4 1 form49.htm FORM 4 Form 4 DOC

FORM 4

[    ]   Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).


(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

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1.    Name and address of Reporting Person*
 

Bass                   Charlie
_________________________________
     (Last)        (First)            (Middle)


37400 Central Court
_________________________________
     (Street)   

Newark           CA             94560
________________________________

     (City)        (State)       (Zip)

2.    Issuer Name and Ticker or Trading Symbol

Socket Communications, Inc.
        SCKT

6.    Relationship of Reporting Person to Issuer
(Check all applicable)

X     Director            10% Owner
        Officer (give title below)           Other (specify below)
 

7.  Individual or Joint/Group Filing (Check applicable line)
             X     Form filed by One Reporting Person
                   Form filed by More than One Reporting Person 

3.    IRS or Social Security Number of Reporting Person (Voluntary)

4.    Statement for Month/Year

August 2002

5.    If Amendment, Date of Original (Month/Year)


Table I - Non-Derivative Securities Beneficially Owned

1.    Title of Security
  (Instr. 3)
2.    Transaction Date (Month/Day/Year) 3. Transaction Code
  (Instr. 8)
4.    Securities Acquired (A)
  or Disposed of (D)   (Instr.3, 4 and 5)
5. Amount of Securities Beneficially Owned at End of Month
(Instr. 3 and 4)
6. Ownership Form:
Direct (D) or Indirect (I)
(Instr. 4)
7.    Nature of
Indirect Beneficial Ownership (Instr. 4)
     Code V Amount (A) or (D) Price
Common  Stock 11/27/2002 P    4,600 A 0.81 1,413,216 D

 

 

 

  

 

   

 

 

 

 

 

 

  

 

   

 

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly
*    If the form is filed by more than one reprting person, see Instruction 4


Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1.    Title of Derivative Security
  (Instr. 3)

2.    Conversion or Exercise Price of Derivative Security

3.Transaction Date
(Month/Day/Year)

4. Transaction
Code
  (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
  (Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
  (Instr. 3 and 4)

8.    Price of Derivative Security
  (Instr. 5)

9.    Number of Derivative Securities Beneficially Owned at End 0f Month
  (Instr. 4)

10.    Ownership Form of Derivative Security.
Direct (D) or Indirect (I)
  (Instr. 4)

11.    Nature of Indirect Beneficial Ownership
  (Instr. 4)

  

  

Code

V

(A)

(D)

Date
Exer-
cisable

Expira-
tion
Date

Title

Amount or Number of Shares

  

  

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses:

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff.(a)

Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

    /s/ Charlie Bass
**Signature of Reporting Person

12/2/2002_
Date