712 384968 SH SOLE 0 0 384968 SPDR SER TR PRTFLO S&P500 VL 78464A508 505 13333 SH SOLE 0 0 13333 SPDR SER TR S&P DIVID ETF 78464A763 8195 69430 SH SOLE 0 0 69430 SPDR SER TR NUVEEN BRC MUNIC 78468R721 20532 397453 SH SOLE 0 0 397453 SPDR SER TR NUVEEN BLMBRG SR 78468R739 3025 61042 SH SOLE 0 0 61042 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 50028 517300 SH SOLE 0 0 517300 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 48961 377263 SH SOLE 0 0 377263 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 27882 427118 SH SOLE 0 0 427118 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 5112 68678 SH SOLE 0 0 68678 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1151 11551 SH SOLE 0 0 11551 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1781 56040 SH SOLE 0 0 56040 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 805 25064 SH SOLE 0 0 25064 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 11922 316913 SH SOLE 0 0 316913 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 28868 535090 SH SOLE 0 0 535090 SCHWAB STRATEGIC TR US REIT ETF 808524847 613 14927 SH SOLE 0 0 14927 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4055 63317 SH SOLE 0 0 63317 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1095 30719 SH SOLE 0 0 30719 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 2247 89792 SH SOLE 0 0 89792 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 65681 446569 SH SOLE 0 0 446569 VANGUARD STAR FDS VG TL INTL STK F 921909768 908 14477 SH SOLE 0 0 14477 VANGUARD WORLD FD ESG US STK ETF 921910733 1010 13698 SH SOLE 0 0 13698 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2000 24338 SH SOLE 0 0 24338 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 3284 38767 SH SOLE 0 0 38767 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 99361 2023242 SH SOLE 0 0 2023242 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 674 13086 SH SOLE 0 0 13086 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 1057 18500 SH SOLE 0 0 18500 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4281 44000 SH SOLE 0 0 44000 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 23245 383076 SH SOLE 0 0 383076 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2988 57399 SH SOLE 0 0 57399 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1514 18535 SH SOLE 0 0 18535 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 8644 137214 SH SOLE 0 0 137214 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 987 11967 SH SOLE 0 0 11967 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 2191 21641 SH SOLE 0 0 21641 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 3130 37805 SH SOLE 0 0 37805 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 6251 67198 SH SOLE 0 0 67198 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 56626 1036342 SH SOLE 0 0 1036342 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 96829 265796 SH SOLE 0 0 265796 VANGUARD INDEX FDS MID CAP ETF 922908629 2238 10111 SH SOLE 0 0 10111 VANGUARD INDEX FDS GROWTH ETF 922908736 4153 16156 SH SOLE 0 0 16156 VANGUARD INDEX FDS VALUE ETF 922908744 3737 28425 SH SOLE 0 0 28425 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3555 17200 SH SOLE 0 0 17200 VERIZON COMMUNICATIONS INC COM 92343V104 669 11499 SH SOLE 0 0 11499 WALGREENS BOOTS ALLIANCE INC COM 931427108 559 10182 SH SOLE 0 0 10182 WHEATON PRECIOUS METALS CORP COM 962879102 454 11888 SH SOLE 0 0 11888 WISDOMTREE TR US MIDCAP DIVID 97717W505 2597 64248 SH SOLE 0 0 64248